Tipo de Ins. Nombre de Ins. DBA Estatus Dirección Teléfono Fecha de Aprobación Número de Lic. NMLS Nombre de Contacto CRD
 TRANSF. MONETARIA - DA BAM TRADING SERVICES INC. BINANCE.US ACTIVA ONE LETTERMAN DRIVE, BUILDING C, SUITE C3-800 THE PRESIDIO OF SAN FRANCISCO SAN FRANCISCO CA 94129 628-200-0787 03/31/2022 TM-137 NO NORMAN REED
 TRANSF. MONETARIA - DA BITCOIN DEPOT OPERATING, LLC ACTIVA 3343 PEACHTREE RD NE SUITE 750 ATLANTA GA 30326 678-961-0059 12/14/2021 TM-128 NO
 TRANSF. MONETARIA - DA BITSTAMP USA, INC. ACTIVA 27 UNION SQUARE WEST SUITE 205 NEW YORK NY 10003 917-349-0922 01/20/2022 TM-133 NO THOMAS HOOK
 TRANSF. MONETARIA - DA BLOCKCHAIN.COM, INC. ACTIVA 1450 BRICKELL AVE SUITE 2780 MIAMI FL 33131 888-552-1019 04/15/2022 TM-138 NO
 TRANSF. MONETARIA - DA CIRCLE INTERNET FINANCIAL, LLC ACTIVA 332 CONGRESS STREET 4TH FLOOR BOSTON MA 02210 617-326-8326 02/05/2015 TM-054 NO JOHN A. BECCIA III
 TRANSF. MONETARIA - DA COINBASE, INC. ACTIVA 55 HUDSON YARDS 550 WEST 34TH, 4TH FLOOR NEW YORK NY 10001 415-209-5329 11/17/2014 TM-053 NO MARTINE NIEJADLIK
 TRANSF. MONETARIA - DA COINLIST MARKETS LLC ACTIVA 850 MONTGOMERY STREET SUITE 350 SAN FRANCISCO CA 94133 212-500-1159 09/22/2021 TM-122 NO CHRISTOPHER LE
 TRANSF. MONETARIA - DA COINME INC ACTIVA 113 CHERRY ST SUITE 77544 SEATTLE WA 98104-2205 800-944-3405 07/08/2021 TM-115 NO NEIL BERGQUIST
 TRANSF. MONETARIA - DA CoinZoom, Inc. ACTIVA 4640 S. Holladay Village Plaza Suite 205 SALT LAKE CITY UT 84117 385-887-8496 05/25/2021 TM-112 NO CHARLES CHRISTOFILIS
 TRANSF. MONETARIA - DA FORI S DAX, INC ACTIVA 111 BRICKELL AVE, SUITE 2725 SABADELL FINANCIAL CENTER BUILDING MIAMI FL 33131 904-394-2618 10/05/2021 TM-123 NO JOSE LAPADULA
 TRANSF. MONETARIA - DA GATE US, INC. ACTIVA 33 S WOOD AVE SUITE 600 ISELIN NJ 08830 877-357-2112 10/17/2023 TM-160 NO SUSANA HERRERA, CODY KARRAS
 TRANSF. MONETARIA - DA GEMINI TRUST COMPANY, LLC GEMINI EXCHANGE ACTIVA 315 Park Avenue South, 18th Floor NEW YORK NY 10010 646-751-4444 05/03/2017 TM-071 NO MICHAEL BREU
 TRANSF. MONETARIA - DA GPD HOLDINGS LLC CoinFlip ACTIVA 433 WEST VAN BUREN ST SUITE 1050N CHICAGO IL 60607 773-800-0106 06/01/2022 TM-142 NO LARRY LIPKA
 TRANSF. MONETARIA - DA GSR DIGITAL LLC ACTIVA 712 5TH AVE 23RD FLOOR NEW YORK NY 10019 908-294-8836 10/20/2022 TM-150 NO EUGENE FERRARA
 TRANSF. MONETARIA - DA INX DIGITAL, INC ACTIVA 9711 WASHINGTONIAN BLVD STE 550 GAITHERSBURG MD 20878 800-805-3827 11/17/2021 TM-127 NO ALAN SILBERT
 TRANSF. MONETARIA - DA LAYER2 FINANCIAL, INC. ACTIVA 201 S BISCAYNE BLVD. SUITE 2800 MIAMI FL 33131 416-919-6744 10/23/2023 TM-163 NO JOHN INGOLD, BHANU KOHLI
 TRANSF. MONETARIA - DA MOONPAY USA LLC ACTIVA 1111 BRICKELL AVENUE 10TH FLOOR MIAMI FL 33131 917-861-1567 10/12/2021 TM-124 NO THEODORA VARDIS, DENISE FESDJIAN
 TRANSF. MONETARIA - DA NYDIG EXECUTION LLC ACTIVA 510 MADISON AVE. 21ST FLOOR NEW YORK NY 10022 212-847-7884 05/03/2021 TM-109 NO REUBEN GRINBERG
 TRANSF. MONETARIA - DA NYDIG TRUST COMPANY LLC ACTIVA 510 MADISON AVE 21ST FLOOR NEW YORK NY 10022 212-433-4400 05/04/2021 TM-110 NO REUBEN GRINBERG
 TRANSF. MONETARIA - DA PROVENANCE TECHNOLOGIES, INC. FIANT ACTIVA 50 FRANCISCO ST. SUITE 1107 SAN FRANCISCO CA 94133 415-796-6281 TM-102 NO SCOTT BUTLER
 TRANSF. MONETARIA - DA RIVER FINANCIAL, INC. ACTIVA 755 SANSOME ST. SUITE 600 SAN FRANCISCO CA 94111 415-878-3375 07/01/2022 TM-145 NO ALEXANDRA GAISER
 TRANSF. MONETARIA - DA ROBINHOOD CRYPTO, LLC ACTIVA 85 WILLOW ROAD MENLO PARK CA 94025 978-561-9811 10/17/2023 TM-161 NO JOHN JAMES LARAMIE
 TRANSF. MONETARIA - DA ROCKITCOIN, LLC ACTIVA 325 WEST HURON SUITE 310 CHICAGO IL 60654 312-878-4704 08/01/2022 TM-146 NO JOHN CARROLL
 TRANSF. MONETARIA - DA STANDARD CUSTODY & TRUST COMPANY, LLC ACTIVA 650 5TH AVE 14TH FLOOR NEW YORK NY 10019-6108 646-553-6991 06/06/2023 TM-153 NO SUELLEN GALISH
 TRANSF. MONETARIA - DA TRADESTATION CRYPTO, INC. ACTIVA 8050 SW 10TH ST SUITE 2000 PLANTATION FL 33324 954-652-7000 12/22/2021 TM-131 NO KELECHUKWU OSUJI
 TRANSF. MONETARIA - DA UNCHAINED TRADING, LLC ACTIVA 601 CONGRESS AVE SUITE 200 AUSTIN TX 78701 844-486-2424 10/20/2022 TM-151 NO JOSHUA PRESTON
 TRANSF. MONETARIA - DA WEBULL PAY LLC ACTIVA 200 CAROLLIN PKWY SUITE 500 ST. PETERSBURG FL 33714 917-725-2448 07/26/2023 TM-154 NO ANTHONY DENIER, SHEN LU
 TRANSF. MONETARIA - DA WISDOMTREE DIGITAL MOVEMENT, INC. ACTIVA 250 W 34TH STREET 3RD. FLOOR NEW YORK NY 10119 212-801-2080 08/29/2023 TM-158 NO RYAN LOUVAR, JOHN DAVIDSON
 TRANSF. MONETARIA - DA ZAP SOLUTIONS, INC. ACTIVA 200 NORTH LASALLE STREET SUITE 2650 CHICAGO IL 60601 08/23/2023 TM-157 NO ADELE FAURE
 TRANSF. MONETARIA - DA ZERO HASH LLC ACTIVA 327 N ABERDEEN ST CHICAGO IL 60607-1202 855-744-7333 04/29/2019 TM-091 NO WASEEM BARAZI
AGENTES Carpina De Luca McLellan ACTIVA One American Road MD-7020 Dearborn MI 48126-2701 313-594-4729 08/27/2021 2505 NO Melissa Coombs
AGENTES Clare R. Lewis ACTIVA 100 Witherspoon Street Louisville KY 402202 502-569-5860 09/24/2015 2497 NO Michael K. Kirk
AGENTES Daniel Noah ACTIVA 3900 S. Overland Avenue Springfield MO 65807 866-453-7143 02/07/2017 2501 NO Tammy K. Eastburn
AGENTES David A. Randall ACTIVA 125 High Street Suite 1802 Boston MA 02110 1-800-225-6704 11/07/2014 2493 NO Daniel Lasser
AGENTES Giuseppe Vecchio ACTIVA One American Road MD-7020 Dearborn MI 48126-2701 313-337-6624 02/26/2015 2496 NO Melissa Coombs
AGENTES Justin Marshall Conway ACTIVA 209 T. St. NE Washington DC 20002 301-280-6006 02/09/2016 2498 NO Dana R. Dawe
AGENTES Kirk Fahrenwald ACTIVA Graybar Building 420 Lexington Avenue New York NY 10170 212-867-8280 06/24/2010 2489 NO Courtney S. Lynch
AGENTES Melissa René Coombs ACTIVA One American Road MD-7020 Dearborn MI 48126-2701 313-594-4729 01/01/2019 2503 NO Melissa René Coombs
AGENTES Naro Shoghag Sigler ACTIVA One American Road MD-7020 Dearborn MI 48126-2701 313-337-6624 01/01/2015 2494 NO Melissa Coombs
AGENTES Nora Beth Reilly ACTIVA One American Road, MD-7020 Dearborn MI 48126-2701 313-337-6624 01/09/2017 2502 NO Nora Beth Stiver, Melissa Coombs
AGENTES Travis Lowe ACTIVA 1500 Warner Building 150 Ottawa Avenue, N.W. Grand Rapids MI 49503 616-752-2526 10/03/2022 2506 NO Dana R. Dawe
AGENTES TRANSFERENCIAS MONETARIAS COOP AHORRO/CREDITO MAUNABO ACTIVA 27 CALLE MUÑOZ RIVERA PATILLAS PR ATM-016-1559 NO
AGENTES TRANSFERENCIAS MONETARIAS GAMA GROUP INC GC ACTIVA URB IND MINILLAS BAYAMON PR ATM-024-1129 NO
AGENTES TRANSFERENCIAS MONETARIAS GENEPHARMA CORP GC 11 ACTIVA 115 AVE BARBOSA CATAÑO PR ATM-024-1133 NO
AGENTES TRANSFERENCIAS MONETARIAS SMART SERVICE ACTIVA 926 CALLE EIDER SAN JUAN PR ATM-024-1276 NO
AGENTES TRANSFERENCIAS MONETARIAS WL PHARMACY CORP ACTIVA 3 URB RAHOLISA GDNS SAN SEBASTIAN PR ATM-024-1401 NO
ARRENDAMIENTO ACAR LEASING LTD GM FINANCIAL LEASING ACTIVA 801 CHERRY ST. SUITE 3600 FORT WORTH TX 76102 817-302-8434 04/04/2011 APM-483 NO SARAH POTTS
ARRENDAMIENTO ACRECENT FINANCIAL, LLC ACTIVA METRO OFFICE PARK EDIF. VALENCIA, 17 C/2 STE 640 GUAYNABO PR 00968 787-706-9292 07/24/2003 APM-253 NO RAUL H. CACHO PEREZ
ARRENDAMIENTO ALTEC WORLDWIDE RENTAL SERVICES DEL CARIBE, INC. ACTIVA A-10 AGUSTIN STAHL CARR 174 BAYAMON PR 00958 205-408-6851 01/29/2021 APM-552 NO ANTONIO RAMIREZ APONTE, ESQ, PAUL B. CRANE
ARRENDAMIENTO AMERICAN FIRST FINANCE, LLC ACTIVA 3100 OLYMPUS DRIVE SUITE 300 DALLAS TX 75019 469-514-7407 03/06/2020 APM-548 NO ALISON CARDWELL
ARRENDAMIENTO ATLANTIC CAPITAL CORP. ACTIVA CALLE MENDEZ VIGO #70 COND. PROFESSIONAL PISO 6 MAYAGUEZ PR 00681 787-652-0007 06/19/2007 APM-406 NO ENRIQUE GOMEZ MONAGAS , ANGEL ONDINA CORDOBES
ARRENDAMIENTO AUTOMOTIVE RENTALS,INC. ACTIVA Montehiedra Office Centre, Suite330 9615 Ave. Los Romeros SAN JUAN PR 00926 787-783-8668 07/03/1978 APM-009 NO DAVID BURSET
ARRENDAMIENTO AUTOTRAKK PUERTO RICO, LLC ACTIVA 185 CALLE MENDEZ VIGO MAYAGUEZ PR 00680 787-709-4609 08/30/2016 APM-528 NO JORGE MORALES, OTILIO SANTIAGO ALBERT
ARRENDAMIENTO AXISCARE HEALTH LOGISTICS, INC. ACTIVA CARR. 2 KM. 19.5 BO. CANDELARIA TOA BAJA PR 00949 7872512323 07/09/2008 APM-426 NO GUILLERMO I. MARRERO RIVERA, ANNETTE AVILES
ARRENDAMIENTO CAPEX FINANCIAL COMPANY, INC. ACTIVA 1828 REINA DE LAS FLORES OFICINA 201 SAN JUAN PR 00927 787-723-4050 04/19/2011 APM-486 NO FERNANDO MACHUCA
ARRENDAMIENTO CARIBBEAN DATA SYSTEM, INC. ACTIVA 16 AVE LAS CUMBRES SUITE 200 GUAYNABO PR 00969 787-774-6969 06/25/2009 APM-441 NO SEVERIANO LOPEZ
ARRENDAMIENTO CARIBBEAN FLEET SOLUTIONS, LLC ACTIVA BO. MAMEY CARR 189 KM 9.0 GURABO PR 00778 787-237-7639 03/13/2020 APM-551 NO JAVIER VAZQUEZ BRAVO, JOSE ZAYAS SEPULVEDA
ARRENDAMIENTO CARIBE MEDICAL SUPPLY ACTIVA 1351 C/ ANTONIO ARROYO URB SANTIAGO IGLESIAS SAN JUAN PR 00921 787-783-0085 01/02/1999 APM-059 NO CARMEN L. RODRIGUEZ, BENJAMIN BISONO
ARRENDAMIENTO CHICK-FIL-A (PR) LLC ACTIVA 151 CALLE SAN FRANCISCO SUITE 200 PMB 0329 SAN JUAN PR 00901 404-765-8000 12/21/2021 APM-555 NO WILLIAM J DUNPHY, JR, ANITA COSTELLO
ARRENDAMIENTO CLINICAL MEDICAL SERVICES,INC. ACTIVA CARR PR.3 KM 9.5,AVE 65 INF REPARTO INDUSTRIAL SAN GABRIEL CAROLINA PR 00985-0056 787-620-2900 04/15/1999 APM-174 NO RAUL RODRIGUEZ
ARRENDAMIENTO CNH INDUSTRIAL CAPITAL AMERICA, LLC ACTIVA 5729 WASHINGTON AVE RACINE WI 53406 800-501-5711 08/07/2007 APM-411 NO MARIE MUTTER, JANELL TOPCZEWSKI
ARRENDAMIENTO COMMERCIAL EQUIPMENT FINANCE, INC. CEFI ACTIVA 650 Muñoz Rivera Ave., Suite 101 SAN JUAN PR 00918 787-302-2334 08/05/2009 APM-445 NO RICARDO A. RIOS
ARRENDAMIENTO COMMUNICATION LEASING ACTIVA 326 AVE. JESUS T.PINERO SAN JUAN PR 00927 7877633975 04/07/1982 APM-026 NO ANA L. ALBERTORIO CINTRON
ARRENDAMIENTO COMMUNICATIONS & INDUSTRIAL ELECTRONICS CORPORATION ACTIVA 326 AVE JESUS T PIÑERO SAN JUAN PR 00927 787-763-3975 08/11/2022 APM-559 NO EINA E ALBERTORIO CINTRON
ARRENDAMIENTO COMPUTER NETWORK SYSTEMS, CORP. ACTIVA 262 Uruguay Street, Suite C-2 Altagracia Bldg. San Juan PR 00917 787-250-5465 10/20/2016 APM-529 NO DAVID MORALES
ARRENDAMIENTO CONDADO SALES & RENTAL, INC. ACTIVA 186 CALLE JUAN P. DUARTE SAN JUAN PR 00917 787-758-2325 06/22/2004 APM-257 NO MANUEL DE LEON ANAYA
ARRENDAMIENTO DATA SUPPLIES CORPORATION ACTIVA 126 CALLE 2 VILLA NEVAREZ SAN JUAN PR 00927 787-758-7118 10/05/2023 APM-563 NO WILLIAM JAMIESON, MAGALY LUNA
ARRENDAMIENTO DELAGE LANDEN FINANCIAL SERVICES,INC. ACTIVA 1111 OLD EAGLE SCHOOL ROAD WAYNE PA 19087 6103865000 08/06/2004 APM-263 NO RONALD SLAATS , MATTHEW HUBER
ARRENDAMIENTO DIABETIC SOLUTIONS CORP. ACTIVA CALLE 3 D-9 URB FLAMBOYAN MANATI PR 00674 7878843382 09/16/2005 APM-271 NO JAIME X PANTOJA , IVELISSE GUZMAN BERRIOS
ARRENDAMIENTO DOCULEASING, INC. ACTIVA 18 C/RAFAEL HERNANDEZ ESQ. CECILIO URBINA GUAYNABO PR 00969 787-740-1735 04/08/2019 APM-543 NO NINETTE M. CANALS GARCIA, ANIBAL BERRIOS
ARRENDAMIENTO EMPRESAS BONILLA COLON, INC. ACTIVA CARR. 149, km 58.1 BO. TIERRA SANA VILLALBA PR 00766-1542 787-847-8600 03/30/2012 APM-495 NO IDALIA BONILLA COLON
ARRENDAMIENTO GENERAL EQUIPMENT FINANCIAL, LLC ACTIVA 602 FERNANDEZ JUNCOS AVE COND. CARIBBEAN SEA VIEW ,SUITE 2203 SAN JUAN PR 00907 787-998-0961 07/10/2018 APM-538 NO FERNANDO J. RAMOS ORTIZ
ARRENDAMIENTO GENTLE CARE, INC. ACTIVA AVE. ITURREGUI 805 COUNTRY CLUB SAN JUAN PR 00924 787-762-6362 09/16/2005 APM-270 NO RAQUEL FERRER MATOS
ARRENDAMIENTO GM CAPITAL, INC. ACTIVA #1590 AVE PONCE DE LEON EDIFICIO GM GROUP PLAZA, SUITE 212 RIO PIEDRAS PR 00926 787-522-2222 07/29/2005 APM-269 NO GUILLERMO L. MARTINEZ , ELMER GARRASTAZU
ARRENDAMIENTO GUEVAREZ & GUEVAREZ, CORP ACTIVA CARR PR2 KM 25.2 BO. ESPINOSA, SECTOR LAGUNA 2 DORADO PR 00646 787-796-6320 05/16/2022 APM-556 NO RICHARD GUEVAREZ
ARRENDAMIENTO HILTI CARIBE, LLC ACTIVA #54 C/FEDERICO COSTAS URB INDUSTRIAL TRES MONJITAS HATO REY PR 00918 918-872-3290 01/02/2006 APM-285 NO TERESA RODREQUEZ
ARRENDAMIENTO HP FINANCIAL SERV CO PR CORP ACTIVA TORRE CHARDON SUITE 801 AVE.CHARDON 350 HATO REY PR 00918 787-658-4114 04/30/2001 APM-220 NO GRISELLE LABADIE , WILLIAM J. CINTRON VERAY
ARRENDAMIENTO IBM CORPORATION ACTIVA IBM TOWER PISO 8 STE 805 654 MUNOZ RIVERA HATO REY PR 00918 787-766-8743 10/10/1973 APM-049 NO JIMMY RIVERA
ARRENDAMIENTO IBM CREDIT LLC ACTIVA 654 AVE. MUNOZ RIVERA PISO 8 OFICINA 805 SAN JUAN PR 00918-4118 787-766-8743 01/02/2007 APM-373 NO JIMMY RIVERA
ARRENDAMIENTO IMPULSE FINANCE CORPORATION ACTIVA 106 C/ ISABEL A. AGUILAR SAN JUAN PR 00918 787-758-8183 12/13/2017 APM-534 NO RAFAEL ANDRES CARRERO VALENTINER, EMMANUEL MATOS TORRES
ARRENDAMIENTO ISLA LAB PRODUCTS, CORP. ACTIVA AMELIA DISTRIBUTION CENTER LOTE #13 CALLE DIANA GUAYNABO PR 00970 787-792-2222 04/30/1996 APM-052 NO CHARLES DONATO BRUGUERA
ARRENDAMIENTO KCI MEDICAL PUERTO RICO, INC. ACTIVA 201 CARR 869 STE A CATAÑO PR 00962-7015 787-275-3000 APM-264 NO JULIO MALDONADO, AWILDA NEVAREZ-FUENTES
ARRENDAMIENTO LEASE OPTION COMPANY, INC. ACTIVA CALLE BALEARES 355 PUERTO NUEVO SAN JUAN PR 00920 787-982-0044 01/02/2000 APM-186 NO ELENA LEON
ARRENDAMIENTO MADISON CAPITAL LLC ACTIVA 11433 CRONRIDGE DRIVE SUITE F OWINGS MILLS MD 21117 443-796-7325 03/06/2019 APM-541 NO NANCY PISTORIO
ARRENDAMIENTO MARTINAL LEASING CORP. ACTIVA 701 AVE. PONCE DE LEON, SUITE 309 SAN JUAN PR 00907 7877255353 01/12/1984 APM-063 NO ALFREDO MARTINEZ-ALVAREZ, JR
ARRENDAMIENTO MAYAGUEZ ALQUILER Y VENTA, INC. ACTIVA EDIF OFFICE PARK CARR. 2 KM 156.5, SUITE 205 MAYAGUEZ PR 00682 7878337844 01/02/1999 APM-487 NO MIGUEL A. RIVERA
ARRENDAMIENTO NPRTO PUERTO RICO, LLC ACTIVA 1255 AVE JUAN PONCE DE LEON PH-1011 SAN JUAN PR 00907 877-898-1970 08/21/2023 APM-561 NO MIGUEL OTERO SOBRINO, ESQ, BRIAN GARNER
ARRENDAMIENTO OLYMPUS LATIN AMERICA, INC. ACTIVA 27 CALLE GONZALEZ GIUSTI SUITE 602 GUAYNABO PR 00968-3076 787-277-4200 04/14/2015 APM-519 NO MORAIMA ROBLES AGUIAR, LYNN GALAN
ARRENDAMIENTO PALMERAS PARTNERS, LLC RAPID CREDIT ACTIVA 53 PALMERAS ST., Suite 1501 EL CARIBE OFFICE BLDG. SAN JUAN PR 00901-2418 787-303-4605 06/22/2018 APM-537 NO FRANCISCO PEREZ
ARRENDAMIENTO POPULAR AUTO, LLC ACTIVA 1901 AVE JESUS T PIÑERO SAN JUAN PR 00920-5617 787-751-4848 11/02/1989 APM-076 NO ANTOLIN VELASCO VELEZ, ALFREDO J. MORALES
ARRENDAMIENTO PRIDE LEASING, INC. ACTIVA CALLE HOARE 660 MIRAMAR SAN JUAN PR 00907 787-724-0635 01/02/1991 APM-079 NO EDNA RODRIGUEZ SURIS
ARRENDAMIENTO PROGRAMA DE SERVICIOS DE SALUD EN EL HOGAR Y HOSPICIO SAN LUCAS INC. ACTIVA HOSPITAL SAN LUCAS 917 AVE. TITO CASTRO PONCE PR 00732 787-843-4185 06/13/2008 APM-424 NO MARIA MATOS-PALLARES, ODALIS PIERLUISSI
ARRENDAMIENTO PROGRESSIVE FINANCE & INV. CORP. ACTIVA 521 CALLE ANTOLIN NIN URB. ROOSEVELT HATO REY PR 00918 787-759-7333 08/21/1987 APM-080 NO ERVIN RODRIGUEZ , LYDIA ALVAREZ
ARRENDAMIENTO PUERTO RICO TELEPHONE COMPANY, INC. CLARO ACTIVA 1515 AVE ROOSEVELT, PISO 2 GUAYNABO PR 00968 787-203-9901 01/02/2007 APM-384 NO ENRIQUE ORTIZ DE MONTELLANO, LYDIA TOLEDO
ARRENDAMIENTO RESPIRATORY EQUIPMENT LEASING AND SALES SERVICES, CORP. ACTIVA 1824 AVE. FERNANDEZ JUNCOS SANTURCE PR 00909 7877286500 09/12/2011 APM-490 NO MIGUEL A. RIVERA VAZQUEZ
ARRENDAMIENTO RICOH PUERTO RICO, INC. ACTIVA 1510 AVE ROOSEVELT, SUITE 1200 GUAYNABO PR 00968 787-641-4690 02/12/1998 APM-142 NO MARITZA TORRES, JEXSENIA BURGOS BAEZ
ARRENDAMIENTO ROYAL 2000 RENTAL & LEASING CORP. ACTIVA AVE. 65 INFANTERIA KM 5.4 RIO PIEDRAS PR 00928 787-641-6000 11/21/2005 APM-287 NO EDUARDO L. MONTANO VALEA
ARRENDAMIENTO RPS MEDICAL SERVICES CORP. ACTIVA CARR. 670 KM. 1.7 VILLA BEATRIZ MANATI PR 00674 7878541479 05/11/2006 APM-305 NO MELVIN VEGA PEREZ, LEILANI ARCE
ARRENDAMIENTO RYDER MEMORIAL HOSPITAL, INC. ACTIVA #355 CALLE FONT MARTELO HUMACAO PR 00792 787-852-0768 03/13/1989 APM-119 NO LCDO.JOSE R.FELICIANO , LCDA. CARMEN COLON MELENDEZ
ARRENDAMIENTO SIEMENS FINANCIAL SERVICES, INC. ACTIVA 200 WOOD AVE SOUTH SUITE 200 ISELIN NJ 08830 732-590-6500 11/03/1995 APM-138 NO PAUL NAGROWSKI
ARRENDAMIENTO SONNELL FLEET SOLUTIONS II LLC ACTIVA 124 CARR 818 KM 0.4 BARRIO CIBUCO COROZAL PR 00783 787-859-0302 01/28/2020 APM-547 NO JOSE E. RODRIGUEZ VARELA, HERNAN BURGOS RIVERA
ARRENDAMIENTO SONNELL FLEET SOLUTIONS, LLC ACTIVA CARR 818 KM 0.4 BARRIO CIBUCO COROZAL PR 00783 787-859-0302 12/20/2019 APM-546 NO JOSE E. RODRIGUEZ VARELA, HERNAN BURGOS RIVERA
ARRENDAMIENTO SONNELL TRANSIT SERVICES, LLC ACTIVA 124 CARR 818 Km 0.4 BO. CIBUCO COROZAL PR 00783 787-859-0302 10/24/2019 APM-544 NO HERNAN BURGOS RIVERA
ARRENDAMIENTO SONNELL TRUCK CENTER, LLC ACTIVA CARR. #864 KM 0.2, BO. HATO TEJAS URB. INDUSTRIAL CORUJO BAYAMON PR 00959 787-693-4455 12/20/2019 APM-545 NO JOSE E RODRIGUEZ VARELA, HERNAN BURGOS RIVERA
ARRENDAMIENTO SUNNOVA ENERGY CORPORATION ACTIVA 20 GREENWAY PLAZA SUITE 540 HOUSTON TX 77046 855-277-6379 06/23/2022 APM-557 NO ANTONIO RAMIREZ, ESQ
ARRENDAMIENTO SUNRUN PR OPERATIONS, LLC ACTIVA METRO OFFICE PARK, METRO PARQUE STREET #1, SUITE 204 GUAYNABO PR 00968 415-580-6900 07/31/2023 APM-560 NO ILEANA FERNANDEZ BUITRAGO, ESQ, ANTONIO RAMIREZ, ESQ
ARRENDAMIENTO SUNVIEW, LLC ACTIVA 381 CALLE CALAF SUITE 202 SAN JUAN PR 00918 787-636-4973 08/25/2023 APM-562 NO JACKIE HERNANDEZ, ORLANDO DIAZ DIAZ
ARRENDAMIENTO T-MOBILE PUERTO RICO LLC ACTIVA B7 TABONUCO SUITE 700 T-MOBILE CENTER GUAYNABO PR 00968-3349 787-773-3970 06/29/2015 APM-520 NO JEAN ROSADO
ARRENDAMIENTO TECHLEASE, CORP. ACTIVA CALLE URUGUAY #262, OF. C-2 COND. ALTAGRACIA SAN JUAN PR 00917 787-250-5465 09/19/2013 APM-507 NO WILLIE MORALES GONZALEZ, DAVID MORALES
ARRENDAMIENTO TOYOTA CREDIT PR CORP. ACTIVA PARQUE LAS AMERICAS 1 SUITE 501 #235 FEDERICO COSTA STREET SAN JUAN PR 00918 787-474-5800 03/18/2003 APM-266 NO JOSE ALEJANDRO TROCONIS, HELENA M. RIVERA GONZALEZ
ARRENDAMIENTO TRANSPORTE SONNELL, LLC ACTIVA 124 CARR. 818 KM 0.4 BO CIBUCO COROZAL PR 00783 787-859-0302 04/29/2014 APM-512 NO HERNAN BURGOS RIVERA
ARRENDAMIENTO WORLDNET TELECOMMUNICATIONS, INC. ACTIVA CENTRO INTERNACIONAL DE MERCADEO, SUITE 201 CARR. 165 #90, SUITE 201 GUAYNABO PR 00968-8059 787-706-2600 06/01/2009 APM-439 NO DAVID BOGATY , MARIA VIRELLA
ARRENDAMIENTO XEROX CORPORATION ACTIVA METRO OFFICE PARK, SUITE 204 7 CALLE 1, GUAYNABO PR 00968 787-754-7600 12/09/1976 APM-098 NO KATE MADDOX, JOHN G BRUNO
BANCOS OPERANDO EN PR BANCO COOPERATIVO ACTIVA METRO OFFICE PARK 4 CALLE 1 GUAYNABO PR 00968 787-641-2300 01/17/1974 B-18-1 NO ANGEL SAEZ LOPEZ
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BANCOS OPERANDO EN PR CITIBANK, N.A. ACTIVA PARQUE LAS AMERICAS I SUITE 315 235 FEDERICO ACOSTA SAN JUAN PR 00918 787-766-1173 06/12/1982 B-10 NO REINALDO, COTTO,
BANCOS OPERANDO EN PR FIRSTBANK PUERTO RICO ACTIVA AVE.PONCE DE LEON 1519 SANTURCE PR 7877298200 11/01/1994 B-31 NO AURELIO ALEMAN
BANCOS OPERANDO EN PR NAVE BANK ACTIVA 1608 AVENIDA PONCE DE LEON SAN JUAN PR 00912 787-482-8008 09/18/2023 B-40 NO HECTOR DEL RIO, BEATRIZ RAMIREZ DE ARELLANO, CARLOS M. GARCIA
BANCOS OPERANDO EN PR ORIENTAL BANK ACTIVA AVE. MUÑOZ RIVERA #254 SAN JUAN PR 7877716800 08/01/1994 B-29 NO JOSE R. FERNANDEZ
BROKER DEALERS 16 Points LLC ACTIVA 10101 Cond Royal Palm Vega Alta PR 00692 646-820-7750 10/04/2016 2059 NO Mark Overley, Ismael Torres Pizarro 277033
BROKER DEALERS 1851 Securities, Inc. ACTIVA One American Row Hartford CT 06102 860-403-5380 09/10/2010 1733 NO William B. Moorcroft 153006
BROKER DEALERS A.G.P. / Alliance Global Partners ACTIVA 88 Post Road West 2nd Floor Westport CT 06880 203-662-9700 05/15/2014 1921 NO John Venezia, Elena Fusillo 8361
BROKER DEALERS AAG Capital, Inc. ACTIVA 2211 Ashley Oaks Circle Wesley Chapel FL 33544 941-932-2158 06/06/2022 2394 NO Gregg Guinta 188
BROKER DEALERS Aberdeen Fund Distributors, LLC ACTIVA 1735 Market Street 32nd Floor Philadelphia PA 19103 215-405-5700 06/16/2008 1592 NO Raoul Edward Clark 146230
BROKER DEALERS ABN AMRO Capital Markets (USA), LLC ACTIVA 250 Park Avenue Suite 911 New York NY 10177 917-331-4881 05/22/2024 2505 NO Alexander C. Lange 325235
BROKER DEALERS ABN AMRO Clearing USA LLC ACTIVA 175 West Jackson Blvd Ste 2050 Chicago IL 60604 312-604-8000 08/12/2021 2334 NO Monika Tyrichtrova 14020
BROKER DEALERS ABN Amro Securities (USA) LLC ACTIVA 100 Park Avenue 17 Floor New York NY 10017-5516 917-284-6700 04/14/2010 1711 NO Alexander Lange 151796
BROKER DEALERS Acceptus Capital Corp. ACTIVA 510 Broadhollow Road Suite 104 Melville NY 11747 347-284-0110 12/20/2016 2054 NO Joseph Giordano 282755
BROKER DEALERS Acervus Securites, Inc. ACTIVA 335 Madison Avenue Suite 1430 New York NY 10017 917-983-8946 11/12/2020 2271 NO Ann Griffith 298058
BROKER DEALERS Acorns Securities, LLC ACTIVA 19900 Macarthur Blvd. Suite #500 Irvine CA 92612 949-220-0742 03/12/2014 1887 NO Peter Svorinic 168172
BROKER DEALERS ACP Securities, LLC ACTIVA 1450 Brickell Avenue Suite 1690 Miami FL 33131 305-670-4180 11/24/2021 2353 NO Esteban Endere 139049
BROKER DEALERS Advisors Asset Management, Inc. ACTIVA 18925 Base Camp Road Suite 203 Monument Co 80132 719-488-9956 11/05/2010 1760 NO John Weber, John Webber 46727
BROKER DEALERS Aegis Capital Corp ACTIVA 810 7th Ave. 18th & 22nd Floor New York NY 10019 212-813-1010 03/07/2006 1478 NO David S. Hentschel, Kevin McKenna 15007
BROKER DEALERS Aga Securities, LLC ACTIVA 58 Brenas Estates Dorado PR 00646 203-295-7413 06/22/2018 2159 NO Eli Combs 122781
BROKER DEALERS Ages Financial Services, LTD. ACTIVA 444 Washington Street Suite 407 Woburn MA 01801 781-933-6100 03/02/2017 2085 NO William H. McCance 15427
BROKER DEALERS Ahana Markets, LLC ACTIVA 1510 Wisconsin Avenue NW Office 5 Washington DC 20007 785-393-9853 02/12/2024 2490 NO Matt Erhart 318893
BROKER DEALERS Ainvest Financial Inc. ACTIVA 330 7th Ave Suite 902 New York NY 10001 917-478-5758 05/13/2022 2389 NO Mikhail Suleymanov 120242
BROKER DEALERS Alamo Capital ACTIVA 201 N. Civic Drive Suite 360 Walnut Creek CA 94596 925-472-5700 11/08/2013 1899 NO Nancy Mullally 26193
BROKER DEALERS Albert Securities, LLC ACTIVA 3534 Hayden Avenue Culver City CA 90232 513-817-4151 04/19/2021 2305 NO Robert Moreiro 305928
BROKER DEALERS Alexander Capital, L.P. ACTIVA 17 State Street 5th Floor New York NY 10004 212-687-5650 01/21/2010 1710 NO Rocco Guidicipietro 40077
BROKER DEALERS Alight Financial Solutions, LLC ACTIVA 4 Overlook Point Lincolnshire IL 60069 847-295-5000 04/18/1997 713 NO Matthew Chotkowski 36509
BROKER DEALERS Alira Health Transaction Services, LLC ACTIVA 1 Grant Street Framingham MA 01702-6758 617-367-0099 06/17/2022 2398 NO Paige Rand 140203
BROKER DEALERS Allen & Company LLC ACTIVA 711 Fifth Avenue New York NY 10022 212-832-8000 07/11/2001 1169 NO Peter Diiorio 1042
BROKER DEALERS Alliancebernstein Investments, Inc. ACTIVA 1345 Avenue of the Americas New York NY 10105-0096 212-969-1000 12/15/1989 401 NO Laurence H. Bertan 14549
BROKER DEALERS Allianz Life Financial Services, LLC ACTIVA 5701 Golden Hills Drive Minneapolis MN 55416-1297 763-765-6500 12/22/1986 280 NO Michael Bailey 612
BROKER DEALERS Allied Millennial Partners, LLC ACTIVA Three World Financial Center 200 Vesey Street 24th FL New York NY 10281 646-532-2400 09/05/2014 1942 NO John Parmigiani 16569
BROKER DEALERS Allio Markets, LLC ACTIVA 107 Spring St. Seattle WA 98104 917-588-1857 06/06/2024 2509 NO Patrick Harris 318268
BROKER DEALERS Allspring Funds Distributor, LLC ACTIVA 525 Market Street 12th Floor San Francisco CA 94105 415-222-3842 03/17/2005 1410 NO Carolyn Wilary 133366
BROKER DEALERS Ally Invest Securities LLC ACTIVA 888 E Las Olas Blvd Suite 300 Fort Lauderdale FL 33301 704-543-3540 12/05/2005 1450 NO Craig Pinkston 136131
BROKER DEALERS Alpaca Securities LLC ACTIVA 20 N San Mateo Drive Suite 2 San Mateo CA 94401 650-489-2017 04/08/2020 2243 NO John Torola 288202
BROKER DEALERS Alpine Securities Corporation ACTIVA 39 Exchange Place Salt Lake City UT 84111 801-355-5588 01/15/2016 2020 NO Christopher Frankel 14952
BROKER DEALERS Alps Distributors Inc. ACTIVA 1290 Broadway Suite 1100 Denver CO 80203 303-623-2577 07/19/1995 605 NO Steven B Price 16853
BROKER DEALERS Alps Portfolio Solutions Distributor, Inc. ACTIVA 1290 Broadway Suite 1100 Denver CO 80203 303-623-2577 01/15/2008 1572 NO Steven B. Price 144464
BROKER DEALERS Alt Fund Distributors LLC ACTIVA 140 East 45th Street Suite 15 B New York NY 10017 646-757-8062 05/23/2022 2390 NO Kevin P. Meehan 146547
BROKER DEALERS Altaccess Securities Company, L.P. ACTIVA 325 N. St. Paul Street 35th Floor Dallas TX 75201 214-245-5379 10/03/2022 2423 NO Henry Talbot 119441
BROKER DEALERS Altruist Financial LLC ACTIVA 1621 Abbot Kinney Blvd Floor 2 Venice CA 90291 313-509-7310 11/01/2019 2225 NO Bazi Bahadori 299274
BROKER DEALERS American Alternative Capital, LLC ACTIVA 19500 Victor Parkway Suite 550 Livonia MI 48152 248-428-8002 03/04/2024 2476 NO Jason Kavanaugh 309956
BROKER DEALERS American Capital Partners, LLC ACTIVA 205 Oser Ave Hauppauge NY 11788 631-851-0918 08/23/2004 1391 NO John Gardini 119249
BROKER DEALERS American Century Investment Services, Inc. ACTIVA 4500 Main Street Kansas City MO 64111 650-967-9643 11/05/2002 1245 NO Amy D. Shelton 17437
BROKER DEALERS American Funds Distributors, Inc. ACTIVA 333 S Hope St 55th Fl Los Angeles CA 90071 213-486-9200 06/09/1994 565 NO Dean B Rydquist 6247
BROKER DEALERS American Independent Securities Group, LLC ACTIVA 664 Rivershore Lane Suite 150 Eagle ID 83616 208-489-3131 03/01/2023 2444 NO Sheila Kerbein 135288
BROKER DEALERS American Portfolios Financial Services, Inc. ACTIVA 4250 Veterans Memorial Highway 4th Floor East Holbrook NY 11741 631-439-4600 08/16/2001 1170 NO Lon Dolber 18487
BROKER DEALERS American Trust Investment Services, Inc. ACTIVA 1244 119th Street Whiting IN 46394-1003 219-473-5542 11/01/2021 2345 NO Michael Grady 3001
BROKER DEALERS Ameriprise Financial Services, LLC ACTIVA 707 2nd Avenue South Minneapolis MN 55402 612-671-3131 01/03/1994 536 NO Lauren Holmes, Kurt W Lofgren 6363
BROKER DEALERS Amerivet Securities, Inc. ACTIVA 26550 Silverado Court Moreno Valley CA 92555 888-960-0644 06/11/2018 2150 NO Elton Johnson, Jr. 34786
BROKER DEALERS AMG Distributors, Inc. ACTIVA 600 Steamboat Road Suite 300 Greenwich CT 06830 203-299-3582 10/04/2001 1175 NO Patrick Spellman 27314
BROKER DEALERS Amundi Distributor US, Inc. ACTIVA 60 State Street Boston MA 02109-1820 800-821-1239 12/09/1996 686 NO Agnes Filocha 24497
BROKER DEALERS Amuni Financial, Inc. ACTIVA 720 Second Ave S. St. Petersburg FL 33701 727-825-0522 01/28/2019 2185 NO Michael Petagna 8365
BROKER DEALERS Andbanc Brokerage, LLC ACTIVA 1221 Brickell Avenue Suite 1050 Miami FL 33131 305-702-0600 05/10/2017 2104 NO Joaquin Frances 155979
BROKER DEALERS Andes Capital Group, LLC ACTIVA 205 West Wacker Drive Suite 610 Chicago IL 60606 312-376-4600 01/26/2022 2359 NO Curtis Spears 139212
BROKER DEALERS Andrew Garrett Inc. ACTIVA 52 Vanderbilt Ave Suite 510 New York NY 10017 212-682-8833 01/13/2005 1401 NO Robert Schaffer 29931
BROKER DEALERS ANICO Financial Services, Inc. ACTIVA One Moody Plaza Suite 1423 Galveston TX 77550 409-621-7739 10/19/2012 1855 NO Dwain Akins 158883
BROKER DEALERS Ankura Capital Advisors, LLC ACTIVA 485 Lexington Avenue 10th Floor New York NY 10017 212-818-1555 05/04/2007 1543 NO Brian Lenart 114155
BROKER DEALERS Anubis Securities LLC ACTIVA 717 Fifth Avenue 18th Floor New York NY 10022 212-705-5090 05/30/2018 2154 NO Lawrence S. Block 157642
BROKER DEALERS ANZ Securities, Inc. ACTIVA 277 Park Avenue Floor 31 New York NY 10172-0003 212-801-9160 03/26/2019 2202 NO Charles Latchman 36654
BROKER DEALERS AON Securities LLC ACTIVA 200 East Randolph Street Chicago IL 60601 312-381-4488 01/02/2013 1858 NO William L. Delaney 4138
BROKER DEALERS Apa Securities, LLC ACTIVA 450 Seventh Avenue Suite 1707 New York NY 10123 212-971-3333 04/27/2005 1403 NO Richard Yeates 133615
BROKER DEALERS Apex Clearing Corporation ACTIVA 1700 Pacific Avenue Dallas TX 75201 312-444-8700 06/05/1991 431 NO Donna Macdonald 13071
BROKER DEALERS Apollo Global Securities, LLC ACTIVA 9 West 57th Street 48th Fl New York NY 10019-2701 212-515-3200 09/22/2011 1813 NO Cindy Michel 153502
BROKER DEALERS AQR Investments, LLC ACTIVA Two Greenwich Plaza Greenwich CT 06830 203-742-3712 09/20/2018 2114 NO Kerri Amato 289244
BROKER DEALERS Aquila Distributors, LLC. ACTIVA 120 West 45th Street Suite 3600 New York NY 10036 212-697-6666 11/18/1997 762 NO Randall S Fillmore 1706
BROKER DEALERS Arcadia Securities, LLC ACTIVA 1370 Avenue of the Americas 29th FL New York NY 10019 212-231-4101 06/15/2021 2322 NO Thomas P. Kikis 44656
BROKER DEALERS Archer Distributors, LLC ACTIVA 6100 Chevy Chase Dr Suite 100 Laurel MD 20707 301-260-2934 06/21/2012 1828 NO Sothara Chin 158961
BROKER DEALERS Archipelago Trading Services, Inc. ACTIVA 100 S Wacker Dr Suite 1800 Chicago IL 60606 312-960-1696 02/23/2004 1353 NO Barry Scadden 15853
BROKER DEALERS Arena Financial Services, LLC ACTIVA 405 Lexington Avenue 59th Floor New York NY 10174 212-612-3204 05/24/2021 2317 NO Lawrence D. Cutler 281709
BROKER DEALERS Ares Wealth Management Solutions, LLC ACTIVA 518 17th Street 12th Floor Denver CO 80202 303-228-2200 08/09/2002 1256 NO Brian D. Magner 119546
BROKER DEALERS Arete Wealth Management, LLC ACTIVA 1101 W Lake Street 1st Floor Chicago IL 60607 312-940-3684 04/22/2019 2195 NO Joshua Rogers 44856
BROKER DEALERS Ariel Distributors, LLC ACTIVA 200 East Randolph Street Suite 2900 Chicago IL 60601 312-726-0140 01/26/2000 958 NO Wendy D Fox 38333
BROKER DEALERS Arkadios Capital ACTIVA 309 East Paces Ferry Road Suite 1000 Atlanta GA 30305 404-445-0035 12/19/2017 2122 NO Gary Schwartz 282710
BROKER DEALERS Arkonis Capital LLC ACTIVA 3 Colombus Circle 15th Floor New York NY 10019 917-716-3542 05/18/2022 2377 NO Vincent Molinari 147798
BROKER DEALERS Artisan Partners Distributors LLC ACTIVA 875 E Wisconsin Avenue Suite 800 Milwaukee WI 53502 414-390-6100 10/14/1998 820 NO Gregory Ramirez 45446
BROKER DEALERS Artist Capital LLC ACTIVA 20 West 55th Street 11th Floor New York NY 10019 212-218-7632 02/18/2021 2284 NO Jonathan Sands 153937
BROKER DEALERS Arvest Wealth Management ACTIVA 921 West Monroe Avenue LOWELL AR 72745 877-278-3781 01/02/2013 1859 NO Thomas B. Harps 42057
BROKER DEALERS Ascensus Broker Dealer Services, LLC ACTIVA 95 Wells Avenue Suite 160 Newton MA 02459 617-454-6400 08/04/1994 563 NO John J. Mulkern, Jr. 36478
BROKER DEALERS Ashford Securities LLC ACTIVA 14185 Dallas Parkway Suite 780 Dallas TX 75254 972-490-9600 05/28/2020 2234 NO C. Jay Steigerwald III 305330
BROKER DEALERS Ashmore Investment Management (US) Corporation ACTIVA 122 E 42nd St Ste 5005 New York NY 10168 212-661-0061 01/27/2011 1774 NO Brian Walker 152920
BROKER DEALERS Ashton Stewart & Co., Inc. ACTIVA 1395 Brickell Ave Suite 800 Miami FL 33131 203-554-1180 12/07/2022 2434 NO Anatoly Burman 112386
BROKER DEALERS Ashton Thomas Securities, LLC ACTIVA 200 Canal View Blvd. Suite 204 Rochester NY 14623 585-424-1234 11/15/2017 2119 NO Joseph Lanzisera 16629
BROKER DEALERS Aspiration Financial LLC ACTIVA 4551 Glencoe Ave Suite 300 Marina Del Rey CA 90292 949-702-4097 12/04/2018 2156 NO Gabriel Kleiner 291904
BROKER DEALERS AssetMark Brokerage, LLC ACTIVA 1655 Grant Street 10th Floor Concord CA 94520 925-521-2623 06/20/2017 2108 NO Michael O. Brown 169804
BROKER DEALERS Assetpoint Financial, LLC ACTIVA 1515 North Courthouse Road Suite 1200 Arlington va 22201-2909 703-292-3489 10/29/2015 2010 NO William Bergin 168796
BROKER DEALERS ATB Capital Markets USA Inc. ACTIVA #410, 585 8th Avenue SW Calgary T2P 1G1 403-593-8600 09/22/2020 2259 NO Nancy Peck 155053
BROKER DEALERS Atlantic - Pacific Capital, Inc. ACTIVA One Dock Street Suite 404 Stamford CT 06902 203-862-9182 08/05/2021 2333 NO James E. Manley 38356
BROKER DEALERS Atomic Brokerage LLC ACTIVA 107 Greenwich Street 21st Floor New York NY 10006 650-402-0788 02/14/2024 2489 NO Katie Makstenieks 315263
BROKER DEALERS Atreyu Trading ACTIVA 1185 Avenue of the Americas 3rd Floor New York NY 10036 212-404-2398 01/22/2021 2278 NO Lawrence G Martel 175371
BROKER DEALERS Augment Capital, LLC ACTIVA 1204 San Antonio Street Second Floor Austin TX 78701 757-298-9839 08/22/2023 2470 NO Shannon Fitzgerald 322519
BROKER DEALERS Ausdal Financial Partners, Inc. ACTIVA 5187 Utica Ridge Rd Davenport IA 52807 563-326-2064 03/18/2015 1964 NO Robert B. Ausdal Jr., Robert R. Ausdal Jr. 7995
BROKER DEALERS Avalon Securities, LTD. ACTIVA 1001 Sixth Avenue 3rd Floor New York NY 10018 917-539-0006 03/26/2019 2190 NO Lynda Davey 30522
BROKER DEALERS Avantax Investment Services, Inc. ACTIVA 6333 North State Highway 161 4th Floor Irving TX 75038-2200 972-870-6600 01/12/1994 545 NO Casey Griffin 13686
BROKER DEALERS Axcelus Financial Distribution Company ACTIVA 1650 Market Street 8th Floor Philadelphia PA 19103 484-530-4800 04/28/2009 1672 NO Michelle Ross 38383
BROKER DEALERS Axio Financial LLC ACTIVA 489 Fifth Avenue 15th Floor New York NY 10017 212-596-3387 07/11/2014 1937 NO Marc Paley 118219
BROKER DEALERS Axiom Capital Management, Inc. ACTIVA 780 Third Avenue 43rd Floor New York NY 10017-2024 212-521-3800 06/10/1998 815 NO Maria Wilson Dichiara 26580
BROKER DEALERS Axos Clearing LLC ACTIVA 1200 Landmark Center 1299 Farnam Street Suite 800 Omaha NE 68102-1916 402-384-6100 06/11/2002 1236 NO Efren C. Cleofe 117176
BROKER DEALERS Axos Invest LLC ACTIVA 9205 W Russell Road Suite 400 Las Vegas NV 89148 858-376-6055 02/25/2015 1959 NO Jason Rives 172393
BROKER DEALERS B. Riley Securities, Inc. ACTIVA 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 310-966-1444 11/20/1998 861 NO Michael Markunas 25027
BROKER DEALERS B. Riley Wealth Management ACTIVA 40 South Main Suite 1800 Memphis TN 38103 901-251-1330 05/15/2012 1838 NO James T. Ritt, James T. Ritt 2543
BROKER DEALERS B.C. Ziegler And Company ACTIVA 200 South Wacker Drive Suite 2000 Chicago IL 60606 3112-263-0110 07/13/1998 829 NO James Bushman 61
BROKER DEALERS BA Securities, LLC ACTIVA Four Tower Bridge 200 Barr Harbor Drive, Suite 400 W. Conshohocken PA 19428 877-738-5841 09/23/2015 2006 NO Charles A. Jordan 153489
BROKER DEALERS Baillie Gifford Funds Services LLC ACTIVA Calton Square 1 Greenside Row Edinburgh UK EH1 3AN 0044-131 275 2000 05/02/2017 2100 NO Suzanne Quinn 171147
BROKER DEALERS Bain Capital Distributors, LLC ACTIVA 200 Clarendon Street Floor 44 Boston MA 02116 617-516-2405 09/29/2016 2065 NO Christine Hogan 175456
BROKER DEALERS Bakkt Brokerage, LLC ACTIVA 4949 S Macadam Avenue 2nd Floor, #70 Portland OR 97239 503-805-5862 06/12/2018 2158 NO Philip Bryan Hagen 288227
BROKER DEALERS Ballast Rock Capital, LLC ACTIVA 460 King Street Suite 200 Charleston SC 29403 516-998-5322 06/06/2023 2457 NO Patrick Walker 322170
BROKER DEALERS Banco Do Brasil Securities, LLC ACTIVA 2 South Biscayne Blvd. #3150 Miami FL 33131 407-608-1780 02/06/2023 2439 NO Melissa Bueno Franca 132701
BROKER DEALERS Bankers Life Securities, Inc. ACTIVA 303 E Wacker Drive 5th FL Chicago IL 60601 844-553-9083 03/25/2024 2482 NO Alberta S. Roberts 173962
BROKER DEALERS Barclays Capital Inc. ACTIVA 745 7th Avenue New York NY 10019 212-526-7000 01/20/1998 788 NO Penny Rosenberg, Luis Ivan Alfaro Martínez 19714
BROKER DEALERS Barings Securities LLC ACTIVA Independence Wharf 470 Atlantic Avenue Boston MA 02210 617-225-3800 08/24/2000 1084 NO Michele Kunitz 36929
BROKER DEALERS Barnabas Capital, LLC ACTIVA 19600 West Catawba Avenue Suite C201 Cornelius NC 28031 704-990-9028 08/19/2019 2215 NO Paul Van Ginhoven 297890
BROKER DEALERS Baron Capital, Inc. ACTIVA 767 Fifth Avenue 49th Floor New York NY 10153 212-583-2000 04/02/1997 623 NO Linda Martinson 10538
BROKER DEALERS Bay Crest Partners, LLC ACTIVA 40 Wall Street 42nd Floor New York NY 10005 212-480-1400 06/30/2021 2330 NO Lisa Carbonara 39944
BROKER DEALERS BBVA Securities Inc. ACTIVA 1345 Avenue of the Americas 45th Floor New York NY 10105-0302 212-728-2343 01/27/2009 1657 NO Joseph Spinelly 27060
BROKER DEALERS BCI Securities, Inc. ACTIVA 200 S. Biscayne Blvd. Suite 2350 Miami FL 33131 305-929-5500 09/13/2018 2171 NO Maria Carolina Rivas 168047
BROKER DEALERS BDT & MSD Partners, LLC ACTIVA 401 N Michigan Ave Suite 3100 Chicago IL 60611-4250 312-660-7300 10/15/2009 1679 NO Cindy Michel 150459
BROKER DEALERS Beech Hill Securities, Inc. ACTIVA 880 3rd Avenue 16th Floor New York NY 10022-4730 212-350-7200 08/17/2004 1383 NO Donna Fiorini 24771
BROKER DEALERS Benchmark Investments LLC ACTIVA 175 Country Club Dr Bldg 400 Suite D Stockbridge GA 30281 212-404-7002 06/10/2022 2374 NO David Jaindl Martin 103792
BROKER DEALERS Benchmark Securities, LLC ACTIVA 206 S Park Ave. Suite A Winter Park FL 32789 407-960-2711 10/16/2012 1853 NO Tiffany Messenger 159940
BROKER DEALERS Benjamin F. Edwards & Company, Inc. ACTIVA One North Brentwood Blvd. Suite 850 St, Louis MO 63105 314-726-1600 05/11/2016 2047 NO Edgar A. Cole II, Billy Wisdom 146936
BROKER DEALERS Berkshire Global Advisors LP ACTIVA 527 Madison Avenue 3rd Floor New York NY 10022-4212 212-207-1000 08/17/2021 2306 NO Julie Mitchell 124180
BROKER DEALERS Bernstein Institutional Services, LLC ACTIVA 1345 Avenue of the Americas New York NY 10105 212-969-1000 03/27/2024 2493 NO Laurence H. Bertain 317807
BROKER DEALERS Bessemer Investor Services, Inc. ACTIVA 630 Fifth Avenue New York NY 10111-0333 212-708-9100 06/15/1998 822 NO Don J Andrews 17442
BROKER DEALERS Bestvest Investments, Ltd. ACTIVA 600 North Jackson Street Suite 305 Media PA 19063 610-891-2860 06/30/2000 969 NO James W O'Connor 40302
BROKER DEALERS BGC Financial, L.P. ACTIVA One Seaport Plaza 19th Floor New York NY 10038 646-346-7000 03/09/2007 1538 NO Michael Sulfaro 19801
BROKER DEALERS Blackrock Execution Services ACTIVA 400 Howard Street San Francisco CA 94105-2204 415-670-2449 01/02/1996 622 NO Ned Montenecourt 39438
BROKER DEALERS Blackrock Ivestments, LLC ACTIVA 55 East 52nd Street New York NY 10055 415-670-2449 01/02/2009 1651 NO Ned Montenecourt 38642
BROKER DEALERS Blackstone Securities Partners L.P. ACTIVA 345 Park Avenue New York NY 10154-0191 212-583-5000 02/10/1987 281 NO Anthony Derose 17917
BROKER DEALERS Blink Securities LLC ACTIVA 27 Union Square West 4th Floor New York NY 10003 908-591-0971 02/17/2022 2363 NO Elin Cherry 305361
BROKER DEALERS Bloomberg Tradebook Canada Company ACTIVA Brookfield Place, TD Canada Trust Tower 161 Bay St., Suite 4300 Toronto M5J 2S1 212-617-4865 09/08/2021 2338 NO Soh Bridgeford 313267
BROKER DEALERS Bloomberg Tradebook LLC ACTIVA 120 Park Ave New York NY 10017 646-324-3178 03/26/1999 683 NO John Byrne 40881
BROKER DEALERS Blue Owl Securities ACTIVA 575 Lexington Avenue 21st Floor New York NY 10022 212-419-3000 02/24/2017 2083 NO Joshua Bornstein 283250
BROKER DEALERS Blue Sand Securities LLC ACTIVA 15211 N. Kierland Blvd Ste 240 Scottsdale AZ 85254 212-461-6004 04/15/2019 2193 NO Shannon Crotty 142976
BROKER DEALERS Bluerock Capital Markets LLC ACTIVA 11 Fish Cove Road Meredith NH 03253 603-279-1180 09/29/2016 2064 NO Kevin D. Boyle 136974
BROKER DEALERS BMO Capital Markets Corp. ACTIVA 3 Times Square New York NY 10036 212-605-1646 09/30/2003 1327 NO Keith Leavy 16686
BROKER DEALERS BMO Nesbitt Burns Securities Ltd ACTIVA C/O Legal Dept, 21st Floor 1 First Canadian Place M5X 1A1 Toronto ON M5X 1A1 312-461-6009 04/29/2019 2196 NO Darren McMillan 44057
BROKER DEALERS BNP Paribas Securities Corp. ACTIVA 787 7th Ave New York NY 10019 212-841-2000 08/20/2004 1389 NO Hilda Brewer 15794
BROKER DEALERS BNY Mellon Capital Markets, LLC ACTIVA 101 Barclay Street 3rd Floor New York NY 10286 212-815-4972 05/08/2008 1610 NO Michael McMaster 17454
BROKER DEALERS BNY Mellon Securities ACTIVA 240 Greenwich Street New York NY 10286 212-635-4738 09/01/1984 090 NO William Kennedy, Joseph W Connolly 231
BROKER DEALERS Bofa Securities, Inc. ACTIVA One Bryant Park New York NY 10036 646-743-2734 03/28/2018 2138 NO Angela Moore 283942
BROKER DEALERS Bolton Global Capital ACTIVA 579 Main Street Bolton MA 01740 978-779-5361 04/24/2002 1238 NO Jane Mahle 15650
BROKER DEALERS Bolton Securities Corporation ACTIVA 579 Main Street Bolton MA 01740 978-779-6947 05/26/2010 1726 NO Scott Aubrey 129376
BROKER DEALERS Bonds.com, LLC ACTIVA 32 Old Slip 34th Floor New York NY 10005 212-257-4062 03/28/2008 1602 NO David Parker 43875
BROKER DEALERS Boston Partners Securities, L.L.C. ACTIVA 909 Third Avenue 32nd Floor New York NY 10022 212-908-9500 11/01/1983 199 NO Elizabeth Roenker 2998
BROKER DEALERS Boustead Securities, LLC ACTIVA 6 Venture Suite 395 Irvine CA 92618 949-295-1580 04/30/2021 2314 NO Joanne Park 141391
BROKER DEALERS Brean Capital, LLC ACTIVA 570 Lexington Avenue 11th Floor New York NY 10022 212-702-6500 10/28/2005 1461 NO Victor Gatto 23723
BROKER DEALERS Brevan Howard US LLC ACTIVA 590 Madison Avenue Ninth Floor New York NY 10022 212-418-8200 01/04/2010 1705 NO David Gilbert 150662
BROKER DEALERS Brex Treasury LLC ACTIVA 12832 S. Frontrunner Blvd. Floor 5 Draper UT 84020 917-974-6035 03/02/2021 2286 NO Nicholas A. Passarelli 299606
BROKER DEALERS Brighthouse Securities, LLC ACTIVA 11225 North Community House Road Charlotte NC 28277 980-949-3525 02/17/2017 2081 NO Jeffrey P. Halperin 285300
BROKER DEALERS Brinker Capital Securities, LLC ACTIVA 1055 Westlakes Drive Suite 250 Berwyn PA 19312 800-333-4573 03/19/1999 875 NO Brian Ferko 38123
BROKER DEALERS Britehorn Securities ACTIVA 1888 Sherman Street Suite 770 Denver CO 80203 720-465-5305 03/17/2016 2038 NO Bobbi Babitz 36402
BROKER DEALERS Brookfield Oaktree Wealth Solutions LLC ACTIVA 250 Vesey Street 15th Floor New York NY 10281 212-549-8380 12/15/2021 2354 NO Brian Hourihan 313390
BROKER DEALERS Brown Brothers Harriman Investments, LLC ACTIVA 140 Broadway New York NY 10005-1108 212-493-8723 05/27/2016 2048 NO Joshua E. Hutson 282732
BROKER DEALERS BTG Pactual US Capital, LLC ACTIVA 601 Lexington Avenue 57th Floor New York NY 10022-6831 646-924-2471 05/01/2018 2146 NO Dean Park 149486
BROKER DEALERS BTIG, LLC ACTIVA 600 Montgomery Street 6th Floor San Francisco CA 94111 415-248-2220 04/28/2017 2099 NO Scott Kovalick 122225
BROKER DEALERS C2M Securities, LLC ACTIVA 7315 Three Chopt Road Richmond VA 23226 804-432-7897 01/24/2018 2123 NO Victor Maclaughlin 38924
BROKER DEALERS Cabin Securities, Inc. ACTIVA 6240 W 135th Street Suite 214 Overland Park KS 66223 816-699-1204 01/24/2024 2488 NO WM. Brian Candler 137608
BROKER DEALERS Cadaret, Grant & Co., Inc. ACTIVA One Lincoln Center 110 W. Fayette St., 5th. Floor Syracuse NY 13202 800-234-8539 02/29/2000 988 NO Donna Kish, Donald Jaynes 10641
BROKER DEALERS CAIS Capital LLC ACTIVA 598 Madison Avenue 11th Floor New York NY 10022 212-300-9350 05/06/2015 1971 NO Leonardo Caruso 154512
BROKER DEALERS Calamos Financial Services, LLC ACTIVA 2020 Calamos Court Naperville IL 60563-2787 630-245-7200 01/01/1998 786 NO Jessica Mazza 19850
BROKER DEALERS Calton & Associates, Inc. ACTIVA 14497 N. Dale Mabry Hwy Suite 215 Tampa FL 33618 813-264-0440 08/16/2012 1848 NO Robert B. Greblunas 20999
BROKER DEALERS Cambria Capital, LLC ACTIVA 488 E. Winchester Street Suite 200 Salt Lake City UT 84107 801-320-9607 03/10/2017 2087 NO Shane R. Philbrick 133760
BROKER DEALERS Cambridge Investment Research, Inc. ACTIVA 1776 Pleasant Plan Rd Fairfield IA 52556-8757 641-472-5100 11/12/2009 1703 NO Daniel Wright 39543
BROKER DEALERS Campbell Financial Services, Inc. ACTIVA 2850 Quarry Lake Drive Baltimore MD 21209 410-413-2600 08/25/2010 1739 NO Heidi L. Kaiser 42953
BROKER DEALERS Canaccord Genuity LLC ACTIVA 535 Madison Ave New York NY 10022 212-389-8000 03/19/2020 2238 NO Diane Daly 1020
BROKER DEALERS Canaccord Genuity Wealth Management (USA) Inc. ACTIVA 609 Granville St. Suite 2200 Vancouver V7Y 1H2 604-643-7300 03/13/2019 2186 NO Bruce J. Maranda 7449
BROKER DEALERS Cantor Fitzgerald & Co. ACTIVA 110 East 59th Street 4th Floor New York NY 10022 212-938-5000 02/12/1996 640 NO Gary Distell, Joaquin Iglesias 134
BROKER DEALERS Capacuity Securities, Inc. ACTIVA 300 International Pkwy #350 Lake Mary FL 32746 407-949-6889 06/09/2020 2249 NO Bryant W Kirk 15384
BROKER DEALERS Cape Securities Inc. ACTIVA 1600 Pensilvania Avenue McDonough GA 30253 678-583-1120 07/30/2009 1686 NO Larry Yager 7072
BROKER DEALERS Capital Brokerage Corporation ACTIVA 6620 West Broad Street Building 2 Richmond VA 23230 804-281-6551 09/20/2010 1750 NO Scott Wolfe 10465
BROKER DEALERS Capital Dynamics Broker Dealer LLC ACTIVA 645 Madison Avenue 19th Floor New York NY 10022 212-798-3400 09/07/2016 2057 NO Hina Ahmad 148780
BROKER DEALERS Capital Investment Group, Inc. ACTIVA 17 Glenwood Ave Raleigh NC 27603 919-831-2370 01/31/2008 1579 NO Ronald L King 14752
BROKER DEALERS Carillon Fund Distributors Inc. ACTIVA 880 Carillon Parkway St Petersburg FL 33716 727-567-8143 10/22/2008 1643 NO Damian D Sousa 139749
BROKER DEALERS Carnes Capital Corporation ACTIVA 8889 Pelican Bay Boulevard Suite 500 Naples FL 34108-7512 239-254-2500 05/16/2024 2503 NO Jano Janoyan 16187
BROKER DEALERS Carta Capital Markets, LLC ACTIVA 1 World Trade Center 285 Fulton Street, 81st Floor New York NY 10007 332-210-5481 06/17/2021 2326 NO Frank Lennox 304751
BROKER DEALERS Carter, Terry & Company, Inc. ACTIVA 3060 Peachtree Road Suite 1200 Atlanta GA 30306 404-364-2070 09/11/2014 1944 NO Kristin W. Montet 16365
BROKER DEALERS Carty & Company, Inc. ACTIVA 6263 Poplar Avenue Suite 800 Memphis TN 38119 901-767-8940 04/11/2011 1793 NO John C Dallosta, Jr 7001
BROKER DEALERS Carver Edison Capital, LLC ACTIVA 200 Varick Street #508 New York NY 10014 917-716-4562 09/08/2023 2473 NO Gregory Barton 315151
BROKER DEALERS Cary Street Partners LLC ACTIVA 1210 East Cary Street Suite 300 Richmond VA 23219 804-228-4680 07/16/2014 1938 NO Polly W. Cordle 128089
BROKER DEALERS Cash App Investing LLC ACTIVA 107 SE Washington Street Suite 210 Portland OR 97214 855-998-1788 05/19/2016 2050 NO Christian Maynard-Philipp 144076
BROKER DEALERS Castle Placement, LLC ACTIVA 1460 Broadway New York NY 10036 212-418-1180 01/11/2021 2276 NO Richard S. Luftig 189511
BROKER DEALERS CCO Capital, LLC ACTIVA 2325 E Camelback Rd 10th Floor Phoenix AZ 85016 602-778-6000 05/11/2005 1430 NO Chris Sorgel 31147
BROKER DEALERS Celadon Financial Group LLC ACTIVA 19 Center Street CHATHAM NJ 07928 973-701-8033 03/11/2020 2236 NO Daryl Hersch 36538
BROKER DEALERS Centaurus Financial, Inc. ACTIVA 2300 E. Katella Avenue Suite #200 Anaheim CA 92806 714-456-1790 09/13/2017 2115 NO Diana Reyes, Jerry Duhovic 30833
BROKER DEALERS Ceros Financial Services, Inc. ACTIVA 1445 Research Boulevard Suite 530 Rockville MD 20850 866-842-3356 07/10/2009 1683 NO Catherine Ayers-Rigsby 37869
BROKER DEALERS Cetera Advisor Networks LLC ACTIVA 2301 Rosecrans Ave #5100 El Segundo CA 90245 310-326-3100 07/01/1997 737 NO Patricia Rutherford, Kristy Haley 13572
BROKER DEALERS Cetera Advisors LLC ACTIVA 4600 S. Syracuse Suite 600 Denver CO 80237 800-929-3485 09/23/2014 1947 NO Bryann Keith Jacobsen, Julie A. Preusser 10299
BROKER DEALERS Cetera Financial Specialists LLC ACTIVA 200 North Martingale Road Seventh Floor Schaumburg IL 60173 847-330-7995 05/20/2004 1373 NO Brian Haley 10358
BROKER DEALERS Cetera Investment Services LLC ACTIVA 400 First St. S. Suite 300 St. Cloud MN 56302 320-656-4300 05/26/2000 1049 NO Michael Burns 15340
BROKER DEALERS CF Secured, LLC ACTIVA 110 East 59th Street New York NY 10022 212-915-1000 06/07/2017 2107 NO Nicholas Sahadi 285841
BROKER DEALERS CFD Investments, Inc. ACTIVA 2704 S Goyer Rd Kokomo IN 46902 765-453-9600 02/13/2008 1586 NO Brent Owens 25427
BROKER DEALERS CGIS Securities LLC ACTIVA 990 Biscayne Blvd Suite 0-901 Miami FL 33132 305-260-6971 09/03/2013 1891 NO Darius Lashkari 155984
BROKER DEALERS Champlain Advisors, LLC ACTIVA 2205Church Street Suite 305 Christiansted VI 00820 917-807-9833 06/14/2013 1876 NO Terence M Crikelair 129560
BROKER DEALERS Chapin Davis, Inc. ACTIVA 1411 Clarkview Road Baltimore MD 21209 410-435-3200 01/25/2023 2438 NO Michael Galantino 28116
BROKER DEALERS Chardan Capital Markets LLC ACTIVA 17 State Street Suite 1600 New York NY 10004 646-465-9003 07/14/2015 1993 NO Steven Urbach 120128
BROKER DEALERS Charles Schwab & Co., Inc. ACTIVA 211 Main Street San Francisco CA 94105 415-636-7000 09/01/1984 131 NO Francisco J. Vivas, Dean Jeske, Marc Stewart 5393
BROKER DEALERS Choicetrade ACTIVA 65 Milltown Road Suite 2B East Brunswick NJ 08816 787-773-1848 02/17/2017 2082 NO Neville Golvala 104021
BROKER DEALERS CIBC World Markets Corp. ACTIVA 425 Lexington Avenue New York NY 10017 212-856-4000 09/01/1984 148 NO Jeffrey D. Thibeault 630
BROKER DEALERS CION Securities, LLC ACTIVA 3 Park Avenue 36th Floor New York NY 10016 212-418-4700 02/11/2002 1221 NO Jason NG 15487
BROKER DEALERS Citadel Securities Institutional LLC ACTIVA 131 South Dearborn Street 32nd Floor Chicago IL 60603 312-395-2100 04/27/2021 2311 NO Michael G. Felty 281102
BROKER DEALERS Citadel Securities LLC ACTIVA 131 South Dearborn Street 32nd Floor Chicago IL 60603 312-395-2100 10/15/2009 1700 NO Michael G Felty 116797
BROKER DEALERS Citi Private Alternatives, LLC ACTIVA 388 Greenwich Street 29th Floor New York NY 10013 212-559-1000 05/24/2017 2106 NO Katrina Basil 153777
BROKER DEALERS Citicorp Securities Services, Inc. ACTIVA 390-388 Greenwich Street 388 Greenwich Street New York NY 10013 212-723-7600 04/21/1987 293 NO Rosemary Francavilla 15387
BROKER DEALERS Citigroup Global Markets Inc. ACTIVA 388 Greenwich Street Tower Building New York NY 10013 212-816-6000 12/17/1970 068 NO Katrina Basil, John C. Gavin, Dana L. Platt, John C. Gavin 7059
BROKER DEALERS Citizens Securities, Inc. ACTIVA 770 Legacy Place MLP240 Dedham MA 02026 781-551-3973 11/20/2001 1202 NO Diane P Novak, Diane P. Novak 39550
BROKER DEALERS Clarion Partners Securities, LLC ACTIVA 230 Park Avenue New York NY 10169-0005 212-883-2526 11/26/2013 1867 NO Aaron G. Shafer 166384
BROKER DEALERS Clear Street, LLC ACTIVA 55 Broadway Suite 2102 New York NY 10006 646-845-0034 01/29/2020 2233 NO Christy Moccia 288933
BROKER DEALERS ClearFP Securities LLC ACTIVA 15573 Bangy Road Suite 270 Lake Oswego OR 97035 503-579-1000 05/05/2022 2385 NO Gerald Gibbons 312370
BROKER DEALERS CLSA Americas, LLC ACTIVA 1301 Avenue of the Americas 15th Floor New York NY 10019 212-408-5719 02/20/2013 1854 NO Christian Billet 165533
BROKER DEALERS CNL Securities,Corp. ACTIVA 450 South Orange Avenue Orlando FL 32802-4920 407-650-1000 06/25/1993 524 NO Jeff Shafer 10356
BROKER DEALERS CNR Securities, LLC ACTIVA 400 Park Avenue 3rd Floor New York NY 10022 212-702-3500 11/25/2019 2228 NO Scott Brody 18466
BROKER DEALERS Coastal Equities, Inc. ACTIVA 1201 N. Orange Street Suite 729 Wilmington DE 19801 302-250-4360 06/18/2014 1927 NO Michael Donnelly 23769
BROKER DEALERS Cobalt Capital, Inc. ACTIVA 600 Wilkinson Street Suite 300 Orlando FL 32803 407-649-3150 05/02/2019 2198 NO Benjamin Schick 136161
BROKER DEALERS Cobra Trading, Inc. ACTIVA 4800 Hedgcoxe Road Suite 300 Plano TX 75024 (972) 491-7999 06/09/2020 2247 NO Chadd T Hessing 132078
BROKER DEALERS Cohen & Steers Securities, LLC ACTIVA 280 Park Avenue 10th Floor New York NY 10017 212-832-3232 08/16/2001 1177 NO Lisa Phelan 29258
BROKER DEALERS Coinshares Capital LLC ACTIVA 437 Madison Avenue 28th Floor New York NY 10022 646-308-1518 07/26/2023 2465 NO Ann Griffith 170506
BROKER DEALERS Colliers Securities LLC ACTIVA 90 South Seventh Street Suite 4300 Minneapolis MN 55402-4108 612-376-4000 09/02/2015 2000 NO Thomas Steichen 7477
BROKER DEALERS Colonnade Island, LLC ACTIVA 7000 Bahia Beach Blvd Las Ventanas II - 314 Rio Grande PR 00745-2900 847-452-8315 01/19/2023 2427 NO Jeffrey Guylay 322763
BROKER DEALERS Colorado Financial Service Corporation ACTIVA 304 Inverness Way South Suite 355 Centennial CO 80112 303-962-7267 02/01/2016 2025 NO Chester Hebert 104343
BROKER DEALERS Columbia Management Investment Distributors, Inc. ACTIVA 225 Franklin Street Boston MA 02110 617-385-9565 09/01/1984 151 NO Mary Lou Lutz 840
BROKER DEALERS ComCap Holdings, LLC ACTIVA 954 Ave. Ponce de León Ste 205 San Juan PR 00907 415-235-8270 12/01/2022 2433 NO Aron Bohlig 283514
BROKER DEALERS Comerica Securities, Inc. ACTIVA 201 W Fort Street Detroit MI 48226 313-222-7402 11/03/1997 774 NO David T Doyle, David T Doyle 17079
BROKER DEALERS Commerce One Financial Inc. ACTIVA 515 RXR Plaza Uniondale NY 11556 516-227-2277 08/18/2005 1449 NO Thomas J Jennings 100340
BROKER DEALERS Commerce Street Capital, LLC ACTIVA 1445 Ross Ave Suite 2700 Dallas TX 75202 214-545-6800 11/03/2010 1761 NO Bobby D Boyce 143797
BROKER DEALERS Commerz Markets LLC ACTIVA 225 Liberty Street New York NY 10281 212-266-7200 02/10/2005 1409 NO Daniel Bruk 41957
BROKER DEALERS Commonfund Securities, Inc. ACTIVA 15 Old Danbury Road Wilton CT 06897-0812 203-563-5000 06/04/1999 903 NO Robert E Phay, Jr 43541
BROKER DEALERS Commonwealth Financial Network ACTIVA 29 Sawyer Road Waltham MA 02453-3483 781-736-0700 04/19/2001 1141 NO Peter Wheeler, Paul Tolley 8032
BROKER DEALERS Composer Securities, LLC ACTIVA 8901 N New River Canal RD. Apt. 15 Plantation FL 33324 301-922-0437 11/06/2023 2481 NO Daniel T. García 325118
BROKER DEALERS Connaught (U.S.), LLC ACTIVA 2 Soho Place W1D 3BG London UK 44-20-7042-8097 04/03/2024 2497 NO Rahima Henry 300401
BROKER DEALERS Corebridge Capital Services, Inc. ACTIVA 30 Hudson Street 16th Floor Jersey City NJ 07302 201-324-6300 05/13/1998 785 NO Michael Fortey 13158
BROKER DEALERS Corinthian Partners, L.L.C. ACTIVA 850 Third Avenue Suite 16C New York NY 10022 212-287-1559 06/10/2019 2205 NO Richard Calabrese 38912
BROKER DEALERS COVA Capital Partners, LLC ACTIVA 6851 Jericho Tpke Suite 205 SYOSSET NY 11791 917-398-3033 01/02/2024 2486 NO Edward Gibstein 109761
BROKER DEALERS Cowen And Company, LLC ACTIVA 599 Lexington Avenue 20th Floor New York NY 10022 646-562-1000 05/07/1998 816 NO Steven Cohen 7616
BROKER DEALERS Craft Capital Management LLC ACTIVA 377 Oak Street Suite 402 Garden City NY 11530 516-997-4490 06/17/2016 2049 NO George Goldman 171350
BROKER DEALERS Creand Securities ACTIVA 777 Brickell Avenue Suite 1201 Miami FL 33131 305-358-8844 03/04/2011 1783 NO Idelma Hervis 38964
BROKER DEALERS Credit Agricole Securities (USA) Inc. ACTIVA 1301 Avenue of the Americas 13th Floor New York NY 10019 212-261-7000 08/20/2002 1263 NO Jared Merlin 190
BROKER DEALERS Credit Suisse Securities (USA) LLC ACTIVA 11 Madison Avenue New York NY 10010 212-325-2000 09/01/1984 127 NO Allison Marie Bevacqua, Sean Driscoll 816
BROKER DEALERS Crescendo Markets, LLC ACTIVA 148 Lafayette St New York NY 10013 646-902-6993 01/24/2024 2487 NO Matthias Pitkowitz 298072
BROKER DEALERS Crescent Securities Group, Inc. ACTIVA 8750 N. Central Expressway Suite 750 Dallas TX 75231 972-490-0150 10/04/2019 2221 NO Travis Nick Duren 114993
BROKER DEALERS Crossmark Distributors, Inc. ACTIVA 3700 West Sam Houston Parkway South Suite 250 Houston TX 77042 713-260-9000 X 6746 07/17/2015 1997 NO Jim Coppedge 14970
BROKER DEALERS Crow Holdings Securities LLC ACTIVA 3819 Maple Avenue Dallas TX 75219 214-661-8000 05/10/2022 2387 NO Jill Demayo 308543
BROKER DEALERS Cue Capital Limited Partnership ACTIVA 2665 S. Bayshore Drive Suite 220 Coconut Grove FL 33133 212-317-1330 09/17/2013 1895 NO George A. Skouras 132503
BROKER DEALERS Cultivate Capital Group, LLC ACTIVA 80 Broad St. 5th Floor New York NY 10004 212-381-1977 04/18/2022 2380 NO Keith, Bliss, 300634
BROKER DEALERS CUNA Brokerage Services, Inc. ACTIVA 2000 Heritage Way Waverly IA 50677 319-352-4090 11/06/2002 1282 NO John Landers, John Landers 13941
BROKER DEALERS Curvature Securities, LLC ACTIVA 39 Main Street Chatham NJ 07928 908-304-9200 10/17/2022 2426 NO Todd Pigott 169708
BROKER DEALERS CUSO Financial Services, L.P. ACTIVA 10150 Meanley Drive 1st Floor San Diego CA 92131 858-530-4400 01/01/1999 871 NO Peter Vonk, Peter K. Vonk 42132
BROKER DEALERS CvC Funding, LLC ACTIVA 712 Fifth Avenue 42nd Floor New York NY 10019 212-506-3858 05/27/2016 2044 NO Stephen P. Hickey 277056
BROKER DEALERS CWS Investments ACTIVA 14 Corporate Plaza Suite 210 Newport Beach CA 92660 949-640-4200 04/30/2018 2145 NO Christopher Whiston 23551
BROKER DEALERS D.A. Davidson & Co. ACTIVA 8 Third Street North Great Falls MT 59401-3104 406-727-4200 04/09/2024 2500 NO Jacqueline A. Beauprez 199
BROKER DEALERS D.E. Shaw Securities, L.L.C. ACTIVA 1166 Avenue of the Americas 9th Floor New York NY 10036 212-478-0000 11/17/1994 590 NO Nathan Thomas 24332
BROKER DEALERS Daiwa Capital Markets America Inc. ACTIVA Financial Square 32 Old Slip New York NY 10005-3538 212-612-7000 08/16/1989 388 NO Isabel De Jesus 1576
BROKER DEALERS Dalmore Group, LLC ACTIVA 525 Green Place Woodmere NY 11598 917-887-1948 09/01/2022 2417 NO Oscar Seidel 136352
BROKER DEALERS Dash Prime LLC ACTIVA 200 South Wacker Drive Suite 2450 Chicago IL 60606 312-690-2512 02/07/2018 2130 NO John Collin Carrico 41257
BROKER DEALERS Dasta Financial, LLC ACTIVA 520 Broadway 11th Floor New York NY 10012 212-574-1281 04/14/2023 2449 NO Justin Ramírez 316477
BROKER DEALERS Davenport & Company LLC ACTIVA One James Center 901 E Cary Street Richmond VA 23219 804-780-2000 11/17/2006 1520 NO Kathleen Holman 1588
BROKER DEALERS David Lerner Associates, Inc. ACTIVA 477 Jericho TPKE P.O. Box 9006 Syosset NY 11791-9006 516-921-4200 10/10/2000 1098 NO Allen Holeman 5397
BROKER DEALERS Davis Distributors, LLC ACTIVA 3601 E Britannia Drive Tucson AZ 85706 520-434-3771 08/09/1996 667 NO Ryan Charles 7975
BROKER DEALERS Dawson James Securities, Inc. ACTIVA 1 North Federal Highway Suite 500 Boca Raton FL 33432 561-391-5555 05/01/2008 1606 NO Cary Elliot Meth 130645
BROKER DEALERS Dealmaker Securities LLC ACTIVA 16540 Pointe Village Drive Suite 201 (J) Lutz FL 33558 647-236-9021 04/11/2022 2379 NO Meighan Leon 315324
BROKER DEALERS Delaware Distributors L.P., ACTIVA 2005 Market St 9th Floor Philadelphia PA 19103 215-255-1200 09/01/1984 189 NO Brian L Murray 14232
BROKER DEALERS Deloitte Corporate Finance LLC ACTIVA 200 Renaissance Center Suite 3900 Detroit MI 48243-1900 313-396-3030 09/18/2001 1183 NO Nannette Fogarty 111747
BROKER DEALERS Delphos MMJ L.P. ACTIVA 1270 Avenue of the Americas 7th Floor New York, NY 10020 917-398-2315 02/12/2016 2027 NO Frank Ingraham 137389
BROKER DEALERS Dempsey Lord Smith, LLC ACTIVA 901 N Broad Street Suite 400 Rome GA 30161 706-238-9575 01/10/2022 2356 NO Kathi Mansfield, Jerry E. Dempsey Jr. 141238
BROKER DEALERS Destra Capital Investments LLC ACTIVA One North Wacker Drive 48th Floor Chicago IL 60606-2829 877-855-3434 04/05/2011 1792 NO Walter Costenbader 148299
BROKER DEALERS Deutsche Bank Securities Inc. ACTIVA 60 Wall Street New York NY 10005 212-250-2500 12/07/2000 1111 NO Margaret M. Adams 2525
BROKER DEALERS Development Corporation for Israel ACTIVA 575 Lexington Avenue New York NY 10022 212-644-2663 11/14/1990 426 NO Robin D. Foerster 11148
BROKER DEALERS DFA Securities LLC ACTIVA 6300 Bee Cave Road Austin TX 78746 512-306-7400 09/22/1992 491 NO Christopher Crossan 10292
BROKER DEALERS DFPG Investments, LLC ACTIVA 9017 Riverside Drive Suite 210 Sandy UT 84070 801-838-9999 01/02/2024 2485 NO Brad Anderson 155576
BROKER DEALERS Digital Brokerage Services LLC ACTIVA 499 Washington Blvd Jersey City NJ 07310 201-915-6806 12/03/2020 2273 NO David Peek 308213
BROKER DEALERS Dinosaur Financial Group, L.L.C ACTIVA 470 Park Ave South 9th Floor New York NY 10016 212-448-9944 10/16/2020 2263 NO Glenn Grossman 104446
BROKER DEALERS Disruptive Securities ACTIVA 1801 Century Park East Suite 2220 Los Angeles CA 90067 424-205-6850 11/08/2019 2227 NO Bruce Friedman 299155
BROKER DEALERS DMG Securities, INC. ACTIVA 746 Walker Road Suite 10 Great Falls VA 22066-2643 703-757-9900 08/29/1994 574 NO Mark Guntle 15480
BROKER DEALERS DMK Advisor Group, Inc. ACTIVA 7114 W. Jefferson Ave. Suite 305 Lakewood CO 80235 303-996-5680 03/15/2019 2188 NO Stephen A. Kohn 41067
BROKER DEALERS DNB Markets, Inc. ACTIVA 200 Park Avenue NEW YORK PR 10166-0396 212-681-3849 10/11/2010 1756 NO Randy Hill 127605
BROKER DEALERS Dominari Securities, LLC ACTIVA 725 Fifth Avenue 23rd Fl. New York NY 10022 212-393-4500 04/05/2024 2499 NO Jaime Mercado, Jaime Mercado 18975
BROKER DEALERS Dorset Peak Securities LLC ACTIVA 416 West 13th Street New York NY 10014 646-661-3588 10/16/2023 2477 NO Jack Leventhal 312209
BROKER DEALERS Drivewealth, LLC ACTIVA 97 Main Street Second Floor Chatham NJ 07928 973-559-6744 06/10/2014 1929 NO Michael J. Dugan 165429
BROKER DEALERS DSIL Investment Services LLC ACTIVA 532 Broadway 9th Floor New York NY 10012-3939 212-217-1100 01/01/1999 869 NO Carole M Laible 30149
BROKER DEALERS Dunham & Associates Investment Counsel, Inc. ACTIVA 10251 Vista Sorrento Parkway Suite 200 San Diego CA 92121 858-964-0500 07/10/2002 1258 NO Joseph Kelly 13162
BROKER DEALERS DWS Distributors, Inc. ACTIVA 222 South Riverside Plaza Chicago IL 60606-5808 312-537-4511 06/15/1998 824 NO Un Sil Hwang 37306
BROKER DEALERS Dynamic Capital Investments, LLC ACTIVA 4050 E. Cotton Center Blvd. Suite 40 Phoneix AZ 85040 888-990-0438 06/06/2023 2456 NO Paul G. Stache 290955
BROKER DEALERS Eagle Point Securities, LLC ACTIVA 600 Steamboat Road Suite 202 Greenwich CT 06830 203-340-8565 03/14/2024 2492 NO Joseph Roth 324528
BROKER DEALERS Earlybirdcapital, Inc. ACTIVA One Huntington Quadrangle Suite 4C18 Melville NY 11747 631-770-0608 06/23/1999 897 NO Eileen A Moore 28629
BROKER DEALERS Eaton Vance Distributor, Inc ACTIVA Two International Place Boston MA 02110 617-482-8260 02/06/1996 639 NO Frederick Stewart Marius 37731
BROKER DEALERS EC Securities LLC ACTIVA 850 Montgomery Street Suite 350 San Francisco CA 94133 415-510-9071 03/14/2019 2187 NO David Amster 287845
BROKER DEALERS Eden Global Capital Partners LLC ACTIVA 445 Park Avenue 5th Floor New York NY 10022 212-466-6790 03/29/2022 2376 NO Reuben Koper 313169
BROKER DEALERS Edward D. Jones & Co., LP ACTIVA 12555 Manchester RD St. Louis MO 63131-3729 314-515-8067 03/21/1988 294 NO Steve Melichar, Stephen T. Bee 250
BROKER DEALERS EF Legacy Securities, LLC ACTIVA 200 Westgate Parkway Suite 202 Henrico VA 23233 804-882-4132 03/31/2016 2035 NO Joan P. Hugues 269923
BROKER DEALERS EFG Capital International Corp. ACTIVA 701 Brickell Avenue 9th Floor & Suite 1350 Miami FL 33131-2867 305-482-8010 05/03/2017 2102 NO Amy Odom 40118
BROKER DEALERS Elevation, LLC ACTIVA 6836 Morrison Boulevard Suite 240 Charlotte NC 28211 704-926-1100 05/04/2023 2452 NO Erin Gilson 140341
BROKER DEALERS Emerson Equity LLC ACTIVA 155 Bovet Road Suite 725 San Mateo CA 94402 650-312-0200 09/05/2014 1943 NO Dominic Baldini, Dominic Baldini 130032
BROKER DEALERS Empire Asset Management Company ACTIVA 2 Rector Street 15th Floor New York NY 10006 212-417-8239 06/13/2007 1550 NO Gregg Zeoli 143007
BROKER DEALERS Empower Financial Services, Inc. ACTIVA 8515 E Orchard Road Greenwood Village CO 80111 303-737-6595 10/04/2006 1514 NO Beatriz E. Torres, Shannon Cochran 13109
BROKER DEALERS Enclave Capital LLC ACTIVA 19 W. 44th Street Suite 1700 New York NY 10036 917-459-7906 07/05/2018 2160 NO Robert L. Mazzeo II 22732
BROKER DEALERS Energy Shares, LLC ACTIVA 301 N. Lake Ave Suite 1001 Pasadena CA 91101 626-544-0279 09/09/2022 2419 NO Lisa Snyderman 314540
BROKER DEALERS Entoro Securities, LLC ACTIVA 333 West Loop North Suite 333 Houston TX 77024 713-823-2900 03/10/2021 2290 NO James C. Row 35192
BROKER DEALERS EQTE Bokerage, LLC ACTIVA Five Radnor Corporate Center 100 Matsonford Road, Suite 250 Radnor PA 19087 484-531-7456 06/13/2023 2458 NO Barry Breen 322826
BROKER DEALERS Equitable Advisors, LLC ACTIVA 1290 Avenue of the Americas New York NY 10104 787-759-3333 12/28/1987 323 NO Christopher Larussa, Christian Cannon, Hiram A. Ramírez Rangel 6627
BROKER DEALERS Equitable Distributors, LLC ACTIVA 525 Washington Boulevard Jersey City NJ 07310 212-314-2137 08/03/1992 486 NO Windy Lawrence 25900
BROKER DEALERS EquityBee Securities LLC ACTIVA 955 Alma Street Suite A Palo Alto CA 94301 800-442-5431 02/22/2022 2366 NO Susan Woodard 41896
BROKER DEALERS EquityZen Securities LLC ACTIVA 10 W. 18th Street 7th Floor New York NY 10011 347-352-2085 01/30/2018 2128 NO Danielle Calabro 281820
BROKER DEALERS Ernst & Young Capital Advisors, LLC ACTIVA 155 N Wacker Drive Chicago IL 60606 312-879-2000 09/01/2010 1744 NO Guseppina Noviello 152514
BROKER DEALERS Ernst & Young Corporate Finance (Canada) Inc. ACTIVA 222 Bay Street Ernst & Young Tower Toronto, M5K 1J7 Ontario 416-943-3101 01/02/2004 1331 NO Carolyn Kerr 126914
BROKER DEALERS Essex Securities LLC ACTIVA 95 Christopher Columbus Dr Suite 16-11 Jersey City NJ 07302 201-777-7121 07/21/2021 2331 NO LLoyd Shepetin 46605
BROKER DEALERS EToro USA Securities Inc. ACTIVA 221 River Street 9th Floor Hoboken NJ 07030 1-201-479-0267 02/09/2021 2280 NO Erin Baskett 298361
BROKER DEALERS Eulav Securities LLC ACTIVA 7 Times Square 21st Floor New York NY 10036 212-907-1827 06/01/2011 1785 NO Mitchell Appel 156396
BROKER DEALERS Evercore Group LLC ACTIVA 55 East 52nd Street 38th Floor New York NY 10055 212-857-3100 08/01/2006 1498 NO John Christopher Crowe 42405
BROKER DEALERS ExchangeRight Securities, LLC ACTIVA 1055 E. Colorado Blvd. Suite 310 PASADENA CA 91106 626-564-1031 03/03/2020 2235 NO Susana Dryden 283430
BROKER DEALERS Exemplar Capital, LLC ACTIVA 10 Post Office Square 8th Fl South Boston MA 02109 617-500-3083 07/06/2018 2161 NO Christopher Marston 155786
BROKER DEALERS F/M Distributors, LLC ACTIVA 111 Huntington Avenue Boston MA 02199 617-273-9502 08/29/2023 2472 NO Alison Hope Miller 324026
BROKER DEALERS Far Hills Group, LLC ACTIVA 747 3rd Avenue 30th Floor New York, NY 10017 212-840-7779 01/02/2014 1901 NO Seth H. Wohlberg 32243
BROKER DEALERS FBN Securities, Inc. ACTIVA 112 West 34th Street 18th Floor NEW YORK NY 10120 212-618-2180 04/17/2020 2240 NO Dennis Naso 18315
BROKER DEALERS FDX Capital LLC ACTIVA 515 Madison Avenue 24th Floor New York NY 10022 720-213-3393 11/05/2020 2266 NO Elizabeth Anth 119302
BROKER DEALERS Federated International Securities Corp. ACTIVA 1001 Liberty Avenue Pittsburgh PA 15222-3779 412-288-1900 11/01/2021 2350 NO Stephen Van Meter, Stephen Van Meter 290173
BROKER DEALERS Federated Securities Corp. ACTIVA Federated Investors Tower 1001 Liberty Avenue Pittsburgh PA 15222-3779 412-288-1900 05/29/1981 158 NO Brian P. Bouda 5009
BROKER DEALERS FEF Distributors, LLC ACTIVA 1345 Avenue of the Americas New York NY 10105-4300 212-632-2700 06/02/2005 1432 NO Robert Bruno 46585
BROKER DEALERS Fenimore Securities, Inc. ACTIVA 384 North Grand Street Cobleskill NY 12043 518-234-7400 10/22/2001 1191 NO Charles Richter 104391
BROKER DEALERS Fennel Financials LLC ACTIVA 34 East Putnam Avenue Suite 127 Greenwich CT 06830 833-660-0680 07/20/2022 2405 NO Jennifer Gatherer 316281
BROKER DEALERS FHN Financial Securities Corp. ACTIVA 845 Crossover Late Ste 150 Memphis TN 38117 901-435-8080 05/28/1999 886 NO Mark Dabrowski 46346
BROKER DEALERS Fidelity Brokerage Services LLC ACTIVA 900 Salem Street Smithfield RI 02917 617-563-7000 09/01/1984 141 NO Daniel Bresnahan 7784
BROKER DEALERS Fidelity Distributors Company, LLC ACTIVA 900 Salem Street Smithfield RI 02917 800-237-8132 08/27/1987 288 NO Jane Daulerio 17507
BROKER DEALERS Fifth Third Securities, Inc. ACTIVA 34 Fountain Sqare Plaza MD 10AT42 Cincinnati OH 45263 513-534-7421 04/25/2002 1237 NO Jarrett Jacobs 628
BROKER DEALERS Figure Securities, Inc. ACTIVA 650 CALIFORNIA STREET SUITE 2700 SAN FRANCISCO CA 94108 628-210-6930 06/28/2021 2328 NO Andrew Madar 307093
BROKER DEALERS Finalis Securities LLC ACTIVA 122 Lower Anchorage Road Sausalito CA 94965 813-347-7061 06/19/2020 2250 NO John Cunningham 305908
BROKER DEALERS Finance 500, Inc. ACTIVA 19762 Macarthur Blvd #200 Irvine CA 92612 949-253-4000 06/08/2007 1548 NO Robert L Hicks 12981
BROKER DEALERS Financial Northeastern Securities,Inc. ACTIVA 100 Passaic Avenue Fairfield NJ 07004 973-882-9337 11/23/1992 494 NO Sandralin J Kiss 17007
BROKER DEALERS Fintron Invest ACTIVA 101 Franklin St., Suite C Franklin Street Westport CT 06880 845-559-7092 03/30/2021 2301 NO Wilder Rumpf 305818
BROKER DEALERS First Citizens Investor Services, Inc. ACTIVA 4300 Six Forks Road Raleigh NC 27609 919-716-7392 10/23/2020 2265 NO Paula Heffron 44430
BROKER DEALERS First Command Brokerage Services Inc. ACTIVA 1 FirstComm Plaza Fort Worth TX 76113 817-731-8621 09/16/2022 2409 NO Veronica Hammond 3641
BROKER DEALERS First Dominion Capital Corp. ACTIVA 8730 Stony Point Parkway Building III, Suite 205 Richmond VA 23235 804-267-7400 10/20/2023 2480 NO John Pasco III 16330
BROKER DEALERS First Heartland Capital, Inc. ACTIVA 1839 Lake St Louis Blvd Lake St Louis MO 63367 636-625-0900 05/22/2000 1047 NO David M Hoff 32460
BROKER DEALERS First Horizon Advisors, Inc. ACTIVA 165 Madison Avenue 14th Floor Memphis TN 38103 901-818-6000 09/07/2022 2413 NO 17117
BROKER DEALERS First Liberties Financial ACTIVA 369 Lexington Avenue Suite 341 New York NY 10017 917-639-5451 03/02/2021 2288 NO Hilary Bergman 14432
BROKER DEALERS First Palladium, LLC ACTIVA 888 S Harrison Ste 900 Fort Wayne IN 46802 260-434-9724 04/02/2019 2191 NO Jeffrey Gery 289822
BROKER DEALERS First Southern, LLC ACTIVA 2 Tabonuco Street Suite 200 Guaynabo PR 00968-1772 877-778-9373 01/20/2017 2078 NO W Heath Hawk 282756
BROKER DEALERS First Trust Portfolios L.P. ACTIVA 120 E Liberty Drive Suite 400 Wheaton IL 60187 630-765-8000 08/07/2007 1559 NO W Scott Jardine 28519
BROKER DEALERS Firstrade Securities Inc. ACTIVA 30-50 Whitestone Expressway Suite A301 Flushing NY 11354 718-269-1504 09/25/2002 1275 NO Eng Yen Lian 16843
BROKER DEALERS FIS Brokerage & Securities Services LLC ACTIVA 2100 Enterprise Avenue Geneva IL 60134 630-482-7100 03/20/2003 1307 NO Greg Pratnicki 104162
BROKER DEALERS Flagstar Advisors ACTIVA 1177 Avenue of the Americas 11th Floor New York NY 10036 646-822-1450 02/07/2001 1121 NO William J Maguire, Jr, Michael Frasier 104233
BROKER DEALERS Flourish Financial LLC ACTIVA 60 Madison Ave 9th Floor New York NY 10010 833-808-5700 01/09/2019 2182 NO James Doench 293019
BROKER DEALERS FMSBonds, Inc. ACTIVA 4775 Technology Way Boca Raton FL 33431 800-741-1103 04/22/1999 888 NO Matthew Guerrise 7793
BROKER DEALERS Folger Nolan Fleming Douglas Incorporated ACTIVA 725 15th Street NW Washington DC 20005-2109 202-783-5252 11/02/2001 1200 NO Richard S Foster 319
BROKER DEALERS Folionet Financial LLC ACTIVA 1221 Brickell Avenue Suite 900 Miami FL 33131 305-303-4279 05/03/2019 2200 NO Juan Santos 283965
BROKER DEALERS Foreside Distrubution Services, L.P. ACTIVA Three Canal Plaza 3rd Floor Portland ME 04101 866-251-6920 11/01/1995 625 NO Nanette Chern 15634
BROKER DEALERS Foreside Financial Services, LLC ACTIVA Three Canal Plaza Suite 100 Portland ME 04101 866-251-6920 04/15/2009 1653 NO Susan K Moscaritolo 148477
BROKER DEALERS Foreside Fund Services, LLC ACTIVA Three Canal Plaza 3rd Floor Portland ME 04101 207-553-7110 02/05/1999 873 NO Nanette K Chern 46106
BROKER DEALERS Foreside Funds Distributors LLC ACTIVA 899 Cassatt Road 400 Berwyn Park Berwyn PA 19312 866-251-6920 08/20/1997 751 NO Felicia A. Antonio 31334
BROKER DEALERS Foreside Global Services, LLC ACTIVA Three Canal Plaza Suite 100, 3rd Floor Portland ME 04101 866-251-6920 10/31/2008 1638 NO Susan K. Moscaritolo 147382
BROKER DEALERS Forge Securities LLC ACTIVA 415 Mission St 55th Floor San Francisco CA 94105 800-279-7754 05/10/2013 1870 NO Denise Chisolm 134596
BROKER DEALERS Founders Financial Securities, LLC ACTIVA 1020 Cromwell Bridge Road Towson MD 21286 410-308-9988 09/17/2015 2004 NO Karen E. Beech, Joseph Krcma 137945
BROKER DEALERS Four Points Capital Partners LLC ACTIVA 232 Madison Avenue Suite 405 New York NY 10016 855-944-4787 04/28/2010 1728 NO Michael Martino 43149
BROKER DEALERS Franklin Distributors, LLC ACTIVA One Franklin Parkway San Mateo CA 94403 800-632-2350 11/01/2005 1462 NO Vicki R Schmelzer 109064
BROKER DEALERS Frec Securities LLC ACTIVA 3033 N Clark St Chicago IL 60657 855-900-3732 06/08/2022 2397 NO Ashley Rodabaugh 316641
BROKER DEALERS Fred Alger & Company, LLC ACTIVA 360 Park Avenue South New York NY 10010 212-806-8800 06/27/1994 564 NO Robert Kincel 5300
BROKER DEALERS Freedom Investments, Inc. ACTIVA 375 Raritan Center Parkway Edison NJ 08837 732-934-3000 05/27/2005 1435 NO Manuel A Santiago, Jr 37674
BROKER DEALERS Frontegra Strategies, LLC ACTIVA 400 Skokie Boulevard Suite 500 Northbrook IL 60062 847-509-9860 10/11/2007 1568 NO William D Fosyth, III 137529
BROKER DEALERS FS Investment Solutions, LLC ACTIVA 201 Rouse Boulevard Philadelphia PA 19112 215-495-1172 09/17/2008 1634 NO Elizabeth C. Detwiler 145244
BROKER DEALERS FTI Capital Advisors, LLC ACTIVA 1101 K Street NW 9th Floor Washington DC 20005 571-405-3330 05/09/2014 1923 NO John C. Crittenden, III 123434
BROKER DEALERS FTP Securities LLC ACTIVA 555 Mission Street 23rd Floor San Francisco CA 94108 415-512-8700 08/17/2004 1381 NO Steven J McLaughling 129356
BROKER DEALERS Fundopolis Securities, LLC ACTIVA 10 Converse Place Floor 2-AD Meliora Suite Winchester MA 01890 617-202-3266 09/22/2022 2418 NO Patrick Mckeon 304414
BROKER DEALERS Funds Distributor, LLC ACTIVA Three Canal Plaza 3rd Floor Portland ME 04101 866-251-6920 07/09/1990 430 NO Nanette Chern 7174
BROKER DEALERS G. Distributor, LLC ACTIVA One Corporate Center Rye NY 10580-1435 914-921-5000 05/03/2011 1778 NO Arthur McNiff 155071
BROKER DEALERS G. Research, LLC ACTIVA One Corporate Center Rye NY 10580-1435 914-921-7725 01/27/1992 464 NO Josephine Lafauci 7353
BROKER DEALERS Galaxy Digital Partners LLC ACTIVA 107 Grand St. New York NY 10013 212-499-0081 05/28/2019 2204 NO Andrew Siegel 289605
BROKER DEALERS Gallagher Securities, Inc. ACTIVA 250 Park Avenue 5th Floor New York NY 10177 212-309-3494 06/06/2013 1874 NO William Jay Dubinsky 116605
BROKER DEALERS Gamma Securities, LLC ACTIVA 500 Calle De La Tanca, Suite 305 Ochoa Building San Juan PR 00901 787-945-9116 02/02/2022 2293 NO David Galarza Sosa 298341
BROKER DEALERS Gar Wood Securities, LLc ACTIVA 4355 Weaver Parkway Suite 320 Warrenville IL 60555 312-566-0740 10/21/2014 1950 NO Robert S. Jersey 138033
BROKER DEALERS Garden State Securities, Inc. ACTIVA 328 Newman Springs Road Red Bank NJ 07701 732-280-6886 04/19/2018 2144 NO Steven Trigili 10083
BROKER DEALERS Geneos Wealth Management, Inc. ACTIVA 9055 E Mineral Circle Suite 200 Centennial CO 80112 303-785-8470 02/08/2005 1404 NO Ryan W Diachok, Dean Rager 120894
BROKER DEALERS Georgeson Securities Corporation ACTIVA 118 Fernwood Avenue Edison NJ 08837 201-386-3533 01/28/2000 952 NO Rosemary Depalma 46749
BROKER DEALERS GFI Securities LLC ACTIVA 55 Water Street 10th Floor New York NY 10041 212-968-2032 09/29/2021 2343 NO Kenneth Sklover 19982
BROKER DEALERS Gilder Gagnon Howe & Co. LLC ACTIVA 3 Columbus Circle New York NY 10019 212-765-2500 01/19/1996 635 NO Bonnie Haupt 2002
BROKER DEALERS Gladstone Securities, LLC ACTIVA 1521 Westbranch Drive Suite 100 McLean VA 22102 703-287-5900 11/04/2009 1701 NO Micchael Licalsi 127808
BROKER DEALERS Glendale Securities, Inc. ACTIVA 15233 Ventura Blvd. Suite 712 Sherman Oaks ca 91403 818-907-1505 02/05/2015 1956 NO Paul Eric Flesche 123649
BROKER DEALERS Global Alliance Securities, LLC ACTIVA 2464 Darts Cove Way Charleston (Mt. Pleasant) SC 29466 212-878-6500 05/24/2024 2506 NO Jennifer L. O'Shea 167164
BROKER DEALERS Global Atlantic Distributors, LLC ACTIVA 82 Hopmeadow St., Suite 200 Parkview Building Simsbury CT 06089 800-325-1578 03/06/2009 1662 NO Margot Wallin 8326
BROKER DEALERS Global Shares Financial Services Inc. ACTIVA 111 Town Square Place 8th Floor, Ste. 880 Jersey City NJ 07310 732-256-1003 02/22/2021 2281 NO Edward Lopusznick 284031
BROKER DEALERS GMS Group ACTIVA 120 Eagle Rock Ave Suite 300 East Hanover NJ 07936 973-535-5000 05/08/2001 1147 NO Timothy J Donohue 8000
BROKER DEALERS Goldman Sachs & Co. LLC ACTIVA 200 West St New York NY 10282-2198 212-902-1000 09/01/1984 051 NO Thomas Fairbanks Matthias, Jamison Yardley 361
BROKER DEALERS Goldman Sachs Custody Solutions ACTIVA 8180 Greensboro Dr 8th Floor McLean VA 22102 703-245-4000 02/29/2000 991 NO Nicholas Santoiemma 48015
BROKER DEALERS GP Nurmenkari, Inc. ACTIVA 64 Wall Street Suite 402 Norwalk CT 06850 212-447-5550 05/02/2017 2101 NO Robert Fitzpatrick 153480
BROKER DEALERS Grayscale Securities LLC ACTIVA 290 Harbor Drive 4th Floor Stamford CT 06902 212-668-1427 03/30/2022 2375 NO Craig Salm 305907
BROKER DEALERS Green Pier Fintech, LLC ACTIVA 245 Summer Street V3A Boston MA 02210 617-563-7000 03/08/2023 2446 NO Mark Campbell 313305
BROKER DEALERS Gregory J. Schwartz & Co., Inc. ACTIVA 3707 West Maple Road Bloomfield Hills MI 48301-3212 248-644-2701 10/24/2001 1197 NO Edward Schwartz 7294
BROKER DEALERS Griffin Capital Securities, LLC. ACTIVA 18191 Von Karman Avenue Suite 300 Irvine CA 92612 949-270-9300 10/02/2008 1639 NO Charles Huang 37739
BROKER DEALERS GRV Securities LLC ACTIVA 900 North Michigan Avenue Suite 1100 Chicago IL 60611-6541 312-506-6500 05/20/2010 1731 NO Darren McMillan 138348
BROKER DEALERS Guggenheim Funds Distributors, LLC ACTIVA 2455 Corporate West Drive Lisle IL 60532 630-505-3743 02/22/2000 977 NO Joseph B. O'Boyle 39805
BROKER DEALERS Guggenheim Securities, LLC ACTIVA 330 Madison Avenue 8th Floor New York NY 10017 212-651-0860 11/14/2000 1105 NO George Tilghman 40638
BROKER DEALERS Guzmán & Company ACTIVA 101 Aragon Avenue Coral Gables FL 33134-5426 305-374-3600 12/18/2015 2019 NO Erin Clemens 21013
BROKER DEALERS H.C. Wainwright & Co., LLC ACTIVA 430 Park Ave 4th Floor New York NY 10022 212-356-0500 07/17/2013 1882 NO Mark W. Viklund 375
BROKER DEALERS Halliday Financial, LLC ACTIVA 725 Glen Cove Avenue Glen Head NY 11545 516-671-1099 07/24/2017 2110 NO Rachel Pino 31741
BROKER DEALERS Hamilton Grant LLC ACTIVA 70 South Lake Avenue Pasadena CA 91101-4709 626-7103125 01/02/2023 2431 NO Robert D Creaser 166180
BROKER DEALERS Harbor Funds Distributors, Inc. ACTIVA 111 South Wacker Drive 34th Floor Chicago IL 60606 419-249-2874 08/13/2001 1157 NO Charles F. McCain 113506
BROKER DEALERS Harley Capital LLC ACTIVA 55 West Post Road 3rd Floor Westport CT 06880 347-247-9977 10/29/2021 2339 NO Michael Egan 310046
BROKER DEALERS Harris Associates Securities L.P. ACTIVA Two North LaSalle Street Chicago IL 60602-3790 312-621-0628 01/02/2001 1116 NO Sarah E. Grimm 6959
BROKER DEALERS Hartford Funds Distributors, LLC ACTIVA 690 Lee Road Wayne PA 19087 610-386-4000 05/22/2008 1616 NO Lisa Michelle Hickman 45995
BROKER DEALERS Hastings Capital Group, LLC ACTIVA 527 Madison Avenue 16th Floor New York NY 10022 212-485-3100 08/25/2010 1745 NO A Marie Noble 142998
BROKER DEALERS Hatteras Capital Distributors, LLC ACTIVA 8510 Colonnade Center Drive Suite 150 Raleigh NC 27615 919-846-2324 08/21/2009 1692 NO Frank Ingraham 143365
BROKER DEALERS Haywood Securities (USA) Inc. ACTIVA 200 Burrard Street Suite 700 Vancouver, BC CN V6C 3l6 604-697-7400 06/21/2016 2052 NO Edsel Rizarri 42072
BROKER DEALERS Hedge Pro, LLC ACTIVA 125 Townpark Drive Suite 300 Kennesaw GA 30179 470-919-0249 03/24/2023 2447 NO John Joseph Dillon 317250
BROKER DEALERS Hedgebay Securities LLC ACTIVA 62 Post Road West Westport CT 06880 203-227-9588 10/19/2016 2069 NO Andrew S. Kurian 121136
BROKER DEALERS Henley & Company LLC ACTIVA 1290 RXR Plaza Uniondale NY 11556 516-794-5520 10/22/2004 1384 NO Maria Germano 131453
BROKER DEALERS Hennion & Walsh, Inc. ACTIVA 2001 Route 46 Waterview Plaza Parsippany NJ 07054-1018 973-299-8989 09/23/2011 1815 NO Al Vermitsky 25766
BROKER DEALERS Herbert J. Sims & Co., Inc. ACTIVA 2150 Post Road Suite 301 Fairfield CT 06824 203-418-9000 09/06/2013 1885 NO Richard Cumiskey 3420
BROKER DEALERS Hightower Securities, LLC ACTIVA 200 West Madison Street Suite 2500 Chicago IL 60606-3414 312-962-3800 12/11/2008 1649 NO Timothy B Woods 116681
BROKER DEALERS Hiive Markets Limited ACTIVA 96 Summerhill Avenue Ontario TO M4T 1B2 416-887-3718 04/29/2022 2382 NO Simren Desai 316580
BROKER DEALERS Hilltop Securities Inc. ACTIVA 1201 Elm Street Suite 3500 Dallas TX 75270-2180 214-859-1800 10/01/2012 1842 NO Michael A. Cogliano 6220
BROKER DEALERS Hines Private Wealth Solutions LLC ACTIVA 845 Texas Avenue Suite 3300 HOUSTON TX 77002 888- 446-3773 02/23/2004 1351 NO Leronica Hill 128145
BROKER DEALERS Hollister Associates, LLC ACTIVA 257 River Oak Drive Mount Pleasant SC 29464 401-465-3080 01/27/2022 2360 NO Christopher V. Hollister 173366
BROKER DEALERS Homestead Financial Services Corp. ACTIVA 4301 Wilson Boulevard Arlington VA 22203 703-907-5903 08/17/2005 1448 NO Monica Ollivierre 26643
BROKER DEALERS HPS Securities, LLC ACTIVA 40 West 57th Street 33rd Floor New York NY 10019 212-287-6767 10/13/2023 2478 NO Marcela Cano 319197
BROKER DEALERS HSBC Securities (USA) Inc. ACTIVA 452 Fifth Avenue New York City NY 10018 212-525-2879 01/03/2005 1400 NO Lourdes R Smart, Anthony Matthew Verga 19585
BROKER DEALERS Hubble Investments, LLC ACTIVA 755 Sansome Street Suite 400 San Francisco CA 94111 415-597-6961 12/09/2019 2230 NO Swati Chaturvedi 289415
BROKER DEALERS Huntleigh Securities Corporation ACTIVA 7800 Forsyth Blvd 5th Floor St Louis MO 63105 314-236-2400 04/19/2001 1140 NO Catherine Marshall 7456
BROKER DEALERS Huron Transaction Advisory LLC ACTIVA 550 West Van Buren Street Suite 1700 Chicago IL 60607 312-880-3411 04/10/2015 1970 NO David Ingevaldson 166959
BROKER DEALERS I-Bankers Direct, LLC ACTIVA 2500 North Military Trail Suite 160 Boca Raton FL 33431 561-220-8850 04/27/2021 2312 NO Ronald Furst 167533
BROKER DEALERS I-Bankers Securities, Inc. ACTIVA 2500 N Military Trail Suite 160 A Boca Raton FL 33431 817-980-9034 02/28/2023 2443 NO Dan Thayer 41352
BROKER DEALERS IB Capital LLC ACTIVA 1483 Ashford Ave Apt 402 San Juan PR 00907 787-599-8732 11/16/2021 2340 NO Javier Vega 315886
BROKER DEALERS IM Global US Distributors LLC ACTIVA 300 Barr Harbor Drive Suite 720 Conshohocken PA 19428 610-572-7094 01/02/2020 2229 NO Jeff Seeley 299892
BROKER DEALERS IMST Distributors, LLC ACTIVA Three Canal Plaza Third Floor Portland ME 04101 866-251-6920 05/18/2004 1372 NO Susan Moscaritolo 130745
BROKER DEALERS Incapital Distributors LLC ACTIVA 200 S. Wacker Drive Suite 3700 Chicago IL 60606 312-379-3700 03/12/2015 1962 NO James John Papagiannis 156622
BROKER DEALERS Independent Brokerage Solutions LLC ACTIVA 485 Madison Avenue 15th Floor New York NY 10022 212-751-4424 09/12/2017 2116 NO Bryon H. Lyons 153563
BROKER DEALERS Independent Financial Group, LLC ACTIVA 12671 High Bluff Drive Suite 200 San Diego CA 92130 858-436-3180 07/15/2014 1936 NO Sarah Kreisman, Danny Thomas, Javier Enrique Cordero Conde 7717
BROKER DEALERS ING Financial Markets LLC ACTIVA 1133 Avenue of the Americas New York NY 10019 646-424-6000 03/19/2001 1132 NO John McCarthy 28872
BROKER DEALERS Ingalls & Snyder, LLC ACTIVA 1325 Avenue of the Americas 18th Floor New York NY 10019-6066 212-269-7800 07/02/1997 733 NO Frank Stolba 2288
BROKER DEALERS Inland Securities Corporation ACTIVA 2901 Butterfield Road Oak Brook IL 60523 630-218-8000 09/27/2002 1276 NO Karen F Reynolds 15807
BROKER DEALERS Insight Securities, Inc. ACTIVA 600 Central Avenue Suite 265 Highland Park IL 60035 224-632-4700 11/17/2015 2012 NO Diane C. Ryan, James Gaafar 5611
BROKER DEALERS Insigneo International Financial Services LLC ACTIVA Parque Las Americas 1 235 Federico Costa Street, Suite 101 San Juan PR 00918 787-999-8026 08/25/1986 246 NO Moises Valladares 17053
BROKER DEALERS Insigneo Securities, LLC ACTIVA 777 Brickell Ave Suite 1010 Miami FL 33131 305-373-9000 11/01/2006 1519 NO Helen Lumpuy 29249
BROKER DEALERS Insperex LLC ACTIVA 200 South Wacker Drive Suite 3400 Chicago IL 60606 312-379-3700 01/04/2010 1708 NO James John Papagiannis 101420
BROKER DEALERS Instinet, LLC ACTIVA 1095 Avenue of the Americas New York NY 10036 212-310-9500 01/05/2000 938 NO Marc Chiaramonte 7897
BROKER DEALERS Inte Securities, LLC ACTIVA 7000 W Palmetto Park Road Suite 503 Boca Ratón FL 33433 561-420-0842 10/06/2016 2068 NO Howard Spindel 47107
BROKER DEALERS Interactive Brokers Corp. ACTIVA 8 Greenwich Office Park Greenwich CT 06831 203-618-5700 11/04/2011 1822 NO Arnold Feist 117942
BROKER DEALERS Interactive Brokers LLC ACTIVA One Pickwick Plaza 2nd Fl Greenwich CT 06830 203-618-5710 07/09/1999 912 NO Arnold J Feist 36418
BROKER DEALERS Intercoastal Capital Markets, Inc. ACTIVA 5550 Glades Road Suite 308 Boca Raton FL 33431-7277 561-939-8282 04/26/2019 2197 NO John Rogers 83
BROKER DEALERS International Assets Advisory, LLC ACTIVA 300 South Orange Avenue Ste 1100 Orlando FL 32801 407-254-1500 02/16/2011 1779 NO Nancy Lotvin 10645
BROKER DEALERS Intesa Sanpaolo IMI Securities Corp. ACTIVA 1 William Street New York NY 10004 212-326-1100 12/26/1990 443 NO Paolo Desideri 19418
BROKER DEALERS Invesco Capital Markets, Inc. ACTIVA 11 Greenway Plaza Suite 1000 Houston TX 77046 713-214-1011 06/04/1990 407 NO Miranda O'Keefe 6939
BROKER DEALERS Invesco Distributors, Inc. ACTIVA 11 Greenway Plaza Suite 2500 Houston TX 77046-1173 713-214-1919 06/13/1988 289 NO Miranda O'Keefe 7369
BROKER DEALERS Investment Placement Group ACTIVA 350 10th Avenue Suite 1150 San Diego CA 92101 619-326-1249 10/18/2016 2070 NO José A. Fernández 14458
BROKER DEALERS Investment Planners, Inc. ACTIVA 226 W. El Dorado Street Decatur IL 62522 217-425-6340 08/05/2020 2255 NO David Koshinski 18557
BROKER DEALERS Inx Securities, LLC ACTIVA 1177 Avenue of the Americas 7th Floor New York NY 10036 215-806-9031 04/04/2013 1864 NO Vlad Uchenik 162182
BROKER DEALERS J. Alden Associates, Inc. ACTIVA 37 West Ave Suite 301 Wayne PA 19087 215-572-8700 11/12/2021 2352 NO Kenneth Smith 40002
BROKER DEALERS J. P. Morgan Institutional Investments Inc. ACTIVA 270 Park Avenue NY1-K462 New York NY 10017 212-648-0882 03/29/2000 1013 NO Kevin Kloza 102920
BROKER DEALERS J.H. Darbie & Co., Inc. ACTIVA 40 Wall St., 30th Flooe Suite 3002 New York NY 10005 212-269-7271 01/27/2017 2077 NO Marc Greenberg 43520
BROKER DEALERS J.P. Morgan Securities LLC ACTIVA 383 Madison Avenue New York NY 10179 201-595-8471 12/30/1981 164 NO Carol Ruocco 79
BROKER DEALERS J.V.B. Financial Group, LLC ACTIVA 1633 Broadway 28th Floor New York NY 10019 646-792-3442 01/09/2014 1902 NO Katharine Vacca 149758
BROKER DEALERS Janney Montgomery Scott LLC ACTIVA 1717 Arch Street Philadelphia PA 19103 215-665-6000 03/19/1981 154 NO Gregory B McShea, Robert Slomin 463
BROKER DEALERS Janssen Partners, Inc. ACTIVA 1010 North B Street Fairfield IA 52556 641-209-5940 09/26/2023 2474 NO Peter Janssen 43940
BROKER DEALERS Janus Henderson Distributors US LLC ACTIVA 151 Detroit Street Denver CO 80206-4923 303-333-3863 06/22/1993 518 NO Michael Mulder 28832
BROKER DEALERS Jefferies LLC ACTIVA 520 Madison Avenue New York NY 10022 212-284-2300 12/11/1995 630 NO Eileen OÇonnell 2347
BROKER DEALERS Jiko Securities Inc. ACTIVA 2130 Center Street 2nd Floor Berkeley CA 94704 510-402-4599 2232 NO Stephanie Lintner 287507
BROKER DEALERS John Hancock Distributors LLC ACTIVA 601 Congress Street Boston MA 02110 617-663-3021 10/01/2004 1395 NO Michael Mahoney 5249
BROKER DEALERS John Hancock Investment Management Distributors LLC ACTIVA 200 Berkeley Street Boston MA 02116 617-663-3000 06/08/2001 1162 NO Michael Mahoney 28262
BROKER DEALERS Jones Lang LaSalle Securities, LLC ACTIVA 200 East Randolph Drive Chicago IL 60601 312 228-2724 04/19/2012 1837 NO Brenda Fournier 120738
BROKER DEALERS Jonestrading Institutional Services LLC (Jonestrading) ACTIVA 32133 W Lindero Canyon Rd Ste 208 Westlake Village CA 91361-4226 818-991-5500 08/07/2007 1558 NO Lawrence Harasym 6888
BROKER DEALERS Joseph Capital, LLC ACTIVA 500 City Park Avenue Suite D Columbus OH 43215 917-817-7674 06/16/2021 2325 NO Michael P. Ross 120414
BROKER DEALERS Joseph Grace Holdings, Inc. ACTIVA 44 Wall Street 12th Floor New York NY 10005 212-461-2280 02/01/2016 2024 NO Silvia G. Basilotta 103580
BROKER DEALERS Joseph Gunnar & Co. LLC ACTIVA 30 Broad Street 11th Floor New York NY 10004 212-440-9645 09/23/2014 1946 NO Robert Gerraputa 24795
BROKER DEALERS Joseph Stone Capital L.L.C. ACTIVA 200 Old Country Road Suite 610 Mineola NY 11501 516-267-7001 11/21/2014 1954 NO Damian Maggio 159744
BROKER DEALERS JPMorgan Distribution Services, Inc. ACTIVA 460 Polaris Parkway Westerville OH 43082 973-538-0574 01/02/2001 1104 NO Kevin Kloza 104234
BROKER DEALERS Kapitall Generation, LLC ACTIVA 31 West 34th St Suite 7006 New York NY 10001 888-952-7482 08/24/2011 1809 NO Barry Mione 153157
BROKER DEALERS KCD Financial, Inc. ACTIVA 3061 Allied Street Suite B Green Bay WI 54304 920-347-3400 08/22/2023 2469 NO Lori L. Rastall, David S. Wilson 127473
BROKER DEALERS Keefe, Bruyette & Woods, Inc. ACTIVA 787 7th Avenue New York NY 10019 212-887-7777 12/11/1997 768 NO Mary C Johnstone 481
BROKER DEALERS Kestra Investment Services, LLC ACTIVA 1250 S. Capital of Texas Hwy. #2-125 Austin TX 78746 512-697-6000 06/08/2001 1161 NO Michael Pedlow, Michael Pedlow 42046
BROKER DEALERS Keybanc Capital Markets Inc. ACTIVA 127 Public Square Cleveland OH 44114 216-689-0803 04/02/2019 2194 NO Brian D. Lach 566
BROKER DEALERS Kimelman & Baird, LLC ACTIVA 800 Third Avenue Suite 2300 New York NY 10022 212-686-0021 05/15/1998 817 NO Sheila Baird, Sheila Baird 2440
BROKER DEALERS Kinetics Funds Distributor LLC ACTIVA 470 Park Avenue South 8th Floor New York NY 10016 646-495-7333 03/29/2000 1012 NO Jay Kesslen 780
BROKER DEALERS Kingswood Capital Partners LLC ACTIVA 11440 W. Bernardo CT. Suite 5300 San Diego CA 92127 800-535-6981 06/07/2022 2383 NO Mike Alsoraimi 288898
BROKER DEALERS KKR Capital Markets LLC ACTIVA 9 West 57th Street 41st Floor Suite 4160 New York NY 10019 212-750-8300 09/01/2010 1746 NO Lew Breckenridge 143571
BROKER DEALERS Kovack Securities Inc. ACTIVA 6451 N. Federal Hwy. Suite 1201 Ft. Lauderdale FL 33308 954-670-0608 10/31/2001 1198 NO Ronald J. Kovack, Vivian Torres 44848
BROKER DEALERS KPMG Corporate Finance LLC ACTIVA 200 E Randolph Drive Chicago IL 60601-6436 312-665-3100 04/14/2010 1725 NO Alfredo Izaguirre 103973
BROKER DEALERS Kroll Securities LLC ACTIVA 167 N. Green St. Floor 12 Chicago IL 60607 312-697-4600 03/07/2007 1535 NO Gizelle Jancovic 36927
BROKER DEALERS Ladenburg Thalmann & Co. Inc. ACTIVA 570 Lexington Ave 11th Floor New York NY 10022 212-409-2000 05/18/1987 311 NO Joseph Giovanniello, Jr 505
BROKER DEALERS Laidlaw & Company (UK) Ltd. ACTIVA 41 Dover Street London, W1S 4NS 011-44-207-339-3390 11/14/2002 1281 NO John Coolong 119037
BROKER DEALERS Landolt Securities, Inc. ACTIVA 701 Oregon Street OSHKOSH WI 54902 920-236-7000 07/19/2013 1883 NO Paul T. Pavelski 28352
BROKER DEALERS Larrainvial Securities US LLC ACTIVA El Bosque Norte 0177 Las Condes Santiago 7550100 562-2339-8562 02/22/2022 2364 NO Claudio Larrain 152424
BROKER DEALERS LaSalle Investment Management Distributors, LLC ACTIVA 200 East Randolph Drive Chicago IL 60601 312-228-2724 04/12/2012 1836 NO Brenda K. Fournier 157625
BROKER DEALERS LaSalle St. Securities, L.L.C. ACTIVA 940 N. Industrial Dr. ELMHURST IL 60126-1131 630-600-0309 05/18/2012 1839 NO Yelena Tokhtamysheva 7191
BROKER DEALERS Lazard Asset Management Securities LLC ACTIVA 30 Rockefeller Plaza 59th Floor New York NY 10112 212-632-6621 03/15/2004 1332 NO Nathan A Paul 129119
BROKER DEALERS Lazard Freres & Co. LLC ACTIVA 30 Rockefeller Plaza New York NY 10020-5900 212-632-6000 04/21/1993 504 NO Steven J Pearl 2528
BROKER DEALERS LBMZ Securities, Inc. ACTIVA 10 S. Riverside Plaza Suite 1600 Chicago IL 60606 312-630-9880 05/07/2015 1975 NO Craig D. Cook 7874
BROKER DEALERS Lebenthal Financial Services, Inc. ACTIVA 500 N. Broadway Suite 238 Jericho NY 11753 516-349-5555 08/23/2013 1890 NO Randi Mason 137988
BROKER DEALERS Ledger Capital Markets LLC ACTIVA 228 Park Avenue S New York NY 10003 202-365-3175 02/24/2022 2367 NO Samir Shah 289140
BROKER DEALERS Leigh Baldwin & Co., LLC ACTIVA 112 Albany Street Cazenovia NY 13035-0660 315-655-2964 03/29/2021 2300 NO Stefanie Dorozynski 38751
BROKER DEALERS Liberty Associates, Inc. ACTIVA 501 Fifth Avenue 15th Floor New York NY 10017 212-869-8224 03/19/2018 2135 NO Allison M. Lindh 15071
BROKER DEALERS Liberty Partners Financial Services, LLC ACTIVA 5060 California Avenue Suite 620 Bakersfield CA 93309 661-631-0103 07/06/2011 1804 NO Jeffrey A Fanning 130390
BROKER DEALERS LifeSci Capital ACTIVA 250 West 55th Street 34th Floor New York NY 10019 646-597-6987 08/04/2022 2410 NO Daniel Depalma 168404
BROKER DEALERS Lightspeed Financial Services Group LLC ACTIVA 1001 Avenue of the Americas 16th Floor New York NY 10018 888-577-3123 04/10/2018 2141 NO Keith Petzold 104369
BROKER DEALERS Lime Trading Corp ACTIVA 1 Penn Plaza Suite 1614 New York NY 10119 914-843-9455 08/24/2011 1811 NO Ari Walisever 11826
BROKER DEALERS Lincoln Financial Advisors Corporation ACTIVA 1300 South Clinton Street Suite 150 Fort Wayne IN 46802 800-237-3813 09/01/1984 058 NO Parick J Cauldield, Patrick J. Caulfield 3978
BROKER DEALERS Lincoln Financial Distributors, Inc. ACTIVA 130 N Radnor chester Rd Radnor PA 19087 860-466-1838 01/14/1994 543 NO Parick Caulfield 145
BROKER DEALERS Lincoln Financial Securities Corporation ACTIVA 1301 South Harrison Street Fort Wayne IN 46802 800-258-3648 09/01/1984 207 NO Macgregor Maitland, Jason Gibson 3870
BROKER DEALERS Lincoln Investment ACTIVA 601 Office Center Drive Suite 300 Fort Washington PA 19034-3232 215-887-8111 05/29/2012 1841 NO Nancy L. Heffner, Maureen A. Mattson 519
BROKER DEALERS Lockton Investment Securities, LLC ACTIVA 444 W 47th Street Suite 900 Kansas City MO 64112 816-960-9000 05/14/2008 1615 NO Karen Prange 137476
BROKER DEALERS Lockton RE Capital Markets, LLC ACTIVA 48 West 25th Street 7th Floor New York NY 10010 646-993-5025 08/07/2023 2460 NO Deirdre Patten Kowalski 323110
BROKER DEALERS Lodas Securities, LLC ACTIVA 7285 West 132nd Suite 260 Overland Park KS 66213 913-375-5910 08/02/2022 2407 NO Rebecca Kangrga 313056
BROKER DEALERS Long Bridge Securities LLC ACTIVA 733 Third Avenue 16th Floor New York NY 10017 212-588-8906 11/03/2022 2430 NO Erin Baskett 314519
BROKER DEALERS Loomis Sayles Distributors, LP ACTIVA One Financial Center Boston MA 02111 617-482-2450 10/04/2001 1192 NO William Jeffrey Meyer 41795
BROKER DEALERS Lord Abbett Distributor LLC ACTIVA 90 Hudson Street Jersey City NJ 07302-3973 201-827-2000 08/06/1997 746 NO Lawrence Harold Kaplan 530
BROKER DEALERS LPL Enterprise, LLC ACTIVA 1055 LPL Way Fort Mill SC 29715 704-733-3300 04/09/2024 2501 NO Matthew Applebaum 8733
BROKER DEALERS LPL Financial LLC ACTIVA 75 State Street 22th Floor Boston MA 02109 617-423-3644 10/26/1994 588 NO James Shorris, Paul Middlemiss 6413
BROKER DEALERS Lument Securities, LLC ACTIVA 10 West Broad Street 8th Floor Colombus OH 43215 614-857-1600 03/16/2022 2373 NO Kevin J. Mainelli 14840
BROKER DEALERS M & T Securities, Inc. ACTIVA 285 Delaware Ave Suite 2000 Buffalo NY 14202 716-651-4783 02/06/1998 795 NO Tenzing Deck 17358
BROKER DEALERS M Holdings Securities, Inc. ACTIVA 1125 NW Couch Street Suite 900 Portland OR 97209 800-656-6960 04/12/2011 1794 NO Frank Day 43285
BROKER DEALERS M. S. Howells & Co. ACTIVA 20555 N. Pima Road Suite 100 Scottsdale AZ 85255 480-563-2000 08/31/2016 2061 NO Mark S. Howells 104100
BROKER DEALERS M1 Finance LLC ACTIVA 213 West Institute Place Suite 301 Chicago IL 60610 312-600-6668 04/29/2016 2045 NO Nicholas Dalmaso 281242
BROKER DEALERS Macquarie Capital (USA) Inc. ACTIVA 125 West 55th Street Level 22 New York NY 10019 212-231-1000 06/29/2010 1723 NO John Polanin 36368
BROKER DEALERS Madison Avenue Securities, Inc. ACTIVA 15050 Avenue of Science Suite 150 SAN DIEGO CA 92128 858-207-1300 09/17/2012 1850 NO Jana Henson 23224
BROKER DEALERS MAN Investments Inc. ACTIVA HSBC Tower, 452 5th Avenue 27th Floor New York NY 10018 212-649-6600 04/10/2002 1235 NO Nadine Le Gall 15770
BROKER DEALERS Manning & Napier Investor Services, Inc. ACTIVA 290 Woodcliff Drive Fairport NY 14450 585-325-6880 12/26/1996 694 NO Samantha M Larew 26266
BROKER DEALERS Manulife John Hancock Brokerage Services, LLC ACTIVA 200 Berkeley Street Boston MA 02116 888-695-4472 11/22/2023 2484 NO Paul G. Stache 150842
BROKER DEALERS March Capital Corp. ACTIVA 2 N LaSalle St Suite 2300 Chicago IL 60602-3975 312-640-0480 07/17/2018 2163 NO Richard J. Rice 24142
BROKER DEALERS Marex Capital Markets Inc. ACTIVA 140 East 45th Street 10th Floor New York NY 10017 212-618-2800 10/08/2015 2007 NO Joseph Weinhoffer 161014
BROKER DEALERS Matrix 360 Distributors, LLC ACTIVA 4300 Shawnee Mission Parkway Suite 100 Fairway KS 66205 816-787-0718 09/18/2017 2117 NO Stephen Ralph Roberts 159715
BROKER DEALERS Maxim Group LLC ACTIVA 405 Lexington Avenue New York NY 10174 212-895-3500 09/26/2002 1272 NO Gerard McCarthy 120708
BROKER DEALERS MCG Securities LLC ACTIVA 130 West Lancaster Avenue Suite 301 Wayne PA 19087 610-337-6500 03/20/2013 1865 NO Lee Calfo 163144
BROKER DEALERS Mckenzie Securities LLC ACTIVA 208 Ave Luis Muñoz Rivera 10TH Floor, Suite 1029 San Juan PR 00918 787-671-4763 06/30/2021 2329 NO Cameron Mckenzie 310913
BROKER DEALERS MCMG Capital Advisors, Inc. ACTIVA 1021 East Cary Street Suite 1150 Richmond VA 23219 804-780-0060 06/18/2019 2207 NO Thomas E. Kelso 103871
BROKER DEALERS MCP Securities, LLC ACTIVA 757 Third Avenue 20th Floor New York NY 10017 646-380-4473 05/17/2024 2504 NO James McCarvill 152669
BROKER DEALERS Meeder Distribution Services, Inc. ACTIVA 6125 Memorial Drive Dublin OH 43017-9767 614-766-7000 07/13/2018 2162 NO Alaina Salonsky 36773
BROKER DEALERS Mercer Allied Company, L.P. ACTIVA 321 Broadway Saratoga Springs NY 12866 518-886-4000 06/10/2014 1928 NO Julie M. Slezak 37404
BROKER DEALERS Mercury Capital Advisors, LLC ACTIVA 225 Liberty Street 36th Floor New York NY 10281 646-786-8100 09/28/2010 1753 NO Michael G Ricciardi 152338
BROKER DEALERS Meridian Investments, Inc. ACTIVA 1266 Furnace Brook Parkway Quincy MA 02169 617-328-6200 10/26/2007 1569 NO Kim Payne 13225
BROKER DEALERS Merit Securities, LLC ACTIVA 3312 Rosedale Street Suite 204 Gig Harbor WA 98335 253-327-1493 06/27/2014 1934 NO J. Craig Dickens 165470
BROKER DEALERS Merrill Lynch, Pierce, Fenner & Smith Incorporated ACTIVA One Bryant Park New York NY 10036 800-637-7455 09/01/1984 003 NO Amber Sanfilippo, Hector Lafitte 7691
BROKER DEALERS Mesirow Financial, Inc. ACTIVA 353 N. Clark Street Chicago IL 60654 312-595-6072 09/28/1994 579 NO Jeffrey Levine 2764
BROKER DEALERS Metlife Investments Securities, LLC ACTIVA One Metlife Way Whippany NJ 07981-1449 973-355-4905 08/13/2018 2166 NO Elisabeth Bedore 285684
BROKER DEALERS Metlife Investors Distribution Company ACTIVA 1095 Avenue of the Americas New York City NY 10036 980-949-3658 08/20/2004 1382 NO John P Kyne 107622
BROKER DEALERS MFS Fund Distribution, Inc. ACTIVA 111 Huntington Avenue Boston MA 02199 617-954-5000 03/24/1993 507 NO Jay Herold 31052
BROKER DEALERS MGI Funds Distributors, LLC ACTIVA 899 Cassatt Road 400 Berwyn Park Berwyn PA 19312 866-251-6920 03/13/2014 1911 NO Susan K. Moscaritolo 35682
BROKER DEALERS Mid Atlantic Clearing & Settlement Corporation ACTIVA 1251Waterfront Place Suite 540 Pittsburgh PA 15222 800-693-7800 11/24/1999 946 NO Leigh Ann Paich 37466
BROKER DEALERS Midas Securities Group, Inc. ACTIVA 11 Hanover Square 12th Floor New York NY 10005 212-785-0900 02/26/1996 632 NO John Ramirez 14009
BROKER DEALERS Middlegate Securities Inc. ACTIVA 8 West 40th Street 4th Floor New York NY 100018-3805 212-382-9500 01/13/2016 2017 NO Mario Logrande 21544
BROKER DEALERS Mirae Asset Securities (USA) Inc. ACTIVA 810 Seventh Avenue 37th Floor New York NY 10019 212-407-1015 06/22/2018 2157 NO Amanda M. Teckman 30679
BROKER DEALERS Mischler Financial Group, Inc. ACTIVA 1111 Bayside Drive Suite 100 Corona Del Mar CA 92625 949-720-0640 02/08/2022 2361 NO Doyle L. Holmes 37818
BROKER DEALERS Miura Capital, LLC ACTIVA 1395 Brickell Ave Suite 1560 Miami FL 33131 305-529-4700 05/20/2021 2318 NO Italo D'Alfonso 146193
BROKER DEALERS Mizuho Securities USA LLC ACTIVA 320 Park Avenue 12th Floor New York NY 10022 212-209-9300 09/15/1992 488 NO Brendan Daly 19647
BROKER DEALERS MMC Securities LLC ACTIVA 1166 Avenue Of The Americas New York NY 10036 212-345-5000 02/10/2005 1405 NO Mariane Liebowitz 103846
BROKER DEALERS MML Distributors, LLC ACTIVA 100 Bright Meadow Blvd Enfield CT 06082 413-737-8400 06/09/1995 601 NO Robert S Rosenthal 38030
BROKER DEALERS MML Investors Services, LLC ACTIVA 1295 State Street Springfield MA 01111-0001 787-758-2244 02/28/1995 598 NO Courtney Reid, Robert S. Rosenthal 10409
BROKER DEALERS MML Strategic Distributors, LLC ACTIVA 1295 State Street Springfield MA 01111-0001 413-744-4528 08/19/2021 2335 NO Edward K. Duch III 168638
BROKER DEALERS Modern Capital Securities Inc. ACTIVA 7000 Six Forks RD Suite 102 Raleigh NC 27615 615-746-8810 07/08/2021 2321 NO Daniel Shanahan 130876
BROKER DEALERS Moelis & Company LLC ACTIVA 399 Park Avenue 5th Floor New York NY 10022 212-883-3800 01/31/2008 1580 NO Osamu Richard Watanabe 145115
BROKER DEALERS Momentum Independent Network Inc. ACTIVA 717 N. Harwood Street Suite 3400 Dallas TX 75201 214-859-1800 09/01/2021 2337 NO Michael A. Cogliano 17587
BROKER DEALERS Momentus Securities, LLC ACTIVA 1350 Broadway Room/Suite 2320 New York NY 10018 646-989-1120 06/06/2023 2455 NO Alicia Reyes Revuelta 307780
BROKER DEALERS Mondeum Capital ACTIVA 999 Brickell Avenue Suite 900 Miami FL 33131 305-921-9256 03/19/2021 2294 NO Michael Milani 309574
BROKER DEALERS Money Concepts Advisory Service ACTIVA 11440 Noth Jog Road Palm Beach Gardens FL 33418-3764 561-472-2000 08/22/1990 399 NO Terri Walsh 12963
BROKER DEALERS Monument Group, Inc. ACTIVA 500 Boylston Street Suite 1650 Boston MA 02116 617-423-4700 07/17/2013 1881 NO Teresa H. Kinsella 36399
BROKER DEALERS Moody Securities, LLC ACTIVA 6363 Woodway Suite 110 Houston TX 77057 713-977-7500 03/05/2009 1660 NO Bernerd E. Young 148771
BROKER DEALERS Moomoo Financial Inc. ACTIVA 550 S. California Avenue Suite 200 Palo Alto CA 94306 650-521-7209 10/31/2018 2175 NO Keith Chan 283078
BROKER DEALERS Moors & Cabot, Inc. ACTIVA 111 Devonshire Street Boston MA 02109 617-426-0500 10/21/2005 1457 NO Michael C Hildreth 594
BROKER DEALERS Morgan Stanley ACTIVA 2000 Westchester Avenue Purchase NY 10577-2530 914-225-5510 05/19/2009 1671 NO Shauna Myers 149777
BROKER DEALERS Morgan Stanley & Co. LLC ACTIVA 1585 Broadway New York NY 10036-8293 212-761-4000 11/08/1985 241 NO Shauna Myers, Jorge Irizarry 8209
BROKER DEALERS Morgan Stanley Distribution Inc. ACTIVA 522 Fifth Avenue New York NY 10036 212-296-7860 10/22/1996 673 NO Ilene Shore 30344
BROKER DEALERS Morgan Wilshire Securities, Inc. ACTIVA 59 Hilton Avenue Suite 101 Garden City NY 11530 516-622-3100 03/27/2015 1967 NO Michael Finnan 44807
BROKER DEALERS MSEC, LLC ACTIVA 5700 W 112th Street Suite 500 Overland Park KS 66211 240-979-1702 07/25/2019 2209 NO Stephen Porter 154327
BROKER DEALERS MTG, LLC ACTIVA 61 West 23rd Street 5th Floor New York NY 10010 212-228-1328 06/02/2015 1987 NO Eli Broverman 47788
BROKER DEALERS MTS Securities, LLC ACTIVA 623 Fifth Avenue 14th Floor New York NY 10022 212-887-2100 03/28/2008 1600 NO Curtis Lane 104059
BROKER DEALERS MUFG Securities Americas Inc. ACTIVA 1221 Avenue of the Americas 6th Floor New York NY 10020-1001 212-405-7000 05/17/2022 2388 NO Frederic Greenbaum 19685
BROKER DEALERS Multi-Bank Securities, Inc. ACTIVA 1000 Town Center #2300 Southfield MI 48075 248-291-1100 02/10/2000 964 NO David T MacCagnone 22098
BROKER DEALERS Mundial Financial Group LLC ACTIVA 477 Madison Ave 6th Floor New York NY 10022 646-766-8690 07/15/2022 2404 NO Charles Smulevitz 149531
BROKER DEALERS Muriel Siebert & Co., LLC ACTIVA 300 Vesey Street 5th Floor New York NY 10282 212-644-2400 09/07/1983 174 NO Barbara Villella 5376
BROKER DEALERS Mutual of Omaha Investor Services, Inc. ACTIVA 3300 Mutual of Omaha Plaza Omaha NE 68175-1020 402-351-5950 09/01/1984 041 NO Adam Proskovec, Thomas R. Oldham 611
BROKER DEALERS NASDAQ Execution Services, LLC ACTIVA One Liberty Plaza 10006 165 Broadway New York NY 10006 212-401-8982 09/29/1997 760 NO A. MANNY ALICANDRO 7270
BROKER DEALERS National Bank Of Canada Financial Inc. ACTIVA 65 East 55th Street 31st Floor New York NY 10022 212-546-7500 01/30/2003 1292 NO Joan Hoffman 22698
BROKER DEALERS National Financial Services LLC ACTIVA 200 Seaport Boulevard 82 DEVONSHIRE ST., G12A, BOSTON, MA 02109 - MAIL Boston MA 02210 617-563-7000 09/01/1984 196 NO Daniel Bresnahan 13041
BROKER DEALERS Nationwide Fund Distributors LLC ACTIVA 1000 Continental Drive Suite 400 King of Prussia PA 19406 610-230-2800 01/02/2002 1211 NO Holly A Butson 25910
BROKER DEALERS Nationwide Investment Services Corporation ACTIVA One Nationwide Plaza 1-33-401 Columbus OH 43215 1-800-882-2822 02/17/1997 693 NO James Rabenstine 7110
BROKER DEALERS Nationwide Planning Associates Inc. ACTIVA 115 West Century Road Suite 360 Paramus NJ 07652 201-476-0029 04/29/2008 1605 NO Michael J. Karalewich, Jorge M. Rodríguez Bonano, Antonio Suarez-Borelli 31029
BROKER DEALERS Nationwide Securities LLC. ACTIVA 10 West Nationwide Blvd Mail Code 5-01-103 Columbus OH 43215 888-753-7364 09/01/1984 011 NO James Rabenstine 11173
BROKER DEALERS Natixis Distribution, LLC ACTIVA 888 Boylston Street Suite 800 Boston MA 02199-8197 617-449-2828 08/13/1996 671 NO Anthony D. Loureiro 34754
BROKER DEALERS Navy Federal Investment services, LLC ACTIVA 1007 Electric Ave Vienna VA 22180 877-221-8108 09/07/2006 1512 NO Marissa S. Bacino, Mark F. Dempsey 138459
BROKER DEALERS Nebari Securities, LLC ACTIVA 140 East 45th Street Suite 40A New York NY 10017 212-201-5813 08/16/2019 2216 NO John Culliane 168935
BROKER DEALERS Needham & Company, LLC ACTIVA 445 Park Avenue New York NY 10022-2602 212-371-8300 04/30/2015 1974 NO Salvatore A. Merlino 16360
BROKER DEALERS Netshares Financial Services LLC ACTIVA 3200 Wilcrest Drive Suite 275 Houston TX 77042 347-247-9977 11/01/2021 2347 NO David Lee 307532
BROKER DEALERS Network 1 Financial Securities Inc. ACTIVA The Galleria, Suite 241 2 Bridge Avenue Red Bank NJ 07701 732-758-9001 08/17/2004 1390 NO Richard W Hunt 13577
BROKER DEALERS Neuberger Berman BD LLC ACTIVA 1290 Avenue of the Americas New York NY 10104 212-476-9000 09/01/1984 096 NO Robert Ciraola, Brad Cetron 2908
BROKER DEALERS Newbridge Securities Corporation ACTIVA 1451 Cypress Creek Road Suite 204 Ft Lauderdale FL 33309 954-334-3450 04/27/2005 1428 NO Robert Pendleton Spitler 104065
BROKER DEALERS Newedge Securities, Inc. ACTIVA 1251 Waterfront Place Suite 510 Pittsburgh PA 15222-6368 412-391-7077 05/08/2002 1243 NO Leah Brown 10674
BROKER DEALERS Nexpoint Securities, Inc. ACTIVA 200 Crescent Court Suite 700 Dallas TX 75201 972-628-4100 01/02/2014 1903 NO David E. Holt 165013
BROKER DEALERS Next Financial Group, Inc. ACTIVA 11740 Katy Freeway Suite 600 Houston TX 77079 713-789-7122 01/03/2006 1469 NO Leslie Jallans, Laura White 46214
BROKER DEALERS Noble Capital Markets, Inc. ACTIVA 225 NE Mizner Boulevard Suite 150 Boca Raton FL 33432 561-994-1191 03/31/2021 2296 NO David Lean 15768
BROKER DEALERS Nobles & Richards, Inc. ACTIVA 801 East Plano Parkway Suite 220 Plano TX 75074 214-842-6603 04/24/2017 2090 NO James R. Richards 146870
BROKER DEALERS Nomura Securities International, Inc. ACTIVA Worldwide Plaza 309 West 49th Street New York NY 10019 212-667-9000 08/27/1993 531 NO Faron Webb 4297
BROKER DEALERS North Capital Private Securities Corporation ACTIVA 315 Montgomery Street Suite 900 San Francisco CA 94104 415-315-9916 02/14/2014 1906 NO Stephanie Holt 154559
BROKER DEALERS North Point Mergers and Acquisitions, Inc. ACTIVA 580 California Street Suite 2000 San Francisco CA 94104 415-358-3500 10/11/2019 2222 NO David Jacquin 133300
BROKER DEALERS Northbound Securities LLC ACTIVA 141 Parkway RD. Suite 2C Bronxville NY 10708 914-826-4732 06/17/2022 2399 NO Gregory Dow 314549
BROKER DEALERS Northern Funds Distributors, LLC ACTIVA Three Canal Plaza 3rd Floor Portland ME 04101 866-251-6920 03/01/1999 848 NO Nanette Chern 45943
BROKER DEALERS Northern Lights Distributors, LLC ACTIVA 17605 Wright Street Omaha NE 68130 402-493-1731 10/06/2003 1317 NO Brian Nielsen 126159
BROKER DEALERS Northern Trust Securities, Inc. ACTIVA 50 South LaSalle Street Chicago IL 60603 312-557-2000 03/10/2015 1961 NO Debra Griewahn 7927
BROKER DEALERS Northland Securities, Inc. ACTIVA 150 South Fifth Street Suite 3300 Minneapolis MN 55402 612-851-5900 11/09/2022 2429 NO Randy G Nitzsche 40258
BROKER DEALERS NPM Securities, LLC ACTIVA 150 Spear Street Suite 350 San Francisco CA 94105 212-381-6440 03/13/2015 1968 NO Cristopher Setaro 168469
BROKER DEALERS Nuveen Securities, LLC ACTIVA 333 West Wacker Drive Chicago IL 60606-1286 312-917-7700 10/11/2007 1566 NO Shanita Smith 469
BROKER DEALERS NW Capital Markets Inc. ACTIVA 2 Hudson Place Hoboken NJ 07030 201-656-0115 02/14/2018 2120 NO James A. Fagan 17622
BROKER DEALERS NYLife Distributors LLC ACTIVA 169 Lackawanna Avenue Third Floor, Compliance Parsippany NJ 07054 973-394-4473 09/21/2007 1563 NO Linda Howard 35350
BROKER DEALERS Oakwood Capital Securities, Inc. ACTIVA 600 Highway 169 South Suite 1410 St. Louis Park MN 55426 952-935-4601 05/03/2023 2451 NO Douglas S. King 21000
BROKER DEALERS Oberweis Securities, Inc. ACTIVA 3333 Warrenville Road Suite 500 Lisle IL 60532 630-577-2300 02/25/2005 1411 NO Patrick B Joyce 42060
BROKER DEALERS OCM Investments, LLC ACTIVA 333 South Gand Avenue 28th Floor Los Angeles CA 90071 213-830-6300 03/15/2004 1350 NO Kristin H Scott 128803
BROKER DEALERS Odeon Capital Group LLC ACTIVA 750 Lexington Avenue 27th Floor New York NY 10022 212-257-6970 04/02/2014 1912 NO Pamela Rockley 148493
BROKER DEALERS Old City Securities LLC ACTIVA 589 Fifth Avenue PH New York NY 10017 212-671-1976 05/06/2021 2302 NO Eytan Feldman 171910
BROKER DEALERS Old Slip Capital Management, Inc. ACTIVA 40 Wall Street 28th Floor New York NY 10005 646-290-7711 07/13/2020 2253 NO James Lukezic 7360
BROKER DEALERS Olden Lane Securities, LLC ACTIVA 200 Forrestal Road Suite 3B Princeton NJ 08540 609-436-9595 07/13/2023 2462 NO Peter Marquardt 173847
BROKER DEALERS Opal Securities, Inc. ACTIVA 980 6th Avenue 2nd Floor New York NY 10018 845-494-6554 06/02/2022 2392 NO Debasish Banerjee 8246
BROKER DEALERS Open to the Public Investing, Inc. ACTIVA 1 State Street Plaza 10th Floor/Suite New York NY 10004 646-454-3589 03/16/2017 2089 NO Glen R. Stifelman 127818
BROKER DEALERS Oppenheimer & Co. Inc. ACTIVA 85 Broad Street 22nd, Floor 24 New York NY 10004 212-668-8000 10/09/1984 218 NO Bebe Ali, James Capezzuto 249
BROKER DEALERS Options AI Financial LLC ACTIVA 11 Broadway Suite 615 New York NY 10004 646-940-8558 09/23/2021 2341 NO John Foley 298008
BROKER DEALERS Optiver Execution Services, LLC ACTIVA 130 E Randolph Street Suite 1400 Chicago IL 60601 312-821-9500 03/14/2023 2442 NO Dennis Kerlin 316308
BROKER DEALERS OptSecurities ACTIVA 200 S. College St. 16th Floor Charlotte NC 28202 704-731-5990 08/05/2019 2213 NO Richard Ehrhart 47529
BROKER DEALERS Orbis Investments (U.S.), LLC ACTIVA Three Canal Plaza 3rd Floor Portland ME 04101 207-553-7110 05/20/2015 1986 NO Nanette Chern 172663
BROKER DEALERS Orchard Securities, LLC ACTIVA 170 Interstate Plaza Suite 320 Lehi UT 84043 801-316-4301 05/16/2014 1924 NO Kevin C. Bradburn 133378
BROKER DEALERS Oriental Financial Services LLC ACTIVA 254 Muñoz Rivera Ave. 2nd Floor Oriental Group Center San Juan PR 00918 787-474-1993 01/04/1993 487 NO Sonia Marbarak, Sean W. Miles, Sonia Marbarak 29753
BROKER DEALERS Ortex Securities, LLC ACTIVA 11 Park Place New York NY 10007 212-686-1630 09/08/2023 2471 NO Peter M. Hillerberg 322213
BROKER DEALERS Osaic Institutions, Inc. ACTIVA 538 Preston Avenue Meriden CT 06450-4858 203-599-6000 04/01/2015 1972 NO John M. Cooney 35371
BROKER DEALERS Osaic Services, Inc. ACTIVA 20 E Thomas RD Suite 2000 Phoenix AZ 85012 800-552-3319 06/20/2005 1424 NO Dori Hammond, Rob Guldner 133763
BROKER DEALERS Osaic Wealth, Inc. ACTIVA 10 Exchange Place Suite 1410 New Jersey NJ 07302 800-821-5100 04/06/1990 168 NO John Cooney, Rob Guldner 23131
BROKER DEALERS Oscar Gruss & Son Incorporated ACTIVA 55 East 59th Street 15th Floor New York NY 10022 212-419-4000 01/29/1990 340 NO Danielle Landau 2091
BROKER DEALERS P & M Corporate Finance, LLC ACTIVA Two Towne Square Suite 425 Southfield MI 48076 248-352-2500 07/09/2010 1736 NO Philip Gilbert 129624
BROKER DEALERS P.J. Robb Variable, LLC ACTIVA 6075 Poplar Ave Suite 400 Memphis TN 38119 901-722-5433 06/04/2002 1250 NO Bruce A Harrison 38339
BROKER DEALERS Pacific Oak Capital Markets, LLC ACTIVA 3200 Park Center Drive Suite 600 Costa Mesa CA 92626 714-206-7702 02/17/2021 2283 NO Hans Henselman 309350
BROKER DEALERS Pacific Select Distributors, LLC. ACTIVA 700 Newport Center Drive Newport Beach CA 92660-6397 949-219-3881 08/29/2014 1941 NO Kendrick S. Dunn 4452
BROKER DEALERS Palmas Securities ACTIVA Urb. Palmas Plantation 83 Green St Humacao PR 00791 404-808-5522 08/19/2021 2316 NO Edward Kim 299935
BROKER DEALERS Pantek Securities LLC ACTIVA Calle Rafael Cordero 154 Office #506 San Juan PR 00901 858-605-1607 08/17/2020 2256 NO John Bell 302091
BROKER DEALERS Pantheon Securities, LLC ACTIVA 1095 Avenue of the Americas 24th Floor New York NY 10036 212-205-2063 03/07/2017 2086 NO Christopher Banks 285480
BROKER DEALERS Paralel Distributors, LLC ACTIVA 1700 Broadway Suite 1230 Denver CO 80290 303-378-0364 09/09/2022 2420 NO Bradley Swenson 316115
BROKER DEALERS Pariter Securities, LLC ACTIVA 243 Carretera #2 Guaynabo PR 00966 787-781-2555 12/19/2008 1654 NO Eduardo Sotomayor 127836
BROKER DEALERS Park Avenue Securities LLC ACTIVA 10 Hudson Yards New York NY 10001 1-888-600-4567 04/22/2015 1976 NO Kenneth Goodall, Thomas Drogan 46173
BROKER DEALERS Parkland Securities, LLC ACTIVA 300 Parkland Plaza Ann Arbor MI 48103 734-663-1611 04/24/2002 1239 NO John Mcclellan 115368
BROKER DEALERS Parnassus Funds Distributor, LLC ACTIVA 1 Market Street Suite 1600 San Francisco CA 94105 415-778-0200 09/09/1998 843 NO Downet H Blount 15883
BROKER DEALERS Paulson Investment Company LLC ACTIVA 1331 NW Lovejoy Suite 720 Portland OR 97209-2987 503-243-6000 03/30/2006 1483 NO Trent D. Davis 5670
BROKER DEALERS Payden & Rygel Distributors ACTIVA 333 South Gand Ave 32nd Fl Los Angeles CA 90071-1536 213-625-1900 01/02/2009 1650 NO Edward S Garlock 29868
BROKER DEALERS Peachcap Securities, Inc. ACTIVA 550 Pharr Road Suite 700 Atlanta GA 30305 404-220-8958 04/03/2017 2091 NO Eric Burnette 25590
BROKER DEALERS Peachtree PC Investors, LLC ACTIVA 3500 Lenox Road Suite 625 Atlanta GA 30326 678-250-9368 08/02/2019 2214 NO Andrew Marshall 301004
BROKER DEALERS Performance Trust Capital Partners, LLC ACTIVA 500 W. Madison Suite 450 Chicago IL 60661 312-521-1000 11/01/1999 936 NO David F. Wilding, Charles M. Carpenter 36155
BROKER DEALERS Perpetual Americas Funds Distributors, LLC ACTIVA 3 Canal Plaza 3rd Floor Portland ME 04101 207-553-7110 06/16/2021 2324 NO Nanette Chern 143809
BROKER DEALERS Pershing Advisor Solutions LLC ACTIVA One Pershing Plaza 4th Floor Jersey City NJ 07399 201-413-2000 05/13/2005 1431 NO Richard Izzo 36671
BROKER DEALERS Pershing LLC ACTIVA One Pershing Plaza Jersey City NJ 07399 201-413-2000 10/10/1985 243 NO Richard Izzo 7560
BROKER DEALERS PFS Investments Inc. ACTIVA 1 Primerica Parkway Duluth GA 30099-0001 770-381-1000 09/01/1984 162 NO Daniel A. Woodring 10111
BROKER DEALERS PHX Financial, Inc. ACTIVA 100 Wall Street Floor 10 New York NY 10005 212-776-4187 02/10/2012 1830 NO Kevin Chen 144403
BROKER DEALERS Pictet Overseas Inc. ACTIVA 1000 De La Gauchetiere West Suite 3100 Montreal QC H3B 4W5 514-288-8161 03/24/2011 1781 NO David Parsons 36500
BROKER DEALERS Pimco Investments LLC ACTIVA 1633 Broadway 45th Floor New York NY 10019 212-739-3000 01/20/2011 1759 NO Richar F Froio 154957
BROKER DEALERS Pine Distributors, LLC ACTIVA 501 Cherry Street Suite 610 Denver CO 80246 720-651-8092 03/26/2024 2494 NO Alexander Woodcock 323408
BROKER DEALERS Pinebridge Securities LLC ACTIVA 399 Park Avenue 4th Floor New York NY 10022 646-857-8132 02/07/2001 1127 NO David McCabe 5967
BROKER DEALERS Piper Sandler & Co. ACTIVA 800 Nicollet Mall Minneapolis MN 55402-7020 612-303-6000 06/04/1998 809 NO Ann C McCague 665
BROKER DEALERS PJT Partners LP ACTIVA 280 Park Avenue 15th Floor New York NY 10017 212-364-7117 12/10/2015 2016 NO Annah Kim-Rosen 171058
BROKER DEALERS Planner Securities, LLC ACTIVA 405 Lexington Avenue 7th Fl Suite 707 New York NY 10174 646-381-7000 10/07/2022 2416 NO Calvin Persaud 36866
BROKER DEALERS PNC Capital Markets LLC ACTIVA 225 Fifth Avenue Pittsburgh PA 15222 412-762-1754 04/27/2010 1720 NO Andrew Tino 15647
BROKER DEALERS PNC Investments ACTIVA 300 Fifth Avenue 26th Floor Pittsburgh PA 15222 800-762-6111 03/11/2022 2369 NO Nicholas Morinigo, Nicholas Morinigo 129052
BROKER DEALERS Popular Securities, LLC. ACTIVA 208 Avenue Ponce De Leon Popular Center Suite 1200 San Juan PR 00918-1035 787-758-7400 09/01/1984 134 NO Jaime Toro Lavergne, Rosa Colon 8096
BROKER DEALERS Portfolio Resources Group, Inc. ACTIVA 800 Brickell Avenue Suite 903 Miami FL 33131 305-372-0299 02/24/2014 1907 NO Antonio Camejo 31155
BROKER DEALERS Praxess Securities, LLC ACTIVA 3102 West End Avenue Suite 400 Nashville TN 37203 314-308-6689 06/04/2024 2508 NO Jennifer K. Forsyth 326036
BROKER DEALERS Preferred Capital Securities, LLC ACTIVA 3284 Northside Parkway, NW Suite 150 Atlanta GA 30327 770-818-4100 05/27/2015 1989 NO James P. Curtis 169719
BROKER DEALERS Prep Securities, LLC ACTIVA 10 Rockefeller Plaza Suite 920 New York NY 10020 212-379-3162 01/29/2018 2126 NO Benjamin Gray 188522
BROKER DEALERS Pricewaterhousecoopers Corporate Finance LLC ACTIVA 1 N Wacker Drive 10th Floor Chicago IL 60606 312-298-6989 05/28/1997 716 NO Philipp Hofstetter 41461
BROKER DEALERS Primerica Brokerage Services, Inc. ACTIVA 1 Primerica Parkway Duluth GA 30099 770-381-1000 05/11/2023 2454 NO Daniel Woodring 322250
BROKER DEALERS Principal Funds Distributor, Inc. ACTIVA 1100 Investment Boulevard Suite 200 El Dorado Hills CA 95762 800-222-5852 03/09/2007 1541 NO Phillip Barbaria 43261
BROKER DEALERS Principal Securities, Inc. ACTIVA 655 9th Street Des Moines IA 50309 888-774-6267 08/13/2007 1556 NO Jennifer Litchfield 1137
BROKER DEALERS ProFunds Distributors, Inc. ACTIVA 7501 Winsconsin Ave. Suite 1000 Bethesda MD 20814 240-497-6400 05/10/1988 341 NO Lisa Johnson 19541
BROKER DEALERS Prometheum ATS ACTIVA 120 Wall Street 25th Floor New York NY 10005 212-514-8369 09/29/2021 2344 NO Deborah Joseph 311636
BROKER DEALERS Prometheum Ember Capital ACTIVA 120 Wall Street 25th Floor New York NY 10005 212-333-3315 08/02/2023 2466 NO Benjamin S. Kaplan 312784
BROKER DEALERS Prospera Financial Services, Inc. ACTIVA 5429 LBJ Freeway Suite 400 Dallas TX 75240 972-581-3000 10/22/2014 1951 NO Kate Wingate, Abel García 10740
BROKER DEALERS Prudential Annuities Distributors, Inc. ACTIVA One Corporate Drive Shelton CT 06484 800-628-6039 06/23/1997 736 NO Bao Chau Ruland 21570
BROKER DEALERS Prudential Financial Planning Services ACTIVA 751 Broad Street Newark NJ 07102-3777 800-201-6690 02/26/2014 1897 NO Irene Santiago, Frank Todd Ingraham 5685
BROKER DEALERS Prudential Investment Management Services LLC ACTIVA Three Gateway Center 14th Floor Newark NJ 07102-4077 973-802-6000 11/21/1997 783 NO Mark Hastings 18353
BROKER DEALERS Putnam Retail Management, Limited Partnership ACTIVA One Post Office Square Boston MA 02109-2137 617-292-1000 06/09/1989 376 NO Derek A Stern 7325
BROKER DEALERS PWA Securities, LLC ACTIVA 515 East Las Olas Blvd 16th Floor Fort Lauderdale FL 33301-2281 954-712-8888 07/18/2023 2463 NO Thomas J. Scanlan 321974
BROKER DEALERS Quasar Distributors, LLC ACTIVA 615 East Michigan Street Milwaukee WI 53202 414-287-3994 06/28/2000 980 NO James R Schoenike 103848
BROKER DEALERS R. F. Lafferty & Co., Inc. ACTIVA 40 Wall Street 29th Floor New York NY 10005 212-293-9090 08/10/2022 2411 NO Henry Hackel 2498
BROKER DEALERS R.M. Stark & Co., Inc. ACTIVA 701 SE 6th Avenue Suite 203 Delray Beach FL 33483 561-243-3815 03/20/2014 1908 NO Jerry Desiderio 7612
BROKER DEALERS R.W. Pressprich & Co. ACTIVA 452 Fifth Avenue New York NY 10018 212-832-6200 04/14/2010 1724 NO Tim Burns 26460
BROKER DEALERS Rabo Securities USA, Inc. ACTIVA 245 Park Avenue New York NY 10167-0062 212-916-7855 04/03/2003 1309 NO D Christian Southwick 122657
BROKER DEALERS Raymond James & Associates Inc. ACTIVA 880 Carillon Parkway St Petersburg FL 33716 727-567-1000 09/01/1984 195 NO Minnie Whitmire, Rob Eckardt 705
BROKER DEALERS Raymond James (USA) Ltd. ACTIVA 925 West Georgia Street Suite 2100 Vancouver, B.C. CN V6C 3L2 604-654-7258 06/09/2015 1992 NO Linda K Vithammer 25853
BROKER DEALERS Raymond James Financial Services, Inc. ACTIVA 880 Carillon Parkway St. Petersburg FL 33716 727-567-3020 01/16/1998 787 NO Jean Jumet, Ramon R. Dana, Jr. 6694
BROKER DEALERS RBC Capital Markets, LLC ACTIVA 3 World Financial Center 200 Vesey St New York NY 10281 212-858-7000 05/16/1997 722 NO Roseann G Viscardi, Joseph D Fleming 31194
BROKER DEALERS RCH Securities ACTIVA 4135 South Stream Boulevard Suite 500 Charlotte NC 28217 704-248-5841 07/14/2008 1594 NO Mildred Beal 146337
BROKER DEALERS RCM Securities ACTIVA 318 W Adams St Floor 10 Chicago IL 60606 312-870-1530 02/21/2023 2441 NO Edmund Sweeney 15548
BROKER DEALERS Realblocks Private Securities, Inc. ACTIVA 43 W 23rd Street Fourth Floor New York NY 10010 612-460-5924 03/25/2021 2297 NO Lowell Scott Brooks III 306101
BROKER DEALERS RealCadre LLC ACTIVA 295 LaFayette Street NewYork NY 10012 914-625-6177 04/18/2017 2094 NO Alexander Labowitz 172295
BROKER DEALERS Redbridge Securities LLC ACTIVA 2591 Dallas Parkway Suite 300 Frisco TX 75034 972-731-4305 04/27/2021 2310 NO Tyler Kushera 287912
BROKER DEALERS Redi Global Technologies LLC ACTIVA 30 Hudson Street 38th Floor Jersey City NJ 07302-4699 212-419-9614 08/09/2013 1888 NO Jennifer A. Connors 41924
BROKER DEALERS Regal Securities, Inc. ACTIVA 950 Milwaukee Ave Suite 102 Glenview il 60025 800-786-9000 04/16/2003 1314 NO Willaim Montgomery 7297
BROKER DEALERS Regiment Securities, LLC ACTIVA 118 Parker Street Newton MA 02459 404-213-6863 09/26/2022 2421 NO Sharon Jones 311302
BROKER DEALERS Renaissance Institutional Management LLC ACTIVA 800 Third Avenue New York New York NY 10022 212-829-4460 05/01/2018 2147 NO Benjamin L. Nager 136113
BROKER DEALERS Research Capital USA Inc. ACTIVA 199 Bay Street, Suite 4500 Commerce Court West Toronto M5L 1G2 416-860-7600 04/22/2021 2308 NO Rosella Barbieri 39670
BROKER DEALERS Resolute Investment Distributors, Inc. ACTIVA 220 East Las Colinas Blvd. Ste. 1200 Irving TX 75039 817-391-6100 01/25/2018 2125 NO Stuart Wall 287788
BROKER DEALERS Revere Securities LLC ACTIVA 650 Fifth Avenue 35fth Floor New York NY 10019 212-688-2350 05/20/2021 2319 NO Charles Slavinsky 14178
BROKER DEALERS Revolut Securities Inc. ACTIVA 33 Irving Place Suite 4013 New York NY 10003 917-397-6533 01/03/2022 2355 NO Keith J. Martell 304600
BROKER DEALERS RFS Partners ACTIVA 1050 17th Street Suite 1710 Denver CO 80265-2077 415-398-2727 02/01/2011 1775 NO Stephen Craig Rogers 18119
BROKER DEALERS Rialto Markets LLC ACTIVA 42 Broadway Suite 12-129 New York NY 10004 917-575-2601 11/18/2020 2274 NO Shari Noonan 283477
BROKER DEALERS Rice Financial Products Company ACTIVA 55 Broad Street 27th Floor New York NY 10004 212-908-9200 02/26/2010 1719 NO James Donald Rice, Jr 21606
BROKER DEALERS Riversource Distributors, Inc. ACTIVA 707 Second Avenue South Minneapolis MN 55402 612-671-7449 01/01/2008 1574 NO Boba Selimovic 139135
BROKER DEALERS RM Securities, LLC ACTIVA 100 S Clinton Avenue #2432 Rochester NY 14604 877-977-2776 04/03/2024 2491 NO Christine Lachnicht 323671
BROKER DEALERS RNR Securities, LLC ACTIVA 1802 Hempstead TPKE East Meadow NY 11554-1032 516-222-8875 02/22/2018 2127 NO Ronald L. LaSerra 43689
BROKER DEALERS Robert W. Baird & Co, Inc. ACTIVA 777 E Wisconsin Avenue Milwaukee WI 53202-5391 414-765-3500 10/29/1985 244 NO Jeffry Freiburger, Angela Palmer 8158
BROKER DEALERS Robinhood Financial, LLC ACTIVA 1700 Seaport Blvd Suite 200 Redwood City CA 94063 650-940-2700 01/28/2014 1904 NO Scott Friedman 165998
BROKER DEALERS Robinhood Securities, LLC ACTIVA 500 Colonial Center Parkway Suite 100 Lake Mary FL 32746 650-294-4858 05/21/2018 2151 NO Calli Singleton 287900
BROKER DEALERS Robus Capital Partners LLC ACTIVA 201 Recinto Sur Street Ste 204 San Juan PR 00901 787-342-5973 06/24/2016 2034 NO Miguel Moreda 282547
BROKER DEALERS Rockefeller Financial LLC ACTIVA 10 Rockefeller Plaza New York NY 10020 212-549-5396 01/11/2019 2183 NO Annah Kim Rosen, Annah K Rosen 291361
BROKER DEALERS Rocket Dollar Capital, LLC ACTIVA 10900 Stonelake Blvd. Building 2, Suite 100 Austin TX 78759 512-294-6594 06/15/2023 2459 NO Henry Tadayoshi 314075
BROKER DEALERS Rodman & Renshaw, LLC ACTIVA 430 Park Avenue New York NY 10022 212-356-0532 10/04/2016 2066 NO Daniel DePalma 281264
BROKER DEALERS Roosevelt & Cross, Incorporated ACTIVA One Exchange Plaza 55 Broadway New York NY 10006 212-344-2500 11/27/2007 1570 NO DOMINICK F. ANTONELLI 6964
BROKER DEALERS Roth Capital Partners, LLC ACTIVA 888 San Clemente Suite 400 Newport Beach CA 92660 949-720-5700 07/11/2019 2211 NO Kristin Lamarche 15407
BROKER DEALERS Rothschild & Co. US Inc. ACTIVA 1251 Avenue of the Americas New York NY 10020 212-403-3610 02/24/2004 1358 NO John M Carroll 2910
BROKER DEALERS Royce Fund Services, LLC ACTIVA 745 5th Avenue New York NY 10151 212-508-4500 02/14/1997 698 NO Kristen McGrath 14470
BROKER DEALERS RQD* Clearing, LLC ACTIVA 425 S. Financial Place Suite 910B Chicago IL 60605 646-804-7900 07/23/2021 2332 NO Michael Sanocki 134284
BROKER DEALERS Russell Investments Financial Services, LLC ACTIVA 1301 Second Avenue 18th Floor Seattle WA 98101 206-505-7877 08/09/1988 351 NO Douglas R Whittle 21771
BROKER DEALERS S2K Financial LLC ACTIVA 777 Third Avenue 28th Floor New York NY 10017 212-603-9766 07/28/2016 2055 NO Jonathan Terzi 248786
BROKER DEALERS SAF Financial Securities LLC ACTIVA 902 Broadway Suite 1611 New York NY 10010 917-402-4770 02/01/2018 2129 NO Rafay Farooqui 284938
BROKER DEALERS Safra Securities, LLC ACTIVA 546 Fifth Avenue New York NY 10036 212-704-5500 10/17/2022 2424 NO Gerard McCarthy 47873
BROKER DEALERS Salient Capital, L.P. ACTIVA 4265 San Felipe 8th Floor HOUSTON TX 77027 713-993-4675 11/07/2008 1641 NO Roy V. Washington 147912
BROKER DEALERS Samco Capital Markets, INC. ACTIVA 6805 Capital of Texas Highway Suite 350 Austin TX 78731 512-794-9100 10/27/2005 1460 NO Joseph Mannes 136532
BROKER DEALERS Sammons Financial Network, LLC ACTIVA 4546 Corporate Drive Suite 100 West Des Moines IA 50266 855-624-0180 07/21/2015 1990 NO Grady Holt 158538
BROKER DEALERS Samuel A. Ramirez & Company, Inc. ACTIVA 61 Broadway 29th Floor New York NY 10006 212-248-0500 05/20/1997 723 NO Samuel Ramirez 6963
BROKER DEALERS San Blas Securities, LLC ACTIVA 3424 Peachtree Road NE Suite 2200 Atlanta GA 30326-1184 404-419-7634 06/18/2020 2248 NO J. Thomas Saddler 290605
BROKER DEALERS Sanctuary Securities, Inc. ACTIVA 250 W. 96th St. #300 Indianapolis IN 46260-1329 317-633-1799 08/19/2022 2415 NO Miles Edwards 205
BROKER DEALERS Sanders Morris LLC ACTIVA 600 Travis Suite 5900 Houston TX 77002-3003 713-250-4222 02/08/2000 971 NO Steve Mangold 20580
BROKER DEALERS Sanford C. Bernstein & Co., LLC ACTIVA 1345 Avenue of the Americas New York NY 10105 212-969-1000 11/29/2000 1110 NO James D Lamke, Laurence H Bertan 104474
BROKER DEALERS Santander Securities LLC ACTIVA 2 Morrissey Boulevard Mail Code: MA1-MB2-03-17 Dorchester MA 02125 866-736-6475 12/03/1996 665 NO Lawrence Carter, Lawrence Carter 41791
BROKER DEALERS Santander US Capital Markets LLC ACTIVA 245 Park Avenue 15th Floor New York NY 10167 646-776-7700 10/01/2014 1948 NO Darla Bartkowiak 150696
BROKER DEALERS Saturn Capital Inc. ACTIVA 75 Federal Street 13th Floor Boston MA 02110-1904 617-574-3330 06/08/2022 2396 NO Jeffrey MCcormick 15412
BROKER DEALERS Saturna Brokerage Services, Inc. ACTIVA 1300 N. State Street Bellingham WA 98225-4730 360-734-1266 04/10/2015 1973 NO Jessica Miller 18437
BROKER DEALERS Saybrus Equity Services, LLC ACTIVA One American Row Hartford CT 06102-5056 860-403-3100 09/08/2010 1748 NO Katherine Siino 153319
BROKER DEALERS Schroder Fund Advisors LLC ACTIVA 7 Bryant Park New York NY 10018-3706 212-283-7544 05/28/1997 709 NO William MacCarter Sims 24129
BROKER DEALERS Scotia Capital (USA) Inc. ACTIVA 1 Liberty Plaza 165 Broadway New York NY 10006 212-225-6725 02/19/1992 471 NO Richard Agata 2739
BROKER DEALERS Scottsdale Capital Advisors Corp. ACTIVA 7170 E McDonald Rd Suite 6 Scottsdale AZ 85253 480-603-4900 06/12/2002 1254 NO Henry Diekmann 118786
BROKER DEALERS Sealy Investment Securities LLC ACTIVA 8401 N. Central Expressway Suite 150 Dallas TX 75225 714-812-1668 08/02/2022 2408 NO Peter Jackson 300691
BROKER DEALERS Seaport Global Securities LLC ACTIVA 360 Madison Ave 22nd Floor New York NY 10017 212-616-7710 09/23/2016 2060 NO Markus Witthaut 116270
BROKER DEALERS SECFI Securities, LLC ACTIVA 595 Pacific Ave 4th Floor San Francisco CA 94133 415-939-5421 02/02/2021 2279 NO Nathaniel Vieje Piauwasdy 302112
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BROKER DEALERS Securitize Markets, LLC ACTIVA 535 Fifth Ave 16th Floor New York NY 10017 646-918-5012 03/08/2021 2289 NO Patrice O'Mara 283256
BROKER DEALERS SEI Investments Distribution Co. ACTIVA One Freedom Valley Drive Oaks PA 19456 610-676-1000 11/02/1990 435 NO Kevin P Barr 10690
BROKER DEALERS SG Americas Securities, LLC ACTIVA 245 Park Avenue New York NY 10167 212-278-6000 04/27/2004 1364 NO James M. Hubbert 128351
BROKER DEALERS Shareholders Service Group, LLC ACTIVA 9845 Erma Road Ste 312 San Diego CA 92131 858-530-1031 07/15/2020 2252 NO Peter A. Mangan 125226
BROKER DEALERS ShareNett Securities LLC ACTIVA 100 Wall Street 5th Floor NEW YORK NY 10005 646-595-1711 04/17/2020 2239 NO Peter Dolezal 151011
BROKER DEALERS SI Securities LLC ACTIVA 135 Madison Avenue 5th Floor New York NY 10016 617-863-2136 02/25/2022 2368 NO David Hunt 170937
BROKER DEALERS Siebert Williams Shank & Co., L.L.C. ACTIVA 100 Wall Street 18th Floor New York NY 10005 646-775-4850 11/21/2005 1464 NO Pamela Rockley 42568
BROKER DEALERS Sigma Financial Corporation ACTIVA 300 Parkland Plaza Ann Arbor MI 48103-9508 734-663-1611 02/01/2002 1212 NO John McClellan 14303
BROKER DEALERS Signature Estate Securities, Inc. ACTIVA 2121 Avenue of Stars Suite 1600 Los Angeles CA 90067 310-712-2323 12/21/2022 2435 NO Eric Rosen 18923
BROKER DEALERS Signum Growth Capital LLC ACTIVA 40 Cambridge Place Brooklyn NY 11238 718-913-9093 03/19/2021 2295 NO Angela Dalton 300577
BROKER DEALERS Siguler Guff Global Markets, LLC ACTIVA 825 Third Avenue 10th Floor New York NY 10022-9514 212-634-5968 11/05/2013 1898 NO Terri Liftin 159534
BROKER DEALERS Sixth Street BD, LLC ACTIVA 888 Sevent Avenue 34th Floor New York NY 10106 212-601-4741 06/07/2016 2043 NO Kenneth Burke 281933
BROKER DEALERS Skyway Capital Markets, LLC ACTIVA 100 North Tampa Street Suite 3550 Tampa FL 33602 813-210-9530 10/04/2018 2172 NO Russell L. Hunt 124630
BROKER DEALERS SLD America Equities, Inc. ACTIVA 20 Washington Ave South Attention: Compliance Minneapolis MN 55401 612-342-7495 11/30/2011 1825 NO Kelly Anderson 36259
BROKER DEALERS Snowden Account Services LLC ACTIVA 540 Madison Avenue 9th Floor New York NY 10022 646-218-9760 12/09/2014 1955 NO Richard West 149794
BROKER DEALERS SoFi Securities LLC ACTIVA 234 1st Street San Francisco CA 94105 415-385-0419 09/27/2016 2063 NO Scott Williams 151717
BROKER DEALERS Sogotrade, Inc. ACTIVA 233 Broadway Suite 711 New York NY 10279 646-885-6486 03/25/2011 1789 NO Dennis W. Maloney 17912
BROKER DEALERS Sound Capital Distributors LLC ACTIVA 2S406 Seneca Drive Wheaton IL 60189 630-853-3300 05/24/2022 2391 NO Nicholas Dalmaso 310661
BROKER DEALERS South Street Securities LLC ACTIVA 825 Third Ave 35th Floor New York NY 10022 212-824-0738 01/03/2007 1523 NO David Deblase 125202
BROKER DEALERS Southstate/DuncanWilliams Securities Corp. ACTIVA 6750 Poplar Avenue Suite 300 Memphis (Shelby) TN 38138-7424 901-260-6800 03/12/2008 1597 NO Jim Cherry 6950
BROKER DEALERS Sovereign Global Advisors LLC ACTIVA 1 Village Plaza Suite 201 Kings Park NY 11754 866-790-9700 04/08/2021 2304 NO John Dragotta 167663
BROKER DEALERS Spartan Capital Securities LLC ACTIVA 45 Broadway 9th Floor New York NY 10006 212-293-0123 09/10/2008 1631 NO Yvonne Owens 146251
BROKER DEALERS Speedtrader, Inc. ACTIVA 2875 RT-35 STE 5C-2 Katonah NY 10536 800-874-3039 10/17/2002 1279 NO Mark Jordon 107403
BROKER DEALERS Spire Securities, LLC ACTIVA 1840 Michael Faraday Dr Suite 105 Reston VA 20190 703-657-6062 07/29/2010 1738 NO Sue McKeown 144131
BROKER DEALERS Sprott Global Resource Investments LTD ACTIVA 1910 Palomar Point Way Suite 200 Carlsbad CA 92008 760-943-3939 03/02/1998 744 NO Ria Gost 35878
BROKER DEALERS SS & C Market Services, LLC ACTIVA 920 2nd Ave South Suite 1500 Minneapolis MN 55402-4007 612-238-1514 10/01/2004 1394 NO Kimberly K. Early Chapman 23568
BROKER DEALERS ST Invest LLC ACTIVA 9901 IH 10 W Suite 8035 San Antonio TX 78230 917-409-3999 06/21/2019 2208 NO Michael Feser 297470
BROKER DEALERS Starwood Capital, LLC ACTIVA 591 West Putnam Avenue Greenwich CT 06830 203-422-7775 08/02/2018 2164 NO Matthew Guttin 146057
BROKER DEALERS Stash Capital LLC ACTIVA 19 West 22nd Street 12th Floor New York NY 10010 917-860-8674 2124 NO Ryan Burke 287728
BROKER DEALERS State Street Global Advisors Funds Distributors, LLC ACTIVA State Street Financial Center One Lincoln Street Boston MA 02111 617-664-0290 06/04/1992 480 NO M. Patrick Donovan 30107
BROKER DEALERS State Street Global Markets, LLC ACTIVA State Street Financial Center One Lincoln Street Boston MA 02111 617-664-3619 04/28/2017 2097 NO Mark Trabucco 285852
BROKER DEALERS Stephens ACTIVA 111 Center Street Little Rock AR 72201-3507 501-377-2000 11/23/1979 139 NO Phillip A Shellabarger 3496
BROKER DEALERS Sterling Capital Distributors, LLC ACTIVA 760 Moore Road KING OF PRUSSIA PA 19406 610-382-8083 07/31/2000 1027 NO FELICIA A ANTONIO 103934
BROKER DEALERS Steward Partners Investment Solutions LLC ACTIVA 15495 SW Sequoia Parkway Suite 150 Portland OR 97224 971-353-7800 06/07/2022 2395 NO Steven Chang 1254
BROKER DEALERS Stifel Independent Advisors, LLC ACTIVA One Financial Plaza 501 North Broadway St Louis MO 63102 314-342-4051 04/14/2004 1367 NO Cathy Poe, Rita Kazembe 28218
BROKER DEALERS Stifel, Nicolaus & Company, Incorporated ACTIVA 501 North Broadway St. Louis MO 63102 314-342-2110 05/24/1996 658 NO Maureen Fister, Rita Kazembe 793
BROKER DEALERS Stillpoint Capital, LLC ACTIVA 13051 W. Linebaugh Avenue Suite 101 Tampa FL 813-891-9100 08/08/2012 1847 NO Amy C. Cross 133146
BROKER DEALERS Stirlingshire Investments ACTIVA 15 W 38th St Suite 704 New York City NY 10018 877-600-7026 05/09/2023 2453 NO Steven Woods 310576
BROKER DEALERS Stockblock Securities ACTIVA 430 Park Avenue 3rd Floor New York NY 10022 212-430-1795 09/24/2021 2342 NO Edward D. Silvera 307304
BROKER DEALERS Stockpile Investments, Inc. ACTIVA 500 N. Brand Blvd. Suite 1760 Glendale CA 91203 818-334-1504 03/03/2016 2032 NO Michael R. Bouley 156170
BROKER DEALERS Stoever, Glass & Company Inc. ACTIVA 30 Wall Street New York NY 10005 212-952-1930 03/08/2018 2134 NO Michael F. Carrigg 7031
BROKER DEALERS Stonecrest Capital Markets, Inc. ACTIVA 300 W. 6th Street Suite 1520 Austin TX 78701 512-275-6515 07/24/2017 2111 NO Rebecca E. Feliciano Beltrán, John Scott Randolph 39616
BROKER DEALERS Stonehaven, LLC ACTIVA 275 Madison Avenue Suite 2002 New York NY 10016 212-218-7631 06/07/2021 2320 NO Steven Eric Jafarzadeh 118913
BROKER DEALERS Stonex Financial Inc. ACTIVA 329 Park Avenue North Suite 350 Winter Park FL 32789 407-741-5372 04/11/2018 2139 NO Gigi SZekely 45993
BROKER DEALERS Stonex Securities Inc. ACTIVA 2 Perimeter Park South Suite 500 West Birmingham AL 35243 800-292-2411 01/02/2002 1208 NO Brian L. Parker 18456
BROKER DEALERS Stratcap Securities, LLC ACTIVA 3101 West Coast Highway Newport Beach CA 92663 657-383-9648 11/10/2010 1764 NO James R Kearny 151152
BROKER DEALERS Sumridge Partners, LLC ACTIVA 111 Town Square Place Jersey City NJ 07310 201-898-2525 09/28/2010 1754 NO Katherine Shim 152437
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BROKER DEALERS Sutter Securities Incorporated ACTIVA 6 Venture Suite 395 Irvine CA 92618 415-352-6300 02/19/2021 2285 NO Keith Moore 30770
BROKER DEALERS Swiss RE Capital Markets Corporation ACTIVA 55 East 52nd Street New York NY 10055 212-317-5400 02/05/1999 874 NO Kenneth Bibko 39978
BROKER DEALERS Synapse Brokerage, LLC ACTIVA 2012 Northwest Military Highway San Antonio TX 78213 210-288-4840 09/07/2023 2468 NO Saundra Hudspeth 137662
BROKER DEALERS Syndicated Capital, Inc. ACTIVA 1299 Ocean Avenue 2nd Floor Santa Monica CA 90401 310-255-4490 06/12/2002 1253 NO Faith Lee 29037
BROKER DEALERS Synovus Securities, Inc. ACTIVA 1137 First Avenue 2nd Floor Columbus GA 31901 706-649-2327 08/12/1998 833 NO Beth Burns 14023
BROKER DEALERS T Capital Funding, LLC ACTIVA 610 N Wymore Road Suite 120 Maitland FL 32751 321-280-5235 05/20/2020 2246 NO Julie E Capuder 128179
BROKER DEALERS T. Rowe Price Investment Services Inc ACTIVA 100 E Pratt St Baltimore MD 21202 410-345-2000 09/01/1984 153 NO Catherine L Berkenkemper 8348
BROKER DEALERS T3 Trading Group, LLC ACTIVA One State Street Plaza 10th Floor New York NY 10004 646-346-1700 11/08/2019 2226 NO Glen R. Stifelman 154431
BROKER DEALERS Talcott Resolution Distribution Company, Inc. ACTIVA 1 Griffin Road North Windsor CT 06095 800-547-7675 11/18/2003 1333 NO Christopher Scott Conner 37819
BROKER DEALERS Tastytrade, Inc. ACTIVA 1000 West Fulton Market Street Suite 220 Chicago IL 60607 312-724-7075 01/03/2017 2076 NO Case Sosnoff 277027
BROKER DEALERS TC2000 Brokerage, Inc. ACTIVA 6315 Boathouse Rd. Suite 200 Wilmington NC 28403 678-679-8910 08/18/2016 2058 NO Jeanine Blackman 155523
BROKER DEALERS TCBI Securities Inc. ACTIVA 2000 McKinney Avenue Suite 700 Dallas TX 75201 214-932-6671 07/15/2022 2402 NO Jason Rivera 313304
BROKER DEALERS TCG Capital Markets L.L.C. ACTIVA 520 Madison Avenue 38th Floor New York NY 10022 212-813-4900 10/11/2018 2168 NO Monica Harris 291767
BROKER DEALERS TCW Funds Distributors LLC ACTIVA 865 S Figueroa St Suite 1800 Los Angeles CA 90017 213-244-0000 04/11/1994 557 NO Brian Waters 16670
BROKER DEALERS TD Ameritrade Clearing, Inc. ACTIVA 200 South 108th Avenue Omaha NE 68154 800-669-3900 10/30/1997 771 NO Thomas Textor 5633
BROKER DEALERS TD Ameritrade, Inc. ACTIVA 200 South 108th Avenue Omaha NE 68154 800-669-3900 03/13/1987 301 NO Susan Bourdrot, Grreg Sernett 7870
BROKER DEALERS TD Prime Services LLC ACTIVA 31 West 52nd Street New York NY 10019-6101 212-827-7000 12/14/2016 2074 NO Christina Petrou 1914
BROKER DEALERS TD Securities (USA) LLC ACTIVA One Vanderbilt Avenue New York NY 10017 212-827-7000 01/21/1998 777 NO Jeffrey Sundram 18476
BROKER DEALERS Templum Markets LLC ACTIVA 437 West 16th Street 5th Floor New York NY 10011 646-973-3350 08/11/2015 2003 NO Vince Molinari 102840
BROKER DEALERS Texture Capital, Inc. ACTIVA 59 Strong Place Brooklyn NY 11231 646-979-8558 03/24/2021 2298 NO Richard Johnson 300853
BROKER DEALERS TFS Securities, Inc. ACTIVA 437 Newman Springs Road Lincroft NJ 07738 732-758-9300 01/26/2000 957 NO Tammy S Case 20626
BROKER DEALERS The Benchmark Company, LLC ACTIVA 150 E 58th Street 17th Floor New York NY 10155 212-312-6700 01/11/2021 2277 NO Rich Messina 22982
BROKER DEALERS The Huntington Investment Company ACTIVA 41 South High Street 7th Floor Clumbus OH 43287-6101 800-322-4600 10/20/2011 1817 NO Mark A Gregory 16986
BROKER DEALERS The Investment Center Inc. ACTIVA 1420 Route 206 North Suite 210 Bedminster NJ 07921 908-707-4422 05/02/1994 556 NO Ralph J Devito 17839
BROKER DEALERS The Jeffrey Matthews Financial Group, LLC ACTIVA 30B Vreeland Road Ste 210 Florham Park NJ 07932 973-805-6222 11/22/2023 2483 NO Jeffrey R. Halpert 41282
BROKER DEALERS The Leaders Group, Inc. ACTIVA 26 West Dry Creek Circle Suite 575 Littleton CO 80120-4475 303-797-9080 06/04/1999 899 NO David R. Wickersham 37157
BROKER DEALERS The O.N. Equity Sales Company ACTIVA One Financial Way Cincinnati OH 45242 513-794-6794 07/10/1997 740 NO Andrew Vanhoy, Adolfo Krans 2936
BROKER DEALERS The Strategic Financial Alliance, Inc. ACTIVA 2200 Century Parkway Suite 500 Atlanta GA 30345 678-954-4000 10/19/2018 2174 NO Clive Slovin 126514
BROKER DEALERS Think Alpha Securities, LLC ACTIVA 20 Nassau Street Suite 124 Princeton NJ 08542 609-921-2087 11/01/2019 2224 NO Eugene Choe 300679
BROKER DEALERS Thinkequity LLC ACTIVA 17 Battery Place South Suite 643 New York NY 10004 212-732-8500 08/07/2007 1555 NO Phyllis Henderson 20996
BROKER DEALERS Third Seven Capital LLC ACTIVA 444 Madison Avenue Suite 8500 New York NY 10022 347-822-9126 02/28/2017 2084 NO Monica DiFiore 160209
BROKER DEALERS Thoma Bravo Capital Markets, LLC ACTIVA 150 North Riverside Plaza Suite 2800 Chicago IL 60606-1599 312-254-3300 09/29/2021 2313 NO Steven Schwab 311317
BROKER DEALERS Thornburg Securities LLC ACTIVA 2300 North Ridgetop Road Santa Fe NM 87506 505-984-0200 03/31/1998 810 NO Ronald Olexsak 14857
BROKER DEALERS Thrivent Distributors, LLC ACTIVA 625 Fourth Avenue South Minneapolis MN 55415-1665 612-844-6803 11/05/2015 1994 NO Jody A. Rose 179512
BROKER DEALERS Thurston, Springer, Miller, Herd & Titak, Inc. ACTIVA 9000 Keystone Crossing Suite 740 Indianapolis IN 46240-2142 317-581-4003 05/24/2018 2153 NO Lynette Herd 8478
BROKER DEALERS TIAA-CREF Individual & Institutional Services, LLC ACTIVA 730 Third Avenue New York NY 10017-3206 704-988-5915 06/29/1992 477 NO Christienne Berthelsen, Lori Sellers 20472
BROKER DEALERS Tigress Financial Partners, LLC ACTIVA 410 Park Avenue 12th Floor New York NY 10022 212-430-8750 01/25/2019 2184 NO Cynthia Dibartolo 154717
BROKER DEALERS Timbrel Capital, LLC ACTIVA 2200 Century Parkway Suite 500 ATLANTA GA 30345 678-954-4018 04/24/2020 2241 NO Julie Sullivan 298131
BROKER DEALERS Time Equities Securities LLC ACTIVA 55 Fifth Avenue 15th Floor New York NY 10003 212-206-6011 03/21/2018 2136 NO Shannon W. Rast 114422
BROKER DEALERS Timothy Partners, LTD. ACTIVA 1055 Maitland Center Commons Maitland FL 32751 407-644-1986 06/04/2024 2507 NO Terry Covert 41835
BROKER DEALERS Titan Global Technologies LLC ACTIVA 4949 S Macadam Ave 2nd Floor #69 Portland OR 97239 973-490-4042 03/09/2022 2371 NO Philip Bryan Hagen 312379
BROKER DEALERS TMF Investments ACTIVA 2000 Duke St Suite 250 Alexandria VA 22314 703-838-3665 09/23/2020 2267 NO Michael Hogan 306422
BROKER DEALERS Tobin & Company Securities LLC ACTIVA 215 North Pine Street Suite 501 Charlotte NC 28202 704-334-2772 04/08/2021 2303 NO Justine E Tobin 137918
BROKER DEALERS Tocqueville Securities L.P. ACTIVA 40 West 57th Street 19th Floor New York NY 10019 212-698-0845 04/26/2013 1868 NO Elizabeth F. Bosco 26001
BROKER DEALERS Torino Capital LLC ACTIVA 733 3rd Avenue 16th Floor New York NY 10017 212-661-2400 05/03/2021 2307 NO Victor Sierra 157525
BROKER DEALERS Tornado ACTIVA 135 Madison Ave 5th Floor New York NY 10016 917-757-7044 09/09/2016 2062 NO Bernard M. George 269966
BROKER DEALERS Touchstone Securities, Inc. ACTIVA 303 Broadway Suite 1100 Cincinnati OH 45202 513-362-8000 08/18/2004 1388 NO Thomas A Shoemake 1526
BROKER DEALERS Tourmaline Partners, LLC ACTIVA 680 Washington Blvd. 10th Floor Stamford CT 06901 203-302-7300 11/09/2018 2177 NO Jonathan H. Goldstein 154492
BROKER DEALERS Towerbrook Financial, L.P. ACTIVA Park Avenue Tower 65 East 55th Street NEW YORK NY 10022 212-699-2261 04/12/2012 1835 NO Lyndee Hipps 155535
BROKER DEALERS Toyota Financial Services Securities USA Corp. ACTIVA 19001 South Western Avenue NF10 Torrance CA 90501 800-292-1147 02/10/2006 1473 NO Nicholas Ro 135978
BROKER DEALERS TPEG Securities LLC ACTIVA 925 S. Kimball Ave. Ste.100 Southlake TX 76092 817-310-2900 09/27/2022 2400 NO Daniel Meader 146726
BROKER DEALERS Trade Bridge Capital, LLC ACTIVA 2 N. Main Street Suite 310 Sheridan WY 82801 307-751-7122 09/20/2023 2475 NO David Wasitowski 316748
BROKER DEALERS Trade-PMR Inc. ACTIVA 2511 NW 41st Street Gainesville FL 32606 352-332-1938 04/01/2015 1969 NO Robb Baldwin 46350
BROKER DEALERS Tradesk Securities, Inc. ACTIVA 830 Morris Turnpike Suite 401 Short Hills NJ 07078 973-782-1688 04/26/2024 2502 NO Zhaoyang Chu 321643
BROKER DEALERS Tradestation Securities, Inc. ACTIVA 8050 SW 10th Street Suite 2000 Plantation FL 33324 954-652-7900 02/22/2022 2365 NO Peter Korotkiy 39473
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BROKER DEALERS Tradier Brokerage, Inc. ACTIVA 11016 Rushmore Dr. Suite 350 Charlotte NC 980-272-3670 08/24/2021 2336 NO Peter Laptewicz 104982
BROKER DEALERS TradingBlock ACTIVA 311 S. Wacker Dr. Suite 650 Chicago IL 60606 312-253-0378 03/24/2015 1966 NO Phillip Hoeh 128605
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BROKER DEALERS Transamerica Investors Securities Corporation ACTIVA 440 Mamaroneck Avenue Harrison NY 10528 914-627-3000 01/16/2003 1287 NO Rick Resnik 32205
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BROKER DEALERS Veritas Capital Securities L.L.C. ACTIVA 9 West 57th St, Floor 32 ND New York NY 10019 212-415-6700 10/19/2023 2479 NO Brendan Keith Dillon 323755
BROKER DEALERS Vested Securities, LLC ACTIVA 2223 Gablefield LN Durham NC 27713 619-520-8522 06/03/2022 2393 NO Mel Mattison 311789
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BROKER DEALERS Vigilant Distributors, LLC ACTIVA Gateway Corporate Center, Suite 216 223 Wilminton West Chester Pike Chadds Ford PA 19317 610-558-1750 09/16/2020 2258 NO Patrick A. Chism 285573
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BROKER DEALERS Vision Financial Markets LLC ACTIVA 4 High Ridge Park Suite 100 Stamford CT 06905-1325 203-388-2700 01/31/2008 1583 NO Fran Rabias 142271
BROKER DEALERS VNTR Securities, LLC ACTIVA 152 Madison Avenue 7th Floor New York NY 10016 347-284-0110 04/13/2023 2450 NO Eric Brachfeld 283856
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BROKER DEALERS Voya Financial Partners, LLC ACTIVA One Orange Way C2N Windsor CT 06095 860-580-2819 10/04/1993 535 NO Michelle Rosenberg 34815
BROKER DEALERS Voya Investments Distributor, LLC ACTIVA One Orange Way Windsor CT 06095 860-275-2110 12/05/2001 1205 NO Stephen J. Easton 37886
BROKER DEALERS VP Distributors LLC ACTIVA 100 Pearl St 4th Floor Hartford CT 06103 860-263-4736 03/26/1997 704 NO David C Martin 3036
BROKER DEALERS VT Distributors LLC ACTIVA 1540 Broadway 38th Floor New York NY 10036 212-415-7075 07/29/2015 1999 NO Charles Falck 173734
BROKER DEALERS W&S Brokerage Services, Inc. ACTIVA 400 Broadway Cincinnati OH 45202 513-629-1055 02/25/1998 800 NO Ken Madsen 8099
BROKER DEALERS Wall Street Access ACTIVA 17 Battery Place 11th Floor New York NY 10004 212-709-9400 05/18/1987 305 NO Gregory D Viscovich 10012
BROKER DEALERS Wallachbeth Capital, LLC ACTIVA 1001 Yamato RD. Suite 404 Boca Raton FL 33431 646-237-8585 03/26/2024 2496 NO Michael Wallach 147853
BROKER DEALERS Watchdog Capital, LLC ACTIVA 6445 Shiloh Road Suite D6 Alpharetta GA 30005 678-679-8635 01/27/2021 2282 NO Sarah Westbrook 282331
BROKER DEALERS Watermill Institutional Trading LLC ACTIVA 111 Town Square Place Suite 1520 Jersey City NJ 07310 917-621-3802 01/11/2021 2275 NO David Dempsey 150892
BROKER DEALERS WBB Securities, LLC ACTIVA 3456 Camino del Rio North Suite 212 San Diego CA 92108 858-592-9901 08/16/2011 1810 NO Michelle Thomas 118440
BROKER DEALERS WealthForge Securities, LLC ACTIVA 6800 Paragon Place Suite 200 Richmond VA 23230 804-308-0431 09/25/2015 2002 NO Jim Raper 152550
BROKER DEALERS Wealthfront Brokerage LLC ACTIVA 900 Middlefield Road Suite 2 Redwood City CA 94063 917-539-2721 07/03/2018 2152 NO Julius Leiman-Carbia 153407
BROKER DEALERS Webull Financial LLC ACTIVA 733 Third Avenue 15th Floor New York NY 10017 646-790-5830 02/15/2018 2132 NO Anthony Denier 289063
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BROKER DEALERS Weild & Co. ACTIVA 777 29th Street Suite 402 Boulder CO 80303 323-223-9621 05/07/2018 2149 NO David Weild IV 132398
BROKER DEALERS Weitz Securities, Inc. ACTIVA One Pacific Place 1125 South 103 St Ste 200 Omaha NE 68124-1071 402-391-1980 04/20/2001 1118 NO John Deisch 17673
BROKER DEALERS Wellington Shields & Co., LLC ACTIVA 140 Broadway Suite 4400 New York NY 10005 212-320-3000 10/27/2009 1684 NO Stephen J Portas 149021
BROKER DEALERS Wells Fargo Advisors Financial Network, LLC ACTIVA One North Jefferson Avenue St Louis MO 63103 800-999-4328 08/09/1990 433 NO Paul Sankovich 11025
BROKER DEALERS Wells Fargo Clearing Services, LLC ACTIVA One North Jefferson Avenue St. Louis MO 63103 314-955-9949 01/16/1990 405 NO Chris Ragsdale, Robert T Mooney 19616
BROKER DEALERS Wells Fargo Securities, LLC ACTIVA 550 South Tryon Street 5th Floor, D1086-060 Charlotte ND 28202 704-715-6133 06/03/2003 1315 NO Renee Allen 126292
BROKER DEALERS Westcap Markets, LLC ACTIVA 25 Curch Road Rye Beach NH 03871 646-645-4356 03/07/2023 2445 NO 318970
BROKER DEALERS Western International Securities, Inc. ACTIVA 70 South Lake Avenue Suite 700 Pasadena CA 91101 626-793-7717 12/10/2018 2180 NO Laura White, Bradley Kaiser 39262
BROKER DEALERS Westminster Financial Securities, Inc. ACTIVA 865 South Dixie Drive Vandalia OH 45377 937-898-5010 02/26/2002 1225 NO Lawrence Edward Shull 20677
BROKER DEALERS Westmoreland Capital Corporation ACTIVA 2350 North Forest Road Getzville NY 14068 716-636-0401 Ext. 32 06/24/2014 1931 NO Matthew Iak 11469
BROKER DEALERS Westpark Capital, Inc. ACTIVA 1900 Avenue of the Stars Suite 310 Los Angeles CA 90067 310-843-9300 05/04/2007 1544 NO Nicholas Tocco 39914
BROKER DEALERS William Blair ACTIVA 222 West Adams St Chicago IL 60606-5312 312-236-1600 01/14/2011 1772 NO Kenneth L Wagner, Walter R Randall Jr 1252
BROKER DEALERS Williams Trading, LLC ACTIVA 450 Post Road East Suite 120 Wesport CT 06880 203-353-7600 04/04/2024 2498 NO Joseph T. Goertz 43678
BROKER DEALERS Wilmington Capital Securities LLC ACTIVA 600 Old Country Road Suite 200 Garden City NY 11530 516-750-6200 05/10/2022 2386 NO Ronald Dorushkin 133839
BROKER DEALERS Wilson-Davis & Co., Inc. ACTIVA 236 SSouth Main Street Salta Lake City UT 8401-2104 801-532-1313 04/04/2018 2137 NO James Snow 3777
BROKER DEALERS Winlo Management Group, LLC ACTIVA 4300 Biscayne Blvd Suite 203 Miami FL 33137 512-964-5979 02/22/2018 2131 NO John Randolph 288383
BROKER DEALERS World Equity Group, Inc ACTIVA 1650 N Arlington Heights Rd Suite 100 Arlington Heights IL 60004-3984 847-342-1700 01/27/2006 1472 NO Jeff Weglarz 29087
BROKER DEALERS Zanbato Securities LLC ACTIVA 711 N. Shoreline Blvd. Mountain View CA 94043 650-557-2333 03/27/2019 2192 NO Maria Minguez 279028
BROKER DEALERS Zions Direct, Inc. ACTIVA One South Main Street 17th Floor Salt Lake City UT 84133 801-524-4731 07/03/1997 741 NO Leigh Davis-Schmidt 17776
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FONDO DE CAPITAL PRIVADO LEY 185-2014 Encanto Opportunity Fund I, LLC ACTIVA 12/22/2015 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Estrategias Revellín, LLC ACTIVA Ochoa Building, Suite 201 500 Tanca Street San Juan PR 00901 787-977-3772 08/28/2018 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 GC Group Capital, LLC ACTIVA 12/16/2016 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Green Isle Capital, LLC ACTIVA Calle Angel Buomono #361 Industrial Tres Monjitas San Juan PR 00919 787-999-1616 12/30/2015 NO Carlos Nido
FONDO DE CAPITAL PRIVADO LEY 185-2014 Grupo Señorial, LLC ACTIVA 10/23/2018 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Guayacán Private Equity Fund LP III ACTIVA 206 Calle de Tetuan Suite 903 Banco Popular Bldg San Juan PR 00901 (787) 725-5285 10/28/2016 NO Amarilys Rosa
FONDO DE CAPITAL PRIVADO LEY 185-2014 IDEA PRESTO Fund I, LLC ACTIVA 09/21/2018 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Independent Capital, LLC ACTIVA 270 Muñoz Rivera Avenue, Mailbox 34, Suite 301, San Juan PR 00918 (787) 767-2050 03/01/2018 NO Antoine de Marsily
FONDO DE CAPITAL PRIVADO LEY 185-2014 Interlink Opportunity Fund I, LLC ACTIVA 12/17/2018 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Isla Verde Lending, LLC (antes CLG Debt Fund I, LLC) ACTIVA 04/04/2019 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Lift Puerto Rico Business Impact Fund ACTIVA Metro Office Park, Valencia Building 17, Street 2, Suite 640 Guaynabo PR 00968 787-706-9292 09/26/2018 NO Jorge Onrubia
FONDO DE CAPITAL PRIVADO LEY 185-2014 McLarty Bluhaus Capital Partners, L.P. ACTIVA 06/11/2015 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Morro Ventures I, LP ACTIVA 206 Calle Tetuan, Suite 903 Banco Popular Bldg San Juan PR 00902 (787) 725-5285 11/20/2018 NO Allison Kern
FONDO DE CAPITAL PRIVADO LEY 185-2014 Moviendo a Puerto Rico, LLC ACTIVA P.O. Box 190816 San Juan PR 00919 787-620-7010 12/13/2018 NO Rolando Rivera
FONDO DE CAPITAL PRIVADO LEY 185-2014 Naven Investment Group, LLC ACTIVA 11/09/2016 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 OSP Consortium II LLC ACTIVA 1519 Ponce de Leon, Suite 1403 San Juan PR 00909 612-770-7050 10/25/2021 NO Francisco de Armas
FONDO DE CAPITAL PRIVADO LEY 185-2014 OSP Consortium, LLC ACTIVA 5050 France Ave Edina MN 55410 612-770-7050 07/27/2017 NO Francisco de Armas
FONDO DE CAPITAL PRIVADO LEY 185-2014 Parliament Capital Series I, LLC ACTIVA 1511 Ponce de León, Ave Ciudadela Torre 100, Suite 6A San Juan PR 00909 787-200-9004 12/28/2016 NO Wilnerys Alvarez Rivera, Esq.
FONDO DE CAPITAL PRIVADO LEY 185-2014 Parliament Capital Series II, LLC ACTIVA 1511 Ponce de León, Ave Ciudadela Torre 100 Suite 6A, San Juan PR 00909 787-200-9004 06/28/2019 NO Wilnerys Alvarez Rivera, Esq.
FONDO DE CAPITAL PRIVADO LEY 185-2014 Parliament High Yield Fund, LLC ACTIVA 01/21/2015 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Popular Mezzanine Fund, LLC ACTIVA Popular Center, 12th Floor 209 Muñoz Rivera Avenue San Juan PR 00918 787-766-6609 10/27/2021 NO Gian C. Piovanetti
FONDO DE CAPITAL PRIVADO LEY 185-2014 PRPS, LLC ACTIVA 10 Carr. 165 Suite 501 Guaynabo PR 00968-8052 787-707-0404 04/23/2019 NO Marlon Mellado
FONDO DE CAPITAL PRIVADO LEY 185-2014 REOF Capital Guefen Fund I, LLC ACTIVA 08/05/2016 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 Semillero Investment Fund I, LLC ACTIVA 604 Calle Hoare San Juan PR 00907 787-430-8888 09/30/2016 NO Natalia López, Esq.
FONDO DE CAPITAL PRIVADO LEY 185-2014 Sofia Fund, LLC ACTIVA 04/09/2020 NO
FONDO DE CAPITAL PRIVADO LEY 185-2014 The Phoenix Fund LLC ACTIVA 243 State Rd. 2 Villa Caparra Guaynabo, PR 00966 (787) 781-2555 09/26/2018 NO Edgar Rivera
FONDO DE CAPITAL PRIVADO LEY 185-2014 WV Capital Partners, LLC ACTIVA B-7 Tabonuco Street Guaynabo, PR 00968 787-708-6747 03/28/2018 NO Eduardo Inclán Pietrantoni
INSTITUCION HIPOTECARIA A&D MORTGAGE LLC ACTIVA 1040 S. FEDERAL HIGHWAY HOLLYWOOD FL 33020 305-760-7000 03/30/2022 IH-260 NO MARTINA VELEZ
INSTITUCION HIPOTECARIA ACRECENT FINANCIAL, LLC ACTIVA METRO OFFICE PARK, EDIF. VALENCIA 17, C/2 GUAYNABO PR 00968 787-706-9292 05/28/2021 IH-249 NO RAUL CACHO
INSTITUCION HIPOTECARIA AMERANT MORTGAGE, LLC ACTIVA 200 ALHAMBRA CIRCLE SUITE 310 CORAL GABLES FL 33134 305-717-1972 02/14/2022 IH-256 NO SILVIO MARSHALL MARTIN
INSTITUCION HIPOTECARIA AMERICAN FINANCIAL NETWORK, INC. ACTIVA 10 POINTE DRIVE SUITE 330 BREA CA 92821 714-831-4001 07/07/2021 IH-250 NO JOHN R SHERMAN
INSTITUCION HIPOTECARIA AMERICAN NEIGHBORHOOD MORTGAGE ACCEPTANCE COMPANY, LLC ACTIVA 700 EAST GATE DRIVE SUITE 700 MOUNT LAUREL NJ 08054 866-312-6682 05/07/2019 IH-234 NO MARIE VESPA
INSTITUCION HIPOTECARIA AMERICAN PACIFIC MORTGAGE CORP. ACTIVA 3000 LAVA RIDGE COURT #200 ROSEVILLE CA 95661 916-960-1325 08/18/2023 IH-270 NO MARTY ALLRED, KIMBERLEY HOCKING
INSTITUCION HIPOTECARIA AMERINATIONAL COMMUNITY SERVICES, LLC AMERINAT ACTIVA 217 S. NEWTON AVE ALBERT LEA MN 56007 507-377-6030 08/17/2016 IH-217 NO ADRIENNE THORSON
INSTITUCION HIPOTECARIA ARBOR AGENCY LENDING, LLC ACTIVA 333 EARIE OVINGTON BLVD. #900 UNIONDALE NY 11553 516-506-4200 06/22/2016 IH-214 NO MARIE POZZINI
INSTITUCION HIPOTECARIA ARBOR COMMERCIAL FUNDING I, LLC ACTIVA 333 EARIE OVINGTON BLV. #900 UNIONDALE NY 11553 516-506-4200 06/22/2016 IH-213 NO MARIE POZZINI
INSTITUCION HIPOTECARIA ASOCIACION DE EMPLEADOS DEL ESTADO LIBRE ASOCIADO ACTIVA 463 AVE. PONCE DE LEON SAN JUAN PR 787-641-4431 12/27/2011 IH-163 NO WANDA GELABERT
INSTITUCION HIPOTECARIA BARCLAYS CAPITAL REAL ESTATE, INC. HomEq Servicing ACTIVA 745 SEVENTH AVENUE NEW YORK NY 10019 202-408-3246 07/10/2019 IH-098 NO AMY GREENWOOD
INSTITUCION HIPOTECARIA BENWORTH CAPITAL PARTNERS ACTIVA 221 AVE PONCE DE LEON SUITE 1401 SAN JUAN PR 00917 305-445-5223 09/22/2021 IH-253 NO BERNARDO NAVARRO
INSTITUCION HIPOTECARIA CALCON MUTUAL MORTGAGE LLC ONE TRUST HOME LOANS ACTIVA 3131 CAMINO DEL RIO NORTH SUITE 1680 SAN DIEGO CA 92108 888-488-3807 05/10/2019 IH-235 NO JOSHUA KIRK ERSKINE
INSTITUCION HIPOTECARIA CAPITAL MORTGAGE SERVICES CORP. ACTIVA 206 AVE. ELEONOR ROOSEVELT SAN JUAN PR 00918 787-661-2000 11/07/2014 IH-201 NO RAFAEL DESPIAU
INSTITUCION HIPOTECARIA Caribbean Investment & Acquisition LLC ACTIVA 1519 Ponce De León Avenue Suite 311 San Juan PR 00908 787-919-7305 03/19/2019 IH-233 NO Francisco De Armas 286409
INSTITUCION HIPOTECARIA CARRINGTON MORTGAGE SERVICES, LLC ACTIVA 1600 SOUTH DOUGLAS RD SUITES 110 & 200-A ANAHEIM CA 92806 800-561-4567 01/25/2012 IH-167 NO AGNES MENDOZA
INSTITUCION HIPOTECARIA CIS FINANCIAL SERVICES, INC. ACTIVA 818 MILITARY ST. SOUTH HAMILTON AL 35570 800-844-4845 08/11/2014 IH-197 NO
INSTITUCION HIPOTECARIA CITY LENDING, INC. ACTIVA 210 CORPORTATE RIDGE SUITE 850 MCLEAN VA 22102 703-239-7711 IH-245 NO JORGE CAMPODONICO
INSTITUCION HIPOTECARIA CMG MORTGAGE, INC. ACTIVA 3160 CROW CANYON ROAD #400 SAN RAMON CA 94583 08/28/2023 IH-272 NO PAULA LEBER
INSTITUCION HIPOTECARIA COMMUNITY LOAN SERVICING, LLC ACTIVA 4425 PONCE DE LEON BLVD SUITE 300 CORAL GABLES FL 33146 800-457-5105 09/10/2004 IH-096 NO DAVID E. QUINT
INSTITUCION HIPOTECARIA COMPU-LINK CORPORATION OF MI CELINK ACTIVA 3900 CAPITAL CITY BLVD. LANSING MI 48906 517-323-4134 03/13/2012 IH-170 NO STEPHANIE HAZEL
INSTITUCION HIPOTECARIA CROSSCOUNTRY MORTGAGE, INC. ACTIVA 2160 SUPERIOR AVENUE CLEVELAND OH 44114 440-845-3700 04/19/2022 IH-192 NO ASHLEY COOK
INSTITUCION HIPOTECARIA CYPRESS NATIONAL LOAN SERVICING, LLC ACTIVA 11511 LUNA ROAD SUITE 625 FARMERS BRANCH TX 75234 469-458-5800 07/07/2014 IH-194 NO ALAN VIDAL
INSTITUCION HIPOTECARIA DATA MORTGAGE, INC. ACTIVA 1417 NORTH MAGNOLIA AVENUE OCALA FL 34475 714-935-2581 IH-246 NO MIKE NORTON
INSTITUCION HIPOTECARIA DLJ MORTGAGE CAPITAL, INC. ACTIVA ELEVEN MADISON AVE. 4TH FLOOR NEW YORK NY 10010 801-594-0287 09/03/2013 IH-180 NO ELLE NELSON
INSTITUCION HIPOTECARIA DOVENMUEHLE MORTGAGE, INC. ACTIVA 1 CORPORATE DRIVE SUITE 360 LAKE ZURICH IL 60047 847-719-5772 02/27/2015 IH-205 NO DESIREE L. OSBORN
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INSTITUCION HIPOTECARIA FAY SERVICING, LLC ACTIVA 8001 WOODLAND CENTER BLVD SUITE 100 TAMPA FL 33614 312-508-4225 09/19/2013 IH-185 NO ADA RIVERA
INSTITUCION HIPOTECARIA FINANCE OF AMERICA REVERSE LLC REVERSE IT ACTIVA 8023 EAST 63RD PLACE SUITE 700 TULSA OK 74133 9184881080 06/30/2009 IH-146 NO GINI ANDERSON
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INSTITUCION HIPOTECARIA FRANKLIN CREDIT MANAGEMENT CORP. ACTIVA 101 HUDSON STREET JERSEY CITY NJ 07302 2016041800 06/09/2006 IH-113 NO KEVIN P. GILDEA
INSTITUCION HIPOTECARIA FREEDOM LOAN SERVICES CORPORATION ACTIVA 10500 KINCAID DRIVE SUITE 111 FISHERS IN 48037 317-537-5555 04/16/2015 IH-206 NO CARLA WISE
INSTITUCION HIPOTECARIA FREEDOM MORTGAGE CORPORATION FREEDOM HOME MORTGAGE ACTIVA 951 YAMATO ROAD, SUITE 175 BOCA RATON FL 33431 856-626-2322 07/16/2013 IH-179 NO CYNTHIA BERMAN
INSTITUCION HIPOTECARIA GENHOME MORTGAGE CORPORATION ACTIVA 1551 N. TUSTIN AVENUE SUITE 700 SANTA ANA CA 92705 949-461-0412 11/03/2023 IH-273 NO CHRISTOPHER D AURIA
INSTITUCION HIPOTECARIA GITSIT SOLUTIONS LLC ACTIVA 333 SO. ANITA DRIVE SUITE 400 ORANGE CA 92868 888-566-3287 01/19/2017 IH-220 NO RICHARD VAUGHN
INSTITUCION HIPOTECARIA GREGORY FUNDING LLC ACTIVA 9400 SW BEAVERTON-HILLSDALE HWY SUITE 145 BEAVERTON OR 97005 503-324-3578 12/22/2014 IH-202 NO KATHERINE JOSEPH
INSTITUCION HIPOTECARIA GUARANTEED RATE, INC. ACTIVA 3940 N. RAVENSWOOD CHICAGO IL 60613 773-897-6587 09/29/2022 IH-267 NO SAM WOLLING
INSTITUCION HIPOTECARIA HOME MORTGAGE BANKERS CORP. ACTIVA VILLA FONTANA 3BS-5 AVE.SANCHEZ OSORIO CAROLINA PR 00983 7877691496 01/04/2006 IH-110 NO LUIS RAMIREZ
INSTITUCION HIPOTECARIA HR MORTGAGE CORP. ACTIVA D-2 CALLE MARGINAL,CARR. 1 URB. BAIROA CAGUAS PR 00727 7877047407 09/20/2007 IH-135 NO HARRY RODRIGUEZ DEL VALLE
INSTITUCION HIPOTECARIA LADDER CAPITAL FINANCE I, LLC ACTIVA 345 PARK AVENUE 8TH FLOOR NEW YORK NY 10154 212-715-3170 01/03/2012 IH-165 NO
INSTITUCION HIPOTECARIA LADDER CAPITAL FINANCE, LLC ACTIVA 345 PARK AVENUE, 8TH FLOOR NEW YORK NY 10154 2127153170 01/03/2012 IH-164 NO
INSTITUCION HIPOTECARIA LATIN AMERICAN FINANCIAL CORP. ACTIVA 1700 AVE. JESUS T. PIÑERO SUITE 26 SAN JUAN PR 00921 7877740332 05/26/2007 IH-131 NO CYBELLE HERNANDEZ
INSTITUCION HIPOTECARIA LENDERLIVE NETWORK, LLC ACTIVA 6200 S. QUEBEC STREET SUITE 150 GLEENWOOD CO 80111 303-226-8000 09/12/2013 IH-182 NO COURTNEE KENNEDY
INSTITUCION HIPOTECARIA LIME RESIDENTIAL, LTD ACTIVA 11 MADISON AVE. NEW YORK NY 10010 212-325-7579 08/27/2018 IH-200 NO MOLINA FRESQUEZ
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INSTITUCION HIPOTECARIA LOANCARE, LLC ACTIVA 3637 Sentara Way, Suite 303 Virginia Beach VA 23452 8002746600 04/05/2011 IH-157 NO MIA POSTON
INSTITUCION HIPOTECARIA LONGBRIDGE FINANCIAL, LLC ACTIVA ONE INTERNATIONAL BLVD SUITE 900 MAHWAH NJ 07495 855-523-4326 08/02/2023 IH-271 NO LAURA CULLEN
INSTITUCION HIPOTECARIA MADISON MANAGEMENT SERVICES, LLC ACTIVA 4600 KIETZKE LANE SUITE K-225 RENO NV 89502 973-775-9580 04/09/2024 IH-274 NO KEVIN CORDELL
INSTITUCION HIPOTECARIA METRO ISLAND MORTGAGE, INC. ACTIVA VILLA NEVAREZ PROFESSIONAL CENTER SUITE 201 RIO PIEDRAS PR 00927 7877650496 02/22/1999 IH-057 NO FREDDY ZAMORA
INSTITUCION HIPOTECARIA MIDWEST SERVICING 3, INC. ACTIVA 3144 S WINTON RD ROCHESTER NY 14623 585-377-2810 08/29/2017 IH-222 NO JOHN HIMMERLBERG
INSTITUCION HIPOTECARIA MULTIPLES MORTGAGE CORPORATION ACTIVA 761 AVE LUIS MUÑOZ RIVERA HATO REY SUR SAN JUAN PR 00918 787-296-3333 05/16/2007 IH-129 NO RAMON VALENTIN
INSTITUCION HIPOTECARIA NATIONSTAR MORTGAGE LLC MR. COOPER ACTIVA 8950 CYPRESS WATERS BLVD DALLAS TX 75019 972-315-8674 08/25/2010 IH-155 NO GLORIA FILMON
INSTITUCION HIPOTECARIA NATIONWIDE MORTGAGE BANKERS, INC. ACTIVA 310 A MAIN STREET LEBANON NJ 08833 917-455-2268 02/11/2020 IH-240 NO RICHARD STEINBERG
INSTITUCION HIPOTECARIA NETWORK CAPITAL FUNDING CORPORATION ACTIVA 7700 IRVIN CENTER DRIVE SUITE 300 IRVIN CA 92618 949-408-2854 03/24/2022 IH-259 NO CHRISTINE WRIGHT
INSTITUCION HIPOTECARIA NEW AMERICAN FUNDING, LLC ACTIVA 14511 MYFORD RD SUITE100 TUSTIN CA 92780 800-450-2010 04/14/2016 IH-212 NO CHARLES CAMPBELL, ENRICO ARVIELO
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INSTITUCION HIPOTECARIA NP, INC. ACTIVA 4800 N FEDERAL HWY BLDG E STE 200 BOCA RATON FL 33431 561-886-0300 IH-247 NO ACQUAVIVA ANTHONY
INSTITUCION HIPOTECARIA OCWEN FINANCIAL SOLUTIONS PRIVATE LIMETED ACTIVA 1661 WORTHINGTON ROAD SUITE 100 WEST PALM BEACH FL 33409 561-682-7308 07/08/2016 IH-215 NO MABLE SCARLETT
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INSTITUCION HIPOTECARIA PENNYMAC LOAN SERVICES, LLC ACTIVA 3043 TOWNSGATE RD ST 200 THOUSANDS OAKS CA 91361 818-746-2883 02/10/2015 IH-204 NO CAROL QUEEN
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INSTITUCION HIPOTECARIA PLANET HOME LENDING, LLC ACTIVA 321 RESEARCH PARKWAY SUITE 303 MERIDEN CT 06450 203-303-5280 08/17/2016 IH-218 NO DIANNE McCORMICK
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INSTITUCION HIPOTECARIA REAL TIME RESOLUTIONS, INC. ACTIVA 1750 REGAL ROW SUITE 120 DALLAS TX 75235 214-599-6510 09/01/2012 IH-172 NO CHRISTOPHER GRAMLICH
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INSTITUCION HIPOTECARIA RESMAC, INC ACTIVA 1500 GATEWAY BOULEVARD, SUITE 220 BOYNTON BEACH FL 33426 877-700-1494 09/09/2021 IH-252 NO
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INSTITUCION HIPOTECARIA SELECT PORTFOLIO SERVICING, INC. ACTIVA 3217 SOUTH DECKER LAKE DR WEST VALLEY CITY UT 84119 801-594-6287 06/24/2013 IH-178 NO ELLE NELSON
INSTITUCION HIPOTECARIA SELENE FINANCE, LP ACTIVA 3501 OLYMPUS BLVD SUITE 500, 5TH FL DALLAS TX 75019 904-473-0404 05/29/2015 IH-208 NO
INSTITUCION HIPOTECARIA SENECA MORTGAGE SERVICING LLC ACTIVA 48 SOUTH MAIN STREET SUITE 1 NEWTON CT 06470 716-204-3601 03/12/2014 IH-189 NO MICHELLE HATHCOCK
INSTITUCION HIPOTECARIA SENIOR MORTGAGE BANKERS, INC. ACTIVA 1239 AVE. FD ROOSEVELT SUITE 3 SAN JUAN PR 00920 787-707-1818 11/10/2008 IH-141 NO JOSEPH LEVIS
INSTITUCION HIPOTECARIA SERVICE MAC, LLC ACTIVA 9726 OLD BAILES ROAD SUITE 200 FORT MILL SC 28269 704-650-9863 05/14/2018 IH-228 NO ERIC SHADOW
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INSTITUCION HIPOTECARIA SOURCEPOINT, INC. ACTIVA 2330 COMMERCE PARK DRIVE NE SUITE 2 PALM BAY FL 32905 855-763-6350 12/17/2018 IH-232 NO DANA MELANSON
INSTITUCION HIPOTECARIA SUN WEST FINANCIAL SERVICES INTERNATIONAL, INC. ACTIVA 101 AVE. SAN PATRICIO EDIF MARAMAR SUITE PH GUAYNABO PR 00968 939-992-2311 01/15/2016 IH-210 NO IDALIA CRESPO-MONT
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INSTITUCION HIPOTECARIA THE MONEY HOUSE, INC. ACTIVA 52 PASEO COVADONGA, TERCER PISO SAN JUAN PR 00910 7877258000 07/14/1997 IH-040 NO DAVID RAFAEL LEVIS
INSTITUCION HIPOTECARIA TOYOTA CREDIT DE PUERTO RICO CORP. ACTIVA PARQUE LAS AMERICAS I, SUITE 501 235 C/ FEDERICO COSTA SAN JUAN PR 00918 787-474-5800 05/21/2015 IH-207 NO Alejandro Troconis
INSTITUCION HIPOTECARIA TRUST MORTGAGE CORP. ACTIVA 490 AVE. DE DIEGO SAN JUAN PR 00923 787-685-3200 01/15/2010 IH-149 NO MARISOL ORTIZ
INSTITUCION HIPOTECARIA UNIVERSAL FINANCE, INC. ACTIVA METRO OFFICE PARK, CALLE 1 LOTE 10 GUAYNABO PR 00966 787-706-7350 01/02/2007 IH-122 NO CATHERINE GARLAND
INSTITUCION HIPOTECARIA VIG MORTGAGE CORP. ACTIVA 1225 PONCE DE LEON AVE. VIG TOWER, SUITE BS-J SAN JUAN PR 00907 787-200-8585 01/02/2010 IH-148 NO CARLOS AYALA
INSTITUCION HIPOTECARIA VRM LENDING LLC ACTIVA 740 CORPORATE CENTER DRIVE SUITE 900 POMONA CA 91768 909-623-3819 03/08/2022 IH-258 NO KEITH DARNELL MURRAY
INTERMEDIARIO FINANCIERO ACRECENT FINANCIAL, LLC ACTIVA METRO OFFICE PARK, VALENCIA BUILDING, 17 ST 2, SUITE 640 GUAYNABO PR 00968 787-706-9292 02/12/2024 IF-521 NO IVAN G. MARRERO, ESQ, RAUL H. CACHO
INTERMEDIARIO FINANCIERO ALAS DEVELOPMENT, LLC EASY CASH ACTIVA 1607 AVE PONCE DE LEON SUITE 402 SAN JUAN PR 00909 787-587-7880 01/25/2016 IF-461 NO ZOILA LEVIS
INTERMEDIARIO FINANCIERO ALMA FINANCIAL ASSISTANCE CORP. ACTIVA Popular Center Suite 1810 208 Ave. Ponce de León SAN JUAN PR 00918 787-620-4544 03/26/2004 IF-352 NO ALBERTO LARREA
INTERMEDIARIO FINANCIERO AMERICREDIT FINANCIAL SERVICES, INC. GM, BUICK, GMC, CADILLAC & CHEVROLET FINANCIAL ACTIVA 220 EAST LAS COLINAS BLVD SUITE 500 IRVING TX 75039 817-302-7000 03/19/2015 IF-454 NO SARAH POTTS
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INVESTMENT ADVISOR 1832 Asset Management U.S. Inc. ACTIVA 16th Floor 40 Temperance Street Toronto, Ontario CA M5H OB4 416-363-9097 12/19/2022 1555N NO Dana Banks 120836
INVESTMENT ADVISOR 4/26 Retirement Income Planning & Wealth Management, LLC ACTIVA 1510 Roosevelt Ave 9th Floor Guaynabo PR 00968 787-919-7788 06/16/2021 1433 NO Ramon Rivera-Ramos 312258
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INVESTMENT ADVISOR 724 Capital, LLC ACTIVA 6986 Williams RD Lansing MI 48911 517-256-4319 01/13/2023 1560N NO Robert Harold Dearman 318170
INVESTMENT ADVISOR A.G.P. / Alliance Global Partners ACTIVA 88 Post Road West 2nd Floor Westport CT 06880 203-662-9700 05/08/2014 1016N NO John Venezia, Elena Fusillo 8361
INVESTMENT ADVISOR AB Private Credit Investors LLC ACTIVA 1345 Avenue of the Americas New York NY 10105 212-969-1000 10/29/2014 1026N NO Mark R. Manley 173027
INVESTMENT ADVISOR Aberdeen Asset Management Inc. ACTIVA 1735 Market Street 32nd Floor Philadelphia PA 19103 215-405-5700 12/05/2001 0452N NO Aileen Strachan 111069
INVESTMENT ADVISOR Accelerated Wealth Advisors LLC ACTIVA 13570 Meadowgrass Dr. Ste. 100 Colorado Springs CO 80921 719-466-5631 09/10/2018 1250N NO Melissa Starr 170022
INVESTMENT ADVISOR Accountants Proprietary Financial Servicenet, Inc. ACTIVA 45 Executive Drive Suite 301 Plainview NY 11803 516-887-4433 12/05/2023 1620N NO Daniel R. Bystrom 126685
INVESTMENT ADVISOR Accurate Wealth Management, LLC ACTIVA 2211 Ashley Oaks Circle Wesley Chapel FL 33544 813-994-0984 03/26/2024 1648N NO Patrick Harris 298137
INVESTMENT ADVISOR Acorns ACTIVA 4600 Campus Drive Suite 109 Newport Beach CA 92660 949-478-5064 11/12/2013 0989N NO Sean Dignan 165926
INVESTMENT ADVISOR Addition Wealth ACTIVA 43 W 23rd St New York NY 10010 347-674-8954 03/22/2023 1571N NO Ana C. Mahony 318018
INVESTMENT ADVISOR Adhesion Wealth Advisor Solutions ACTIVA 5925 Carnegie Blvd Suite 500 Charlotte NC 28209 888-295-8351 03/28/2024 1640N NO Daniel Mulvey 143593
INVESTMENT ADVISOR Adrian Day Asset Management ACTIVA Lots 81-82 Street C Ste. 204 Dorado PR 00646 410-224-2037 08/19/2019 1308N NO Michael Quain 105985
INVESTMENT ADVISOR Advised Assets Group, LLC ACTIVA 8515 East Orchard Rd 10T2 Greenwood Village CO 80111 303-737-3817 03/29/2005 0617N NO Beverly A Byrne 112058
INVESTMENT ADVISOR Advisors Asset Management, Inc. ACTIVA 18925 Base Camp Road Suite 203 Monument Co 80132 719-488-9956 03/29/2019 1289N NO John Weber, John Webber 46727
INVESTMENT ADVISOR Advisors Capital Management, LLC ACTIVA 777 Terrace Ave Hasbrouck Heights NJ 201-426-0081 01/17/2014 0999N NO Kevin Kern 112266
INVESTMENT ADVISOR Advyzon Investment Management, LLC ACTIVA 4300 Commerce Court Suite 260 Lisle IL 60532 844-340-1898 03/15/2022 1497N NO Lee Andreatta 318816
INVESTMENT ADVISOR Aegis Capital Corp ACTIVA 810 7th Ave. 18th & 22nd Floor New York NY 10019 212-813-1010 04/01/2013 0965N NO David S. Hentschel, Kevin McKenna 15007
INVESTMENT ADVISOR AEW Capital Management LP ACTIVA Two Seaport Lane Boston MA 02210-2021 617-261-9000 06/05/2002 0495N NO James J Finnegan 108633
INVESTMENT ADVISOR Albert Investments, LLC ACTIVA 3528 Hayden Avenue 3rd Floor-South Culver City CA 90232 844-891-9309 12/03/2018 1260N NO Kenneth Steven Blake 298006
INVESTMENT ADVISOR Alden Capital ACTIVA 37 West Ave Suite 301 Wayne PA 19087 215-572-8700 08/30/2023 1607N NO Ken Smith 293551
INVESTMENT ADVISOR Alden Investment Group ACTIVA 37 West Ave Suite 301 Wayne PA 19087-3226 215-572-8700 09/28/2023 1610N NO Kenneth R. Smith 317077
INVESTMENT ADVISOR Alliancebernstein L.P. ACTIVA 1345 Ave of the Americas New York NY 10105 212-969-1000 10/27/1999 0324N NO Mark R Manley 108477
INVESTMENT ADVISOR Allio Advisers ACTIVA 500 Yale Ave N Seattle WA 98109 850-324-0990 03/11/2022 1495N NO William Chen 317938
INVESTMENT ADVISOR Alpen Partners International AG ACTIVA Seestrasse 69 Baech 8806 00-4158-1057550 03/31/2021 1412N NO Nathalie A. Caldelari 291759
INVESTMENT ADVISOR Alpha Architect ACTIVA 213 Foxcroft Road Broomall PA 19008 1-215-882-9983 07/15/2021 1438N NO Patrick Cleary 153905
INVESTMENT ADVISOR Alps Advisors, Inc. ACTIVA 1290 Broadway Suite 1000 Denver CO 80203 303-623-2577 03/30/2021 1403N NO Matthew J. Sutula 134340
INVESTMENT ADVISOR Alta Capital Management LLC ACTIVA 6440 South Wasatch Blvd Suite 260 Salt Lake City UT 84121 801-274-6010 05/25/2007 0749N NO Haley Hammond 106786
INVESTMENT ADVISOR Altruist LLC ACTIVA 1621 Abbot Kinney Blvd Floor 2 Venice CA 90291 313-509-7310 02/04/2020 1346N NO Mazi Bahadori 299398
INVESTMENT ADVISOR American Century Personal Financial Solutions, Inc. ACTIVA 4400 Main Street Kansas City MO 64111-7709 816-531-5575 10/30/2017 1186N NO Amy Shelton 290043
INVESTMENT ADVISOR American Portfolios Advisors, Inc. ACTIVA 4250 Veteran's Memorial Highway 4th Floor, Suite 420E Holbrook NY 11741 631-439-4600 ext.127 07/28/2014 1023N NO Thomas J. Lo Manto 112697
INVESTMENT ADVISOR Ameriprise Financial Services, LLC ACTIVA 707 2nd Avenue South Minneapolis MN 55402 612-671-3131 12/17/2008 0812N NO Lauren Holmes, Kurt W Lofgren 6363
INVESTMENT ADVISOR AMG Funds LLC ACTIVA 800 Conneticut Avenue Norwalk CT 06854 203-299-3500 05/25/2005 0625N NO Patrick Spellman 153456
INVESTMENT ADVISOR Amundi Asset Management US, Inc. ACTIVA 60 State Street Boston MA 02109-1820 617-422-4700 09/13/2021 1453N NO John M. Malone 107719
INVESTMENT ADVISOR Andersen ACTIVA 1861 International Dr Suite 501 McLean VA 22102 571-382-0020 04/09/2003 0548N NO Morgan Chong 124205
INVESTMENT ADVISOR Ant Money ACTIVA 4600 Campus Drive Newport Beach CA 92660 949-629-4210 06/22/2020 1349N NO Rylee Enos 308481
INVESTMENT ADVISOR AON Hewitt Financial Advisors, LLC ACTIVA 7201 Hewitt Associates Drive Charlotte NC 28262 704-646-0000 10/13/2011 0906N NO Matthew Chotkowski 158744
INVESTMENT ADVISOR AON Investments USA Inc. ACTIVA 200 East Randolph St Suite 700 Chicago IL 60601 312-381-1200 03/30/2022 1507N NO Matthew Wallace 105596
INVESTMENT ADVISOR Apollon Wealth Management, LLC ACTIVA 835 Coleman Blvd Suite 102 Mount Pleasant SC 29464 843-579-0018 11/04/2022 1552N NO Michael Anson Herman 291902
INVESTMENT ADVISOR Appleton Partners Inc. ACTIVA One Post Office Square 6th Floor Boston MA 02109 617-338-0700 03/08/2011 0885N NO Michelle D Hubley 110049
INVESTMENT ADVISOR Applied Finance Capital Management, LLC ACTIVA 53 Calle Palmeras Suite 601 San Juan PR 00901 787-626-0404 06/05/2015 1075N NO David D. Jones 226755
INVESTMENT ADVISOR Arbor Point Advisors ACTIVA 12325 Port Grace Blvd. LaVista NE 68128 800-747-6111 01/02/2015 1041N NO Mark Lasswell 165127
INVESTMENT ADVISOR Arco Global Management, LLC ACTIVA 48 Road 165, Suite 4025 City View Plaza 2 Guaynabo PR 00968-8086 787-993-9650 06/25/2019 1301N NO Francesco Piovanetti 287921
INVESTMENT ADVISOR Arctis Global LLC ACTIVA 207 Calle Del Parque 7th Floor San Juan PR 00912-3242 +4402039951875 06/08/2021 1432N NO Timothy Davenport 308220
INVESTMENT ADVISOR Arcus Capital Partners, LLC ACTIVA 3060 Peachtree Road N.W. Suite 1880 Atlanta GA 30305 404-949-2111 11/19/2020 1369N NO Adrienne Mandt 147346
INVESTMENT ADVISOR Arete Wealth Advisors, LLC ACTIVA 1115 W Fulton Market 3rd Floor Chicago IL 60607 312-940-3684 01/04/2021 1377N NO Unbo (Bob) Chung 145488
INVESTMENT ADVISOR Ariel Investments LLC ACTIVA 200 East Randolph St Suite 2900 Chicago IL 60601 312-726-0140 08/29/2001 0441N NO Wendy D Fox 108211
INVESTMENT ADVISOR Aristotle Capital Management, LLC ACTIVA 11100 Santa Monica Blvd Suite 1700 Los Angeles CA 90025-0449 310-478-4005 03/04/2024 1631N NO Michelle Gosom 109876
INVESTMENT ADVISOR Ark Invest ACTIVA 3 E. 28th Street Floor 7 New York NY 10016 212-426-7040 03/27/2019 1286N NO Kellen Carter 169525
INVESTMENT ADVISOR Arkadios Wealth Advisors ACTIVA 309 East Paces Ferry Road Suite 1000 Atlanta GA 30305 404-445-0035 10/03/2018 1255N NO Chester C. Payne, Javier F Reyes Colón 288863
INVESTMENT ADVISOR Arvest Wealth Management ACTIVA 921 West Monroe Avenue LOWELL AR 72745 877-278-3781 03/14/2013 0950N NO Thomas B. Harps 42057
INVESTMENT ADVISOR Ashton Thomas Securities, LLC ACTIVA 200 Canal View Blvd. Suite 204 Rochester NY 14623 585-424-1234 03/29/2018 1230N NO Joseph Lanzisera 16629
INVESTMENT ADVISOR Assetmark, Inc. ACTIVA 1855 Grant St 10th Floor Concord CA 94520-2445 800-664-5345 08/01/2008 0802N NO Claire Blue 109018
INVESTMENT ADVISOR Atalanta Sosnoff Capital, LLC ACTIVA 101 Park Ave New York NY 10178 212-867-5000 12/14/2007 0767N NO Kevin S Kelly 104880
INVESTMENT ADVISOR Atalanta Sosnoff Management, LLC ACTIVA 101 Park Ave New york NY 10178 212-867-5000 01/06/2004 0572N NO Kevin S Kelly 11085
INVESTMENT ADVISOR Atlanta Capital ACTIVA 1075 Peachtrree St NE Suite 2100 Atlanta GA 30309-3912 404-876-9411 06/26/2002 0501N NO R Kelly Williams, Jr 116719
INVESTMENT ADVISOR AtlanticMidwest Investment Research LLC ACTIVA 68 Antonio Lopez Suite 203 Humacao PR 00791 913-871-6670 02/14/2020 1322 NO Douglas Reed 305618
INVESTMENT ADVISOR Atlantis Investment Coaching, LLC ACTIVA District View The Work Place 450 Ave de la Constitución Ste 200 San Juan PR 00901-2317 787-919-7314 11/30/2007 0764 NO Omar Pereira 145416
INVESTMENT ADVISOR Atlas Asset Management LLC ACTIVA Buchanan Office Center Suite 201 Rd. 165 No. 40 Guaynabo PR 00968-8022 787-781-1301 12/03/2014 1031N NO Paul Hopgood, Ana Suarez 173561
INVESTMENT ADVISOR Atlas Private Wealth Management LLC ACTIVA 25 Main St Williamstown MA 01267 800-432-7447 09/01/2007 0763N NO Derek B Leo 145331
INVESTMENT ADVISOR ATON Financial LLC ACTIVA 1590 Ponce de León Suite 206 San Juan PR 00926 787-459-1780 04/10/2018 1232N NO Marko Rendic 173070
INVESTMENT ADVISOR Ausdal Financial Partners, Inc. ACTIVA 5187 Utica Ridge Rd Davenport IA 52807 563-326-2064 01/06/2015 1039N NO Robert B. Ausdal Jr., Robert R. Ausdal Jr. 7995
INVESTMENT ADVISOR Avory & Co. ACTIVA 12880 SW 63 CT Miami FL 33156 305-306-9494 06/20/2017 1171N NO Sean Emory 284812
INVESTMENT ADVISOR Axxcess Wealth Management, LLC ACTIVA 6005 Hidden Valley Road Suite 290 Carlsbad CA 92011 858-217-5347 09/20/2019 1314N NO Michael Loren Seid 164081
INVESTMENT ADVISOR Bahl & Gaynor Inc. ACTIVA 212 East 3rd St Suite 200 Cincinnati OH 45202 513-287-6100 03/17/2009 0822N NO Tita A Rogers 106139
INVESTMENT ADVISOR Baillie Gifford International LLC ACTIVA 780 Third Avenue 43rd Floor New York NY 10017 212-319-4633 03/31/2022 1514N NO Suzanne Quinn 305849
INVESTMENT ADVISOR Baillie Gifford Overseas Ltd ACTIVA Calton Square 1 Greenside Row Edinburgh EH1 3AN +44 131 275 2000 01/28/2021 1384N NO Sarah Mckechnie 110296
INVESTMENT ADVISOR BAM Advisor Services, LLC ACTIVA 8182 Maryland Ave Suite 500 St Louis MO 63105 314-725-0455 02/01/2007 0727N NO Dan Haynes 143319
INVESTMENT ADVISOR Bankers Life Advisory Services, Inc. ACTIVA 111 E. Wacker Drive Ste 1900 Chicago IL 60601 844-553-9083 10/26/2023 1614N NO Alberta S. Roberts, Cheryl Heilman 281285
INVESTMENT ADVISOR Baron Capital Management, Inc. ACTIVA 767 Fifth Avenue 49th Floor New York NY 10153 212-583-2000 12/12/2013 0995N NO Gretta J. Heaney 110791
INVESTMENT ADVISOR Beacon Financial Group ACTIVA 17300 Preston Rd Suite 120 Dallas TX 75252-5654 972-726-9888 01/07/2010 0851N NO Stephen A Engro 110038
INVESTMENT ADVISOR Beacon Pointe Advisors, LLC ACTIVA 24 Corporate Plaza Suite 150 Newport Beach CA 92660 949-718-1600 05/27/2010 0869N NO Shannon Eusey 119290
INVESTMENT ADVISOR Beanstox ACTIVA 1010 Sherbrooke Street West Suite 2105 Montreal, Quebec H3A2R7 514-849-1056 10/24/2021 1459N NO Louise Anne Poirier 291957
INVESTMENT ADVISOR Belle Haven Investments, L.P. ACTIVA 1133 Westchester Ave. Suite S221 White Plains NY 10604 203-629-3323 03/27/2013 0955N NO Mark Steffen 29278
INVESTMENT ADVISOR Belpointe Asset Management, LLC ACTIVA 125 Greenwich Ave Greenwich CT 06830 203-629-3300 01/07/2011 0882N NO Gregory Skidmore 143440
INVESTMENT ADVISOR Benjamin F. Edwards & Company, Inc. ACTIVA One North Brentwood Blvd. Suite 850 St, Louis MO 63105 314-726-1600 04/26/2016 1116N NO Edgar A. Cole II, Billy Wisdom 146936
INVESTMENT ADVISOR Betterment ACTIVA 61 West 23rd Street 5th Floor New York NY 10010 212-228-1328 03/26/2015 1053N NO Eli Broverman 149117
INVESTMENT ADVISOR Blackridge Asset Management, LLC ACTIVA 1070 E. Indiantown Road Suite 208-210 Jupiter FL 33477 561-641-5050 03/19/2020 1334N NO Matt A. Myers 277085
INVESTMENT ADVISOR Blackrock (Singapore) Limited ACTIVA #18-01, Twenty Anson 20 Anson Road Singapore SG 079912 +65 6411 3000 07/12/2012 0930N NO Guat Sian Tan 164594
INVESTMENT ADVISOR Blackrock Advisors, LLC ACTIVA 100 Bellevue Parkway Wilmington DE 19809-3700 302-797-2000 03/29/2018 1220N NO Charles Park 106614
INVESTMENT ADVISOR Blackrock Asset Management North Asia Limited ACTIVA Room 1501-02 & 16/F Cheung Kong Center 2 Queen's Road Central Hong Kong CH +852 3903 2800 01/11/2013 0944N NO Juanita Li Yuen Ting 165482
INVESTMENT ADVISOR Blackrock Capital Management, Inc. ACTIVA 100 Bellevue Parkway Wilmington DE 19809 302-797-2000 01/08/2003 0535N NO Carsten Otto 108069
INVESTMENT ADVISOR Blackrock Financial Management, Inc. ACTIVA 55 East 52nd St New York NY 10055 212-810-5300 03/31/2006 0683N NO Carsten Otto 107105
INVESTMENT ADVISOR Blackrock Fund Advisors ACTIVA 400 Howard Street San Franciso CA 94105 415-670-2000 03/29/2018 1223N NO Charles Park 105247
INVESTMENT ADVISOR Blackrock International Limited ACTIVA Exchange Place One 1 Semple St Edinburgh EH3 8BL 011-44-131-472-7200 03/31/2009 0826N NO Georgina Fogo 106843
INVESTMENT ADVISOR Blackrock Investment Management, LLC ACTIVA 1 University Square Drive Princeton NJ 08540 609-282-2000 09/11/2006 0709N NO Carsten Otto 108928
INVESTMENT ADVISOR Blackrock Private Equity Partners AG ACTIVA Claridenstrasse 25 Zurich SW 8002 41 44 205 5300 09/16/2013 0983N NO Susan Seidel 161987
INVESTMENT ADVISOR Blackrock Realty Advisors Inc. ACTIVA 40 East 52nd Street New York NY 10022 212-810-5300 03/29/2018 1228N NO Robert Weiss 109457
INVESTMENT ADVISOR Bleakley Financial Group, LLC ACTIVA 100 Passaic Avenue Suite 300 Fairfield NJ 07004 973-575-4180 06/30/2022 1532N NO Richard L. Zack 318366
INVESTMENT ADVISOR Bloom Investment Advisors, LLC ACTIVA 653 Arcadia Road Ridgewood NJ 07450 201-790-6643 06/07/2022 1530N NO Sung Hyun Mo 317405
INVESTMENT ADVISOR Blue Ocean Strategic Advisors, LLC ACTIVA Ochoa Building 500 De la Tanca Street, Suite 205 San Juan PR 00901 787-724-1379 03/27/2013 0945 NO Emilio S. Vilella 165146
INVESTMENT ADVISOR Blue Point Strategic Wealth Management, LLC ACTIVA 115 West Century Road Suite 360 Paramus NJ 07652 201-690-3035 05/15/2015 1049NS NO Michael Depol 166617
INVESTMENT ADVISOR BMO Direct Invest Inc. ACTIVA 111 West Monroe Street 13W Chicago IL 60603 312-461-5200 01/18/2022 1479N NO Dean Folias 317064
INVESTMENT ADVISOR BNY Mellon Securities ACTIVA 240 Greenwich Street New York NY 10286 212-635-4738 09/09/1997 0252N NO William Kennedy, Joseph W Connolly 231
INVESTMENT ADVISOR Boston Common Asset Management, LLC ACTIVA 84 State St Suite 940 Boston MA 02109 617-720-5557 03/30/2011 0891N NO Kristina Eisnor 123558
INVESTMENT ADVISOR Boyd Watterson Asset Management, LLC ACTIVA 1301 East 9th Street Suite 2900 Cleveland OH 44114-3179 216-771-3450 09/02/2020 1361N NO Thomas J. Tarantino 107808
INVESTMENT ADVISOR Brandes Investment Partners, LP ACTIVA 11988 El Camino Real Suite 600 San Diego CA 92130-3579 858-755-0239 06/23/1992 0121N NO Roberta Loubier 105404
INVESTMENT ADVISOR Brandywine Global Investment Management, LLC ACTIVA 2929 Arch St 8th Floor Philadelphia PA 19104 215-609-3500 06/27/1994 0173N NO Christopher D Marzullo 110783
INVESTMENT ADVISOR Brave Warrior Advisors, LLC ACTIVA 12 East 49th Street 24th FL. New York NY 10017 212-421-9760 03/30/2023 1583N NO Donna M. Martel-Downing 108894
INVESTMENT ADVISOR Breckinridge Capital Advisors Inc ACTIVA 125 High Street Oliver Street Tower, 4th Floor Boston MA 02110-1529 617-443-0779 03/27/2017 1157N NO Helen Mcauley 107143
INVESTMENT ADVISOR Brookfield Public Securities Group LLC ACTIVA Brookfield Place 250 Vesey Street, 15th Floor New York NY 10281-1023 212-549-8400 03/29/2019 1293N NO Brian T. Hourihan 110497
INVESTMENT ADVISOR Brookstone Capital Management LLC ACTIVA 1745 S. Naperville Road Suite 200 Wheaton IL 60189 630-653-1400 11/02/2022 1551N NO Matt Lovett 141413
INVESTMENT ADVISOR Broxton Capital Advisors LLC ACTIVA 151 Calle De San Francisco Old San Juan PR 00901-1659 310-208-2191 11/05/2015 1089 NO Robert A. Cooke 136914
INVESTMENT ADVISOR BRS Financial LLC ACTIVA Kirkpatrick Plaza 10800 Financial Centre Parkway Little Rock AR 72211 877-588-3217 07/10/2023 1422N NO David A. Sims 158566
INVESTMENT ADVISOR BTS Asset Management, Inc. ACTIVA 420 Bedford Street Suite 340 Lexington MA 02420 781-863-2545 03/27/2013 0957N NO Gary A. Shilman 105215
INVESTMENT ADVISOR Buck Consultants, LLC ACTIVA 485 Lexington Ave 10th Floor New York NY 10017-2652 212-330-1000 11/10/2003 0569N NO Nicolas E Medina 108695
INVESTMENT ADVISOR Buckley Capital Advisors, LLC ACTIVA 433 Broadway Suite 611 New York NY 10013 970-846-5573 02/10/2021 1388N NO Kenneth E. Walsh 268818
INVESTMENT ADVISOR Cadaret, Grant & Co., Inc. ACTIVA One Lincoln Center 110 W. Fayette St., 5th. Floor Syracuse NY 13202 800-234-8539 06/27/2014 1020N NO Donna Kish, Donald Jaynes 10641
INVESTMENT ADVISOR CAF Investments LLC ACTIVA Urb. Montecielo Calle 2 #1 Guaynabo PR 00971 787-206-1637 02/01/2022 1416 NO Carlos, Feliciano, 313629
INVESTMENT ADVISOR Calamos Wealth Management LLC ACTIVA 2020 Calamos Court Naperville IL 60563-2787 630-245-7200 10/09/2015 1088N NO Elizabeth Watkins 143490
INVESTMENT ADVISOR Calvert Research and Management ACTIVA 2050 M Street NW 2nd Floor Washington DC 20036 800-368-2745 03/28/2024 1650N NO Hope Brown 285127
INVESTMENT ADVISOR Cambiar Investors, LLC ACTIVA 2401 E Second Ave Suite 500 Denver CO 80206 303-302-9000 09/06/2001 0443N NO Christine M Simon 115093
INVESTMENT ADVISOR Cambridge Associates, LLC ACTIVA 125 High Street Boston MA 02110-2112 617-457-7500 03/31/2014 1010N NO Steven Y. Quintero 104942
INVESTMENT ADVISOR Cambridge Investment Research Advisors, Inc. ACTIVA 1776 Pleasant Plain Rd Fairfield IA 52556-8757 641-472-5100 11/13/2009 0846N NO Thomas J Anderson 134139
INVESTMENT ADVISOR Cantor Fitzgerald Investment Advisors ACTIVA 110 East 59th Street New York NY 10022 212-829-4952 03/28/2017 1159N NO Stephen M. Hart 159296
INVESTMENT ADVISOR Capacuity LLC ACTIVA 300 International Parkway Suite 350 Lake Mary FL 32746 407-949-6889 05/26/2021 1430N NO Bryant Kirk 297679
INVESTMENT ADVISOR Capital Analysts ACTIVA 601 Office Center Drive Suite 300 Fort Washington PA 19034-3232 800-242-1421 04/18/2024 1660N NO Maureen A. Mattson 162200
INVESTMENT ADVISOR Capital Investment Advisors, LLC ACTIVA 200 Sandy Springs Place Suite 300 Atlanta GA 30328 404-531-0018 08/14/2017 1183N NO Michael Reiner 158055
INVESTMENT ADVISOR Capital Research and Management Company ACTIVA 333 S Hope Street 55th Floor Los Angeles CA 90071-1406 213-486-9200 12/21/2017 1195N NO Canise M. Arredondo 110885
INVESTMENT ADVISOR Capitalia Advisors, LLC ACTIVA Ave. Palma Real #2 Suite 103 Guaynabo PR 00970 787-705-8694 02/06/2015 1043 NO Roberto Olson 173030
INVESTMENT ADVISOR Captrust ACTIVA 4208 Six Forks RD Suite 1700 Raleigh NC 27609 919-870-6822 09/30/2019 1316N NO Denise M Buchanan 175112
INVESTMENT ADVISOR Carillon Tower Advisers, Inc. ACTIVA 880 Carillon Parkway St. Petersburg FL 33716 800-521-1195 11/29/2016 1141N NO Damian Sousa 174904
INVESTMENT ADVISOR Catalyst Capital Advisors LLC ACTIVA 53 Palmeras St Suite 601 San Juan PR 00901 787-334-1781 03/29/2023 1577N NO Robert Glass 139895
INVESTMENT ADVISOR Causeway Capital Management LLC ACTIVA 11111 Santa Monica Boulevard 15th Floor Los Angeles CA 90025 310-231-6100 04/01/2013 0964N NO Gracie V. Fermelia 113308
INVESTMENT ADVISOR Cavanal Hill Investment Management, Inc. ACTIVA One Williams Center 15th Floor Tulsa OK 74172-0172 800-958-2942 01/22/2015 1042N NO Cherie J. Jolly 110774
INVESTMENT ADVISOR CBiz Investment Advisory Services, LLC ACTIVA 6050 Oak Tree Blvd Suite 500 Cleveland OH 44131 216-447-9000 07/09/2019 1303N NO Kathryn H. Louttit 286002
INVESTMENT ADVISOR Celeres Capital Advisors, LLC ACTIVA 1225 Avenida Juan Ponce De León VIG Tower Penthouse San Juan PR 00907 646-481-0469 07/16/2019 1302N NO Paul Carey 304581
INVESTMENT ADVISOR Centaurus Financial, Inc. ACTIVA 2300 E. Katella Avenue Suite #200 Anaheim CA 92806 714-456-1790 07/29/2022 1537N NO Diana Reyes, Jerry Duhovic 30833
INVESTMENT ADVISOR Cerity Partners LLC ACTIVA 335 Madison Avenue 23rd Floor New York NY 10017 212-850-4260 02/03/2022 1485 NO Stuart Evans 151559
INVESTMENT ADVISOR Cetera Advisors LLC ACTIVA 4600 S. Syracuse Suite 600 Denver CO 80237 800-929-3485 08/15/2013 0981N NO Bryann Keith Jacobsen, Julie A. Preusser 10299
INVESTMENT ADVISOR Cetera Investment Advisers LLC ACTIVA 200 North Martingale Road Shaumburg IL 60173-2096 888-528-2987 03/31/2003 0547N NO Ami Shah 105644
INVESTMENT ADVISOR CGam LLC ACTIVA 2020 Calamos Court Naperville IL 60563 630-245-7200 10/07/2022 1543N NO Constance Palas 322813
INVESTMENT ADVISOR Chapel Bridge Wealth Advisors ACTIVA 53 Palmeras Street Suite 601 San Juan PR 00901 614-552-8200 07/11/2022 1534N NO Renee Davies 313295
INVESTMENT ADVISOR Charles Schwab & Co., Inc. ACTIVA 211 Main Street San Francisco CA 94105 415-636-7000 09/14/1988 0059N NO Francisco J. Vivas, Dean Jeske, Marc Stewart 5393
INVESTMENT ADVISOR Charles Schwab Investment Advisory, Inc. ACTIVA 211 Main Street SF211MN-05-451 San Francisco CA 94105 415-667-1910 02/13/2018 1207N NO Rose Hauer 151739
INVESTMENT ADVISOR Charles Schwab Investment Management, Inc. ACTIVA 211 Main St San Francisco CA 94105 415-667-9200 10/02/2003 0565N NO Michael F Hogan 106753
INVESTMENT ADVISOR Chartwell Investment Partners, Inc. ACTIVA 1235 Westlakes Drive Suite 400 Berwyn PA 19312 610-296-1400 03/05/2014 1005N NO Greg Hagar 170335
INVESTMENT ADVISOR Chicago Partners Investment Group LLC ACTIVA 1 North Wacker Drive Suite 4075 Chicago IL 60606 312-284-6363 03/21/2024 1639N NO Jim Hagedorn 147662
INVESTMENT ADVISOR Churchill Management Group ACTIVA 5900 Wilshire Blvd Suite 400 Los Angeles CA 90036 323-937-7110 03/08/2010 0858N NO Eileen A Holmes 109651
INVESTMENT ADVISOR CI Private Wealth ACTIVA 90 Park Avenue 34th Floor New York NY 10016 305-781-3040 05/12/2022 1521N NO Larry T. Nakamura 319448
INVESTMENT ADVISOR CIBC Private Wealth Advisors, Inc. ACTIVA 181 West Madison Street 36th Floor Chicago IL 60602 312-368-7700 08/19/2020 1360N NO Gregory B. Campbell 109644
INVESTMENT ADVISOR Cincinnati Asset Management Inc. ACTIVA 8845 Governor's Hill Drive Suite 230 Cincinnati OH 45249-3317 513-554-8500 01/14/2014 1001N NO Charles D. Mencer 104946
INVESTMENT ADVISOR Citigroup Global Markets Inc. ACTIVA 388 Greenwich Street Tower Building New York NY 10013 212-816-6000 03/28/2013 0958N NO Katrina Basil, John C. Gavin, Dana L. Platt, John C. Gavin 7059
INVESTMENT ADVISOR Citizens Securities, Inc. ACTIVA 770 Legacy Place MLP240 Dedham MA 02026 781-551-3973 08/11/2015 1080N NO Diane P Novak, Diane P. Novak 39550
INVESTMENT ADVISOR Clarfeld ACTIVA 520 White Plains Road 3rd Floor Tarrytown NY 10591 914-846-0100 03/25/2022 1502N NO Joy M Soodik 106743
INVESTMENT ADVISOR Clark Capital Management Group Inc ACTIVA One Liberty Place, 53rd Floor 1650 Market Street Philadelphia PA 19103 215-569-2224 06/19/2013 0975N NO Denise Clark Williams 104796
INVESTMENT ADVISOR Clearbridge Investments, LLC ACTIVA 620 8th Ave New York NY 10018 212-805-2000 06/20/2008 0795N NO Barbara Brooke Manning 137028
INVESTMENT ADVISOR CLS Investments, LLC ACTIVA 17605 Wright St Omaha Ne 68130 402-493-3313 01/14/1998 0264N NO Mike Forker 107975
INVESTMENT ADVISOR Cohen & Steers Capital Management, Inc. ACTIVA 280 Park Ave 10th Floor New York NY 10017-1216 212-832-3232 10/02/2003 0564N NO Lisa D Phelan 106266
INVESTMENT ADVISOR Columbia Management Investments Advisers, LLC ACTIVA 225 Franklin St Boston MA 02110 800-225-2365 12/08/2008 0809N NO Lee A Faria 108257
INVESTMENT ADVISOR Commonwealth Financial Network ACTIVA 29 Sawyer Road Waltham MA 02453-3483 781-736-0700 07/16/2001 0435N NO Peter Wheeler, Paul Tolley 8032
INVESTMENT ADVISOR Compass Financial Management LLC ACTIVA 2001 Route 46 Suite 310 Parsippany NJ 07054 973-402-9700 06/01/2021 1427N NO Matthew Markowski 156345
INVESTMENT ADVISOR Compass Investments LLC ACTIVA 1513 Walnut Street Williamsport PA 17701 570-772-8250 01/19/2022 1480N NO Julia C. Reed 141323
INVESTMENT ADVISOR Composer Technologies ACTIVA 240 Richmond Street W Toronto, Ontario M5V 1V6 647-254-3904 03/14/2024 1634N NO Ananda Aisola 311289
INVESTMENT ADVISOR Concordia Wealth Planning, LLC ACTIVA 6556 Valley Oak Drive Powell OH 43065 614-881-1500 03/19/2024 1630 NO Andrew Jonathan Silver 304639
INVESTMENT ADVISOR Confluence Investment Management LLC ACTIVA 20 Allen Avenue Suite 300 Saint Lous MO 63119 314-743-5090 03/16/2018 1239N NO Anne Kochevar 146019
INVESTMENT ADVISOR Consultiva Wealth Management, Corp. ACTIVA American International Plaza 250 Ave. Muñoz Rivera, Suite 415 San Juan PR 00918 787-763-5868 03/28/2001 0360N NO Diana Torres Rivera, Edmundo J. Garza 111846
INVESTMENT ADVISOR Cook Street Consulting, Inc. ACTIVA 5299 DTC Blvd Suite 1000 Greenwood Village CO 80111 303-333-7770 08/22/2023 1608N NO Christopher Gargano 112829
INVESTMENT ADVISOR Copper Beech Financial Group, LLC ACTIVA 1223 N. Church Street Moorestown NJ 08057 856-988-8300 07/26/2021 1440N NO Michael J Parise 313156
INVESTMENT ADVISOR Corecap Advisors ACTIVA 27777 Franklin Road Suite 700 Southfield MI 48034 888-296-3360 08/13/2019 1307N NO Judith A. Villareal 158819
INVESTMENT ADVISOR Corinthian Partners Asset Management LLC ACTIVA 850 Third Ave 16C New York NY 10022 212-287-1500 08/22/2019 1309N NO Reginald Robinson 109385
INVESTMENT ADVISOR Cramer Rosenthal McGlynn LLC ACTIVA 820 Madison Ave 20th Floor New York NY 10022 212-326-5300 03/29/2007 0737N NO Steven A Yadegari 107911
INVESTMENT ADVISOR Creative Planning ACTIVA 3400 College Blvd Leawood KS 66211 913-338-2727 03/09/2011 0886N NO James Dewitt 105348
INVESTMENT ADVISOR Credit Suisse Asset Management, LLC ACTIVA One Madison Ave New York NY 10010-3629 212-325-2000 08/04/1995 0207N NO Emidio Morizio 106012
INVESTMENT ADVISOR Credit Suisse Securities (USA) LLC ACTIVA 11 Madison Avenue New York NY 10010 212-325-2000 06/26/2000 0361N NO Allison Marie Bevacqua, Sean Driscoll 816
INVESTMENT ADVISOR Crespo Capital LLC Titan Investments ACTIVA 7643 Gate Pkwy Ste 104-804 Jacksonville FL 33132 786-538-5934 06/21/2017 1172 NO Alberto Luis Crespo 285294
INVESTMENT ADVISOR Crossmark Global Investments, Inc. ACTIVA 15375 Memorial Drive Suite 200 Houston TX 77079 713-260-9000 06/29/2021 1435N NO Jim Coppedge 113360
INVESTMENT ADVISOR Crystal Capital Partners, LLC ACTIVA 1111 Kane Concourse Suite 404 Bay Harbor Islands FL 33154 305-868-1500 03/29/2023 1579N NO Michael Hoyer 146010
INVESTMENT ADVISOR CSM ADVISORS, LLC (CS MCKEE) ACTIVA One Gateway Center 8th Floor Pittsburgh PA 15222 412-566-1234 03/17/2020 1333N NO Ulf Skreppen 306128
INVESTMENT ADVISOR Cullen Capital Management, LLC ACTIVA 645 Fifth Avenue 12th Floor New York NY 10022 212-644-1800 03/30/2021 1406N NO Steven M. Mullooly 113128
INVESTMENT ADVISOR Cumberland Advisors ACTIVA One Sarasota Tower 2 N. Tamiami Trail, Suite 303 Sarasota FL 34236 1-800-257-7013 02/03/2016 1101N NO David R. Kotok 107964
INVESTMENT ADVISOR CUSO Financial Services, L.P. ACTIVA 10150 Meanley Drive 1st Floor San Diego CA 92131 858-530-4400 07/19/2017 1180N NO Peter Vonk, Peter K. Vonk 42132
INVESTMENT ADVISOR CWA Asset Management Group ACTIVA 9130 Galleria Court Third Floor Naples FL 34109 239-434-7434 05/08/2024 1664N NO Kimberly Key 158940
INVESTMENT ADVISOR CWM, LLC ACTIVA 13321 California Street Suite 100 Omaha NE 68154 402-330-0808 01/03/2018 1199N NO Daniel P. Tobin 155344
INVESTMENT ADVISOR Cybele Capital Management, LLC ACTIVA 880 Tito Castro Ave Suite 104 Ponce PR 00716-4732 939-545-8522 01/11/2021 1368 NO Luis Antonio Gonzalez 310759
INVESTMENT ADVISOR Cyrus J. Lawrence LLC ACTIVA 400 Madison Avenue Floor 6, Suite B New York NY 10017 212-888-6158 01/08/2015 1037N NO Bernhard Koepp 174034
INVESTMENT ADVISOR Dana Investment Advisors Inc ACTIVA 20700 Swenson Drive Suite 400 Waukesha WI 53186-0904 262-782-3631 03/29/2019 1292N NO Michael C. Stewart 105879
INVESTMENT ADVISOR Datalign ACTIVA One Kendall Square B2201 Cambridge MA 02139 781-228-5678 10/23/2023 1615N NO Hilary Malecha 317004
INVESTMENT ADVISOR Davis Select Advisers NY Inc. ACTIVA 620 Fifth Ave 3rd Floor New York NY 10020 212-891-5500 03/02/2001 0405N NO Sharra Haynes 106659
INVESTMENT ADVISOR Davis Selected Advisers, L.P. ACTIVA 3601 East Britannia Drive Tucson AZ 85706-5041 800-279-2279 11/14/2000 0376N NO Sharra Haynes 108674
INVESTMENT ADVISOR Delaware Management Business Trust ACTIVA 2005 Market St Philadelphia PA 19103-7098 215-255-2300 04/30/2001 0422N NO Brian L Murray Jr 105390
INVESTMENT ADVISOR Delphia (USA) Inc. ACTIVA 501 Queen Street West Unit 300 Toronto, Ontario M5V 2B4 833-335-7442 01/03/2022 1470N NO 305091
INVESTMENT ADVISOR Delta-V Capital, LLC ACTIVA 1900 9th Street Suite 210 Boulder CO 80302 303-405-7565 03/31/2022 1513N NO Kyle Rogers 161800
INVESTMENT ADVISOR Dempsey Lord Smith, LLC ACTIVA 901 N Broad Street Suite 400 Rome GA 30161 706-238-9575 12/13/2021 1466N NO Kathi Mansfield, Jerry E. Dempsey Jr. 141238
INVESTMENT ADVISOR Deutsche Bank Securities Inc. ACTIVA 60 Wall Street New York NY 10005 212-250-2500 03/24/1998 0271N NO Margaret M. Adams 2525
INVESTMENT ADVISOR Deutsche Investment Management Americas Inc. ACTIVA 345 Park Ave New York NY 10154 212-250-2447 07/23/1974 0014N NO Robert A Kloby 104518
INVESTMENT ADVISOR DG Capital Management, LLC ACTIVA 460 Park Avenue 22nd Floor New York NY 10022 646-942-5700 03/29/2022 1505N NO Eric Evanter 157258
INVESTMENT ADVISOR Digit Advisors, LLC ACTIVA 100 Pine Street 20th Floor San Francisco CA 94111 888-322-3103 11/26/2019 1320N NO Vishwas Prabhakara 305799
INVESTMENT ADVISOR Dimensional Fund Advisors LP ACTIVA 6300 Bee Cave Road Building One Austin TX 78746 512-306-7400 04/04/2013 0963N NO Christopher S. Crossan 106482
INVESTMENT ADVISOR Dimeo Schneider & Associates LLC ACTIVA 500 West Madison Street Suite 1700 Chicago IL 60661-4593 312-853-1000 01/12/2021 1381N NO Lisa M. Tamburini 106720
INVESTMENT ADVISOR Direct Source Wealth Advisory ACTIVA 150 Candelero Dr. Apt 866 Humacao PR 00791-6107 720-517-2686 04/16/2019 1272 NO Marilyn Ellis 300201
INVESTMENT ADVISOR DMK Advisor Group, Inc. ACTIVA 7114 W. Jefferson Ave. Suite 305 Lakewood CO 80235 303-996-5680 04/17/2019 1296N NO Stephen A. Kohn 41067
INVESTMENT ADVISOR Dolan Mceniry Capital Management LLC ACTIVA 120 North LaSalle Street Suite 1510 Chicago IL 60602 312-345-4800 03/31/2014 1012N NO Jason M. Scheffler 108658
INVESTMENT ADVISOR Dominari Securities, LLC ACTIVA 725 Fifth Avenue 23rd Fl. New York NY 10022 212-393-4500 03/28/2024 1654N NO Jaime Mercado, Jaime Mercado 18975
INVESTMENT ADVISOR DSM Capital Partners ACTIVA 116 Radio Circle Drive Suite 200 Mt Kisco NY 10549 914-242-1900 03/24/2009 0823N NO Russell S Katz 113609
INVESTMENT ADVISOR Ducenta Squared Asset Management ACTIVA 555 W. 5th Street Suite 3700 Los Angeles CA 90013-1082 213-687-9170 07/30/2020 1358N NO Jason Rall 308920
INVESTMENT ADVISOR Duff & Phelps Investment Management Co. ACTIVA 200 South Wacker Drive Suite 500 Chicago IL 60606 312-263-2610 09/30/2016 1130N NO Joyce Riegel 107296
INVESTMENT ADVISOR Eagle Asset Management Inc. ACTIVA 880 Carillon Pkwy St Petersburg FL 33733 727-573-2453 02/16/1995 0185N NO Damian D Sousa 110653
INVESTMENT ADVISOR Eagle Bay Advisors LLC ACTIVA 7 World Trade Center 250 Greenwich Street, 46th Floor New York NY 10007 917-328-9099 02/01/2022 1483N NO Cynthia Curtis 281675
INVESTMENT ADVISOR Earnest Partners, LLC ACTIVA 1180 Peachtree St NE Suite 2300 Atlanta GA 30309 404-815-8772 03/30/2004 0583N NO James M Wilson 107926
INVESTMENT ADVISOR Eaton Vance Management ACTIVA Two International Place Boston MA 02110 617-482-8260 08/18/1999 0316N NO Paul O'Neill 104859
INVESTMENT ADVISOR Edward D. Jones & Co., LP ACTIVA 12555 Manchester RD St. Louis MO 63131-3729 314-515-8067 02/27/2009 0820N NO Steve Melichar, Stephen T. Bee 250
INVESTMENT ADVISOR EFS Advisors ACTIVA 1995 East Rum River Drive S Cambridge MN 55008 763-689-9023 03/13/2024 1633N NO Neil Lance 115211
INVESTMENT ADVISOR Ellevest ACTIVA 48 West 25th Street 6th Floor New York NY 10010 844-355-7100 01/12/2016 1099N NO Charles Kroll 175476
INVESTMENT ADVISOR Ellevity Capital, LLC ACTIVA 200 Dorado Beach Drive #3611 Dorado PR 00646 800-318-4572 07/13/2018 1198 NO Dorian Punj 282390
INVESTMENT ADVISOR Emerson Equity LLC ACTIVA 155 Bovet Road Suite 725 San Mateo CA 94402 650-312-0200 07/12/2021 1439N NO Dominic Baldini, Dominic Baldini 130032
INVESTMENT ADVISOR Enhanced Capital Partners. LLC ACTIVA 600 Lexington Avenue Suite 1401 New York NY 10022-4637 212-207-3385 03/30/2018 1233N NO Nicole Fiorenza Antoon 170236
INVESTMENT ADVISOR Enhanced PK Services, LLC ACTIVA 221 Ponce De Leon Avenue 5th Floor San Juan PR 00917 646-829-3629 01/04/2021 1370N NO Paul Kasper 311371
INVESTMENT ADVISOR Envestnet Embedded Advisory, Inc. ACTIVA 35 East Wacker Drive Suite 2400 Chicago IL 19312 312-827-2800 09/01/2022 1538N NO Debra Jane Devoe 322162
INVESTMENT ADVISOR Envestnet PMC ACTIVA 35 East Wacker Drive Suite 2400 Chicago IL 60601-2206 312-827-2800 05/23/2002 0494N NO Debra Jane Devoe 111694
INVESTMENT ADVISOR Envestnet Portfolio Solutions, Inc. ACTIVA 75 State St 6th Floor Boston MA 02109 866-924-8912 10/13/2000 0374N NO Debra Jane Devoe 109662
INVESTMENT ADVISOR Envestnet Retirement Solutions, LLC ACTIVA 35 East Wacker Drive Suite 2400 Chicago IL 60601 312-827-7957 06/24/2014 1018N NO Debra Devoe 171570
INVESTMENT ADVISOR Envoy Advisory Inc. ACTIVA 4194 Royal Pine Drive Colorado Springs CO 80920 888-879-1376 12/26/2019 1323N NO Frederick A. Newell 306559
INVESTMENT ADVISOR Eqis Capital Management ACTIVA 1299 4th St. Suite 502 San Rafael CA 94901 800-949-9936 08/14/2013 0980N NO Jennifer Winters 126052
INVESTMENT ADVISOR Equalize Capital LLC ACTIVA PMB 5333, 151 Calle San Francisco Suite 200 San Juan PR 00901-1607 443-802-6135 03/13/2023 1586N NO Kenneth R. Smith 300640
INVESTMENT ADVISOR Equitable Advisors, LLC ACTIVA 1290 Avenue of the Americas New York NY 10104 787-759-3333 03/29/2001 0417N NO Christopher Larussa, Christian Cannon, Hiram A. Ramírez Rangel 6627
INVESTMENT ADVISOR Equity Investment Corporation ACTIVA 3007 Piedmont Road, NE Suite 200 Atlanta GA 30305 404-239-0111 10/03/2016 1131N NO Barbara Trivedi 283930
INVESTMENT ADVISOR Equitycompass Investment Management, LLC ACTIVA One South Street 16th Floor Baltimore MD 21202 443-224-1231 03/26/2019 1283N NO Elizabeth Watkins 145420
INVESTMENT ADVISOR Erben Associates, LLC ACTIVA 300 Beardsley Lane, Bldg. D Suite 200 Austin TX 78746 512-402-0250 08/22/2016 1124N NO Brittany K. Worrell 148703
INVESTMENT ADVISOR Ernst & Young Investment Advisers LLP ACTIVA 200 Plaza Drive Suite 2222 Secaucus NJ 07094 800-273-0588 10/03/1996 0233N NO Donald Arthur Culp 110921
INVESTMENT ADVISOR ESI Advisors ACTIVA Urb. Terra Senorial Menorca St. 116 Ponce PR 00731 787-647-9843 06/30/2016 1119 NO Julio Javier Cintrón 283973
INVESTMENT ADVISOR Estabrook Capital Management LLC ACTIVA 875 Third Avenue 15th Floor New York NY 10022 212-605-5500 04/16/2008 0786N NO Lelia Long 128856
INVESTMENT ADVISOR ETF Architect ACTIVA 19 East Eagle Road Havertown PA 19083 215-882-9983 12/21/2023 1625N NO Jessica Leighty 171412
INVESTMENT ADVISOR Euro Pacific Asset Management, LLC ACTIVA Lots 81-82, Street C Suite 204 Dorado PR 00646 787-945-2112 12/13/2013 0996N NO Michael Quain 152922
INVESTMENT ADVISOR Evergreen Money Advisors ACTIVA 305 Church at North Hills Street Suite 1250 Raleigh NC 27609 844-383-3874 05/07/2024 1663N NO Austen Caraker 326535
INVESTMENT ADVISOR Exoduspoint Capital Management, LP ACTIVA 65 East 55th Street 9th Floor New York NY 10022 646-940-9600 07/28/2020 1357N NO Caitlin Farrell-Starbuck 294156
INVESTMENT ADVISOR Facet Wealth, Inc. ACTIVA 509 S. Exeter Street Suite 202 Baltimore MD 21202 410-657-3257 07/16/2019 1304N NO Christopher J. Hufman 285961
INVESTMENT ADVISOR Fairview Asset Management LLC ACTIVA 1959 Loiza Street Suite 401 San Juan PR 00911 939-318-2556 12/02/2022 1546N NO Carson Rasmussen 322976
INVESTMENT ADVISOR FCI Advisors ACTIVA 442 West 47th St Kansas City MO 64112-1903 816-329-1500 01/26/1996 0183N NO Amy L Schaff 106398
INVESTMENT ADVISOR Federated Global Investment Management Corp. ACTIVA 101 Park Ave Suite 4100 New York NY 10178-0002 212-905-4100 01/03/2008 0768N NO Brian P Bouda 106277
INVESTMENT ADVISOR Federated International Securities Corp. ACTIVA 1001 Liberty Avenue Pittsburgh PA 15222-3779 412-288-1900 03/30/2021 1404N NO Stephen Van Meter, Stephen Van Meter 290173
INVESTMENT ADVISOR Federated Investment Counseling ACTIVA Federated Investors Tower 1001 Liberty Ave Pittsburgh PA 15222-3779 412-288-1900 09/08/2005 0647N NO Brian P Bouda 105325
INVESTMENT ADVISOR Federated Securities Corp. ACTIVA Federated Investors Tower 1001 Liberty Avenue Pittsburgh PA 15222-3779 412-288-1900 08/17/2009 0838N NO Brian P. Bouda 5009
INVESTMENT ADVISOR FG Advisory Services, LLC ACTIVA 21 Oak Road Briarcliff Manor NY 10510 646-609-2225 01/23/2024 1622N NO Calvin Persaud 329430
INVESTMENT ADVISOR Fidelity Institutional Wealth Adviser LLC ACTIVA 245 Summer Street Boston MA 02210 617-563-7000 03/28/2023 1574N NO Jason Linde 301896
INVESTMENT ADVISOR Fidelity Personal and Workplace Advisors LLC ACTIVA 245 Summer Street V2A Boston MA 02210 617-563-6827 03/28/2018 1218N NO Norman Ashkenas 288590
INVESTMENT ADVISOR Fiera Capital Inc. ACTIVA 375 Park Avenue 8th Floor New York NY 10152 646-367-7575 03/26/2018 1216N NO Evangelia (Linda) Kleftodimou (Smith) 113638
INVESTMENT ADVISOR Fifth Third Securities, Inc. ACTIVA 34 Fountain Sqare Plaza MD 10AT42 Cincinnati OH 45263 513-534-7421 01/19/2006 0664N NO Jarrett Jacobs 628
INVESTMENT ADVISOR Financial Engines Advisors LLC ACTIVA 1050 Enterprise Way 3rd Floor Sunnyvale CA 94089 408-498-6000 08/18/1999 0315N NO Dexter S Buck 104510
INVESTMENT ADVISOR Financial Soundings ACTIVA 1121 Alderman Drive Suite 205 Alpharetta GA 30005-5471 678-393-8222 02/22/2016 1104N NO Stephen E. Maschino 146082
INVESTMENT ADVISOR Finanxial Investment Advisors, Corp. ACTIVA 121 Avenida De Diego Urb. San Francisco San Juan PR 00927 787-758-8234 11/17/2000 0345 NO Marisela Sáez 300350
INVESTMENT ADVISOR Finhabits Advisors, LLC ACTIVA 154 Grand St. New York NY 10013 212-596-7292 03/22/2018 1240N NO Carlos García 210522
INVESTMENT ADVISOR First Command Advisory Services ACTIVA 1 Firstcomm Plaza Fort Worth TX 76109 817-731-8621 07/27/2022 1536N NO Veronica Hammond 281958
INVESTMENT ADVISOR First Eagle Separate Account Management, LLC ACTIVA 1345 Avenue of the Americas New York NY 10105-0048 212-698-3300 03/30/2021 1402N NO James Barling 300359
INVESTMENT ADVISOR First National Advisers, LLC ACTIVA 14010 FNB Parkway Suite 200 Omaha NE 68154 402-602-8441 11/21/2023 1617N NO Lorenzo Eric Alaniz 277146
INVESTMENT ADVISOR Fisher Investments ACTIVA 5525 NW Fisher Creek Drive Camas WA 98607-9911 800-851-8845 05/03/2002 0491N NO SHERRILYN A. FISHER 107342
INVESTMENT ADVISOR Flagship Harbor Advisors, LLC ACTIVA 346 Commercial Street Boston MA 02109 857-350-4229 10/18/2018 1257N NO David J. Kaufman 155733
INVESTMENT ADVISOR Flagstar Advisors ACTIVA 1177 Avenue of the Americas 11th Floor New York NY 10036 646-822-1450 01/24/2022 1481N NO William J Maguire, Jr, Michael Frasier 104233
INVESTMENT ADVISOR Flexible Plan Investments LTD ACTIVA 3883 Telegraph Rd Ste 100 Bloomfield Hills MI 48302-1432 800-347-3539 08/09/2005 0640N NO Gregory M Smith, Kristin Russelburg 110762
INVESTMENT ADVISOR Forensic Decisions PR LLC ACTIVA 3 Carrion Court Apartment 302 San Juan PR 00911-1255 617-833-8927 06/14/2021 1417 NO Harry M., Markopolos, 313335
INVESTMENT ADVISOR FORTALEZA CAPITAL PARTNERS, LLC ACTIVA 250 AVE. PONCE DE LEON CITY TOWERS, SUITE 1003 SAN JUAN PR 00918-2031 787-749-4770 04/04/2016 1105 NO Jose J. Rodríguez Suarez, Vonjamis M. Martínez 234792
INVESTMENT ADVISOR Forthright Capital Advisory LLC ACTIVA 7251 W Lake Mead Blvd Ste 300 Las Vegas NV 89128 702-217-7676 07/26/2023 1604N NO Charles Nguyen 323596
INVESTMENT ADVISOR Founders Financial Securities, LLC ACTIVA 1020 Cromwell Bridge Road Towson MD 21286 410-308-9988 07/08/2013 0976N NO Karen E. Beech, Joseph Krcma 137945
INVESTMENT ADVISOR Fowardframe LLC ACTIVA 200 N Sepulveda Blvd Suite 1200 El Segundo CA 90245 866-489-3100 11/18/2016 1133N NO Kristy Haley 285648
INVESTMENT ADVISOR FRA Services Inc. ACTIVA 1225 Ponce De León Avenue Ste Mz-E1 Vig Tower San Juan PR 00907 786-536-6118 05/01/2019 1277 NO Esther Ortiz 292588
INVESTMENT ADVISOR Franklin Advisers, Inc. ACTIVA One Franklin Parkway San Mateo CA 94403-1906 650-312-3000 12/24/2021 1468N NO Breda M. Beckerle 104517
INVESTMENT ADVISOR Fred Alger Management, Inc. ACTIVA 360 Park Ave South New York NY 10010 212-806-8800 12/10/1999 0327N NO Patrick J Murphy 106750
INVESTMENT ADVISOR Freedom Advisory, LLC ACTIVA Centro Internacional de Mercadeo Tower I Suite 205 Guaynabo PR 00968 787-792-3000 08/20/2008 0800N NO Eduardo J. Ramos 147546
INVESTMENT ADVISOR Freedom Family Office, LLC ACTIVA 166 East 61st Street Suite 6B New York NY 10065 855-540-0400 07/22/2021 1445N NO Paul Hassebroek 310275
INVESTMENT ADVISOR FSAM LLC ACTIVA 1720 Windward Concourse Suite 115 Alpharetta GA 30005 770-777-9373 09/13/2017 1182N NO Vasileios Sfyris 287851
INVESTMENT ADVISOR Fuller & Thaler Asset Management Inc. ACTIVA 411 Borel Avenue Suite 300 San Mateo CA 94402 650-931-1500 01/09/2013 0942N NO Hanna Woo Zanoni 107033
INVESTMENT ADVISOR Fund Evaluation Group, LLC ACTIVA 201 East Fifth Street Suite 1600 Cincinnati OH 45202 513-977-4400 03/28/2013 0961N NO Maureen Kiefer-Goldenberg 121658
INVESTMENT ADVISOR Futuremoney RIA ACTIVA 500 North Commercial Street Suite 502 Manchester NH 03101 603-812-0108 04/15/2024 1628N NO David Fortin 329835
INVESTMENT ADVISOR Gallagher Fiduciary Advisors, LLC ACTIVA 2850 Golf Road Rolling Meadows IL 60008 212-918-9685 01/02/2024 1626N NO Natalie H. Kossak 146509
INVESTMENT ADVISOR Gamco Asset Management Inc. ACTIVA One Corporate Center Rye NY 10580-1422 914-921-5000 08/13/1991 0096N NO David M Goldman 104950
INVESTMENT ADVISOR Gamma Asset Management LLC ACTIVA Edificio Ochoa 500 Calle De La Tanca, Suite 305 San Juan PR 00901-1969 787-957-3260 07/24/2019 1299N NO David Galarza Sosa 300050
INVESTMENT ADVISOR Geller Advisors LLC ACTIVA 909 Third Avenue New York NY 10022 212-583-6001 09/14/2022 1545N NO Angela Derose 134062
INVESTMENT ADVISOR Geneos Wealth Management, Inc. ACTIVA 9055 E Mineral Circle Suite 200 Centennial CO 80112 303-785-8470 01/04/2008 0769N NO Ryan W Diachok, Dean Rager 120894
INVESTMENT ADVISOR Genter Capital Management ACTIVA 11601 Wilshire Blvd. 25th Floor Los Angeles CA 90025-1770 310-477-6543 03/28/2024 1644N NO Manuel A Gutierrez 108618
INVESTMENT ADVISOR Gentrust ACTIVA 1450 Brickell Avenue Suite 3050 Miami FL 33131 305-677-6688 03/28/2016 1114N NO Zulay Hunter 158369
INVESTMENT ADVISOR Geowealth Management LLC ACTIVA 444 N. Michigan Avenue Suite 3150 Chicago IL 60611 312-219-9160 03/30/2023 1582N NO Evan Lieberman 148222
INVESTMENT ADVISOR Gilder Gagnon Howe & Co. LLC ACTIVA 3 Columbus Circle New York NY 10019 212-765-2500 01/27/2006 0658N NO Bonnie Haupt 2002
INVESTMENT ADVISOR Gladstone Wealth Partners ACTIVA 2500 N. Military Trail Suite 225 Boca Raton FL 33431 908-719-1313 11/27/2023 1618N NO Kristopher Bonocore 250787
INVESTMENT ADVISOR Glenmede Investment Management, LP ACTIVA 1650 Market St One Liberty Place Suite 1200 Philadelphia PA 19103 215-419-6092 01/11/2007 0720N NO Maria McGarry 108165
INVESTMENT ADVISOR Global Assets Advisory, LLC ACTIVA 390 N. Orange Avenue Suite 750 Orlando FL 32801 407-254-1500 04/11/2023 1596N NO Richard Weiss 300460
INVESTMENT ADVISOR Glovista Investments LLC ACTIVA One Evertrust Plaza 11th Floor Jersey City NJ 07302 212-336-1540 12/04/2017 1194N NO Thomas K. Morgan 146382
INVESTMENT ADVISOR Goldman Sachs & Co. LLC ACTIVA 200 West St New York NY 10282-2198 212-902-1000 11/01/1996 0066N NO Thomas Fairbanks Matthias, Jamison Yardley 361
INVESTMENT ADVISOR Goldman Sachs Asset Management, LP ACTIVA 200 West St New York NY 10282 212-902-1000 02/24/2021 1390N NO Judith Shandling 107738
INVESTMENT ADVISOR Goldman Sachs Personal Financial Management ACTIVA 620 Newport Center Drive Suite 500 Newport Beach CA 92660 949-999-8500 07/16/2019 1305N NO Michael Herman 134600
INVESTMENT ADVISOR Good Life Advisors, LLC ACTIVA 2395 Lancaster Pike Reading PA 19607 610-898-6927 03/31/2023 1591N NO Conor F. Delaney 171898
INVESTMENT ADVISOR Gradient Investments, LLC ACTIVA 4105 Lexington Avenue North Suite 250 Arden Hills MN 55126 888-824-3525 02/16/2022 1489N NO Nicole Alexander 141726
INVESTMENT ADVISOR Gratus Capital, LLC ACTIVA 3535 Piedmont Road NE Building 14-500 Atlanta GA 30305 404-961-6000 08/10/2022 1540N NO William Travis Mckinney 173627
INVESTMENT ADVISOR Great Lakes Advisors, LLC ACTIVA 231 S. Lasalle Street 4th Floor Chicago IL 60604 312-431-1700 01/09/2023 1559N NO Elliot Silver 110757
INVESTMENT ADVISOR Greenwich Investment Management, Inc. ACTIVA 200 First Stamford Place 2nd Floor East Stamford CT 06902 203-625-5316 12/06/2019 1324N NO L George Rieger 127161
INVESTMENT ADVISOR Grimes & Company, Inc. ACTIVA 110 Turnpike Rd. Suite 100 Westborough MA 01581 508-366-3883 01/04/2013 0941N NO Gerald S. Connolly 109420
INVESTMENT ADVISOR Grove Point Advisors, LLC ACTIVA 2440 Research Blvd Ste 500 Rockville MD 20850 301-944-5900 03/28/2024 1645N NO Laura White 313171
INVESTMENT ADVISOR Guardian Advisory Services, LLC ACTIVA 10 Hudson Yards New York NY 10001 800-879-6934 09/30/2020 1362N NO Thomas Drogan 310203
INVESTMENT ADVISOR Guggenheim Investments ACTIVA 330 Madison Ave 10th Fl New York NY 10017 212-739-0700 12/05/2006 0716N NO Elisabeth Miller 105477
INVESTMENT ADVISOR Guggenheim Partners Investment Management, LLC ACTIVA 100 Wilshire Blvd Suite 500 Santa Monica CA 90401 310-576-1270 03/31/2014 1013N NO Beth Ann Haddock 137432
INVESTMENT ADVISOR GW & Wade, LLC ACTIVA 93 Worcester Street Wellesley MA 02481 781-239-1188 03/29/2019 1295N NO Mattew G Valentine 105394
INVESTMENT ADVISOR GW&K Investment Management, LLC ACTIVA 222 Berkeley St 15th Floor Boston MA 02116 617-236-8900 11/18/2002 0526N NO T. Williams Roberts III 121942
INVESTMENT ADVISOR H.D. Vest Advisory Services,Inc. ACTIVA 6333 North State Highway 161 4th Floor Irving TX 75038 972-870-6000 01/12/1994 0154N NO Casey Griffin 104556
INVESTMENT ADVISOR Hadley ACTIVA 920 N Kings Road Apt 129 West Hollywood CA 90069 954-254-0193 04/26/2021 1398N NO Joshua Evan Miller 313400
INVESTMENT ADVISOR Hamilton Capital ACTIVA 5025 Arlington Centre Blvd Suite 300 Colombus OH 43220 614-273-1000 11/08/2023 1616N NO Anthony N. Strotman 109116
INVESTMENT ADVISOR Harbour Investments, Inc. ACTIVA 575 D'Onofrio Drive Suite 300 Madison WI 53719 608-662-6100 01/26/2024 1627N NO Kyle L. Kopitzke 19258
INVESTMENT ADVISOR Harding Loevner LP ACTIVA 400 Crossing Blvd 4th Floor Bridgewaer NJ 08807 908-218-7900 02/28/2006 0674N NO Lori M Renzulli 104543
INVESTMENT ADVISOR Haron Capital Management, LLC ACTIVA 26 Broadway Suite 1107 New York NY 10004 646-965-6700 06/07/2021 1431N NO Joshua Victor Haron 298059
INVESTMENT ADVISOR Harris Associates LP ACTIVA 111 S Wacker Drive Suite 4600 Chicago IL 60606 312-646-3600 08/22/2002 0513N NO Colin P McFarland 106960
INVESTMENT ADVISOR Healthequity Advisors ACTIVA 15 West Scenic Pointe Drive Suite 100 Draper UT 84020 801-727-1000 1117N NO Lori Midgley 167105
INVESTMENT ADVISOR Hedgehog Advisers, LLC ACTIVA 2261 Market Street #4557 San Francisco CA 94114 949-354-4184 03/09/2022 1494N NO Colton Austin Dillion 314879
INVESTMENT ADVISOR Heitman Real Estate Securities LLC ACTIVA 191 North Wacker Drive Suite 2500 Chicago IL 60606-1615 312-855-5700 06/11/2007 0752N NO Randall Ramey 107134
INVESTMENT ADVISOR Helium LLC ACTIVA 1160 Battery Street East Suite 100 San Francisco CA 94111 650-204-1524 05/04/2021 1413N NO David Dindi 313255
INVESTMENT ADVISOR Hendershott Wealth Management, LLC ACTIVA 11 Municipal Drive STE 200 PMB 1018 Fishers IN 46038 408-769-3005 05/20/2024 1666N NO 170839
INVESTMENT ADVISOR Henderson Geneva Capital Management ACTIVA 100 E Wisconsin Avenue Suite 2550 Milwaukee WI 53202 414-224-6002 10/08/2015 1086N NO Anne S. Kochevar 105432
INVESTMENT ADVISOR Herbert J. Sims Capital Management, Inc. ACTIVA 2150 Post Road Suite 301 Fairfield CT 06824